国泰海通证券股份有限公司 关于广东和胜工业铝材股份有限公司 上市流通的核查意见 国泰海通证券股份有限公司（以下简称"国泰海通""保荐人"）作为广东 和胜工业铝材股份有限公司（以下简称"公司"或"和胜股份"）持续督导的保 荐人，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所股票上市规则》 《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》 《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》等有关法律法 规的规定，对和胜股份 2021 年度非公开发行股票限售股上市流通事宜进行了核 查，核查情况及核查意见如下： 一、本次解除限售股份的基本情况 根据中国证券监督管理委员会于 2022 年 4 月 2 日出具的《关于核准广东和 胜工业铝材股份有限公司非公开发行股票的批复》（证监许可〔2022〕690 号）， 和胜股份向公司控股股东、实际控制人李建湘先生非公开发行人民币普通股（A 股）14,682,962 股，发行价格为 20.04 元/股，（以下简称"本次非公开发行"）， 本次非公开发行新增股份于 2022 年 7 月 29 日在深圳证券交易所上市。本次非公 开发行的发行对象、 ...

Investment Rating - The report indicates a positive outlook for the new energy vehicle battery box industry, driven by increasing penetration rates and supportive national policies [1]. Core Insights - The new energy vehicle battery box is a critical component of the battery pack, characterized by high customer barriers, continuous upgrades with battery integration technology, and a strong correlation with the new energy vehicle industry [1][7][10]. - The market for new energy vehicle battery boxes is expected to grow significantly, with a projected compound annual growth rate (CAGR) of 76.59% from 2020 to 2024, increasing from 2.734 billion RMB to 26.586 billion RMB [27][28]. - The industry is transitioning towards lightweight and sustainable solutions, with innovations in battery integration technologies such as CTP and CTB expected to drive further growth [14][30]. Industry Definition - New energy vehicle battery boxes serve as the "skeleton" of the battery pack, requiring safety, protection, and sealing capabilities to ensure the normal operation of the battery system [2]. Industry Classification - The battery boxes can be classified based on battery system integration technologies into CTM, CTP, and CTC/CTB types [3][4][5][6]. Industry Characteristics - High customer barriers exist due to the need for collaboration among vehicle manufacturers, battery manufacturers, and battery box suppliers [7]. - The industry is closely linked to the new energy vehicle market, with market size directly correlated to the growth of new energy vehicles [10]. Development History - The market has evolved alongside the new energy vehicle industry, with significant growth observed post-2015 as CTP technology gained traction [11][13]. - The current phase emphasizes green and sustainable development, focusing on lightweight and environmentally friendly materials [14]. Industry Chain Analysis - The industry chain consists of upstream raw materials (aluminum alloys, carbon fiber composites), midstream manufacturing, and downstream applications primarily in electric and hybrid vehicles [15][25]. - Domestic companies dominate the market, leveraging local advantages to meet customer needs effectively [16]. Market Size - The market size is projected to grow from 27.34 billion RMB in 2020 to 265.86 billion RMB by 2024, with a CAGR of 76.59% [27]. - By 2029, the market is expected to reach 583.14 billion RMB, indicating sustained growth [27]. Competitive Landscape - The competitive landscape features a tiered structure, with leading companies like Sensata Technologies, Huayu Automotive, and New Aluminum Era holding significant market shares [36][37]. - Traditional automotive parts manufacturers have quickly entered the battery box market, leveraging existing production capabilities and customer relationships [37]. Company Overview - New Aluminum Era focuses on lightweight aluminum materials for automotive applications, holding a strong position in the market with significant R&D investments [39][41]. - The company has shown rapid revenue growth, with battery box revenue constituting a growing percentage of its total income [41].

证券代码：002824 证券简称：和胜股份 公告编号：2025-002 广东和胜工业铝材股份有限公司 股票交易异常波动公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、股票交易异常波动情况的说明 广东和胜工业铝材股份有限公司（以下简称"公司"，证券简称：和胜股份， 证券代码：002824）股票交易价格连续 3 个交易日（2025 年 2 月 24 日、2025 年 2 月 25 日、2025 年 2 月 26 日）收盘价格涨幅偏离值累计超过 20%，根据《深 圳证券交易所交易规则》的规定，属于股票交易异常波动的情况。 6、2025 年 1 月 15 日，公司披露《关于控股股东、实际控制人减持股份的 预披露公告》，公司控股股东、实际控制人李建湘先生持有公司股份 96,134,983 股，占公司总股本的 34.44%。李建湘先生计划自公告披露之日起 15 个交易日后 的 3 个月内（即 2025 年 2 月 13 日—2025 年 5 月 12 日）以集中竞价或大宗交易 方式减持本公司股份（根据相关规定禁止减持的期间除外）数量不超过 8,373,422 股 ...