第一创业证券股份有限公司

Core Viewpoint - The company, First Capital Securities Co., Ltd., has released its first quarter report for 2025, ensuring the accuracy and completeness of the financial information disclosed, with no significant omissions or misleading statements [2][3]. Financial Data Summary - The first quarter report has not been audited [3][9]. - The company does not require retrospective adjustments or restatements of previous accounting data [3]. - The company reported no non-recurring gains or losses during the period [3][4]. - The net capital and major risk control indicators of the company comply with the relevant regulations set by the China Securities Regulatory Commission [5]. Shareholder Information - There are no changes in the top ten shareholders or the status of shares lent for margin trading compared to the previous period [6]. Debt Financing - The company has issued corporate bonds totaling 1.3 billion yuan during the reporting period to meet business development needs [6]. Regulatory Compliance - The Shenzhen Securities Regulatory Bureau issued a warning letter to the company on January 10, 2025, due to issues in private asset management business, which the company has addressed and rectified [8].