中信证券股份有限公司关于甘肃能化股份有限公司 2024 年度募集资金存放与使用情况的核查意见 中信证券股份有限公司（以下简称"中信证券""保荐机构"或"独立财务 顾问"）作为甘肃能化股份有限公司（以下简称"甘肃能化"或"上市公司"）2020 年度公开发行可转换公司债券的保荐机构（保荐代表人为李泽由、李宁）、2022 年度发行股份购买资产并募集配套资金暨关联交易的独立财务顾问（独立财务顾 问主办人为邓俊、许子晶），根据《证券发行上市保荐业务管理办法》《上市公司 重大资产重组管理办法》《深圳证券交易所股票上市规则》《上市公司监管指引第 2 号—上市公司募集资金管理和使用的监管要求》《深圳证券交易所上市公司自 律监管指引第 1 号——主板上市公司规范运作》等有关法律法规和规范性文件的 要求，对上市公司 2024 年度募集资金存放与使用情况进行了审慎核查，并出具 核查意见如下： 2024 年度，募投项目实际使用募集资金 990,571,928.50 元，补充公司流动 资金 180,000,000.00 元，支付银行手续费、账户维护管理等费用 16,303.92 元， 购买结构性存款和理财产品支出 500,000,00 ...

甘肃能化股份有限公司 重大资产重组业绩承诺期届满 资产减值测试报告专项审核报告 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话：(010) 51423818 传真：(010) 51423816 目 录 一、审核报告 二、重大资产重组业绩承诺期届满减值测试报告 三、审核报告附件 1. 中兴华会计师事务所（特殊普通合伙）营业执照复印件 2. 中兴华会计师事务所（特殊普通合伙）执业证书复印件 3. 注册会计师执业证书复印件 中 兴 华 会 计 师 事 务 所 （ 特 殊 普 通 合 伙 ） Z H O N G X I N G H U A C E R T I F I E D P U B L I C A C C O U N T A N T S L L P 地 址 （ l o c a t i o n ）： 北 京 市 丰 台 区 丽 泽 路 2 0 号 丽 泽 S O H O B 座 2 0 层 2 0 / F, To w e r B,L i z e ...

华龙证券股份有限公司（以下简称"华龙证券"或"独立财务顾问"）作为 甘肃能化股份有限公司（以下简称"甘肃能化"或"上市公司"）发行股份购买 资产并募集配套资金暨关联交易（以下简称"本次重组"）的独立财务顾问，根 据《上市公司重大资产重组管理办法》《深圳证券交易所股票上市规则》《深圳证 券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等有关法律 法规和规范性文件的要求，对上市公司本次交易涉及的业绩承诺实现情况、业绩 承诺期届满资产减值测试情况等进行了审慎核查，并出具核查意见如下： 华龙证券股份有限公司 关于 甘肃能化股份有限公司 发行股份购买资产并募集配套资金暨关联交易之 业绩承诺实现情况及 业绩承诺期届满资产减值测试情况 的核查意见 一、交易实施情况 （一）核准情况 中国证监会于 2022 年 12 月 21 日对上市公司向甘肃能源化工投资集团有限 公司（以下简称"能化集团"）等发行股份购买资产并募集配套资金的申请进行 了审核。根据审核结果，公司本次向能化集团等发行股份购买资产并募集配套资 金的申请获得通过。 2022 年 12 月 28 日，公司收到中国证券监督管理委员会出具的《关于核准 甘 ...

甘肃能化股份有限公司 非经营性资金占用及其他关联资金往来情况 汇总表的专项说明 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话：(010) 51423818 传真：(010) 51423816 目 录 一、专项说明 二、附表 三、专项说明附件 1. 中兴华会计师事务所（特殊普通合伙）营业执照复印件 2. 中兴华会计师事务所（特殊普通合伙）执业证书复印件 3. 注册会计师执业证书复印件 如实编制和对外披露汇总表并确保其真实、合法及完整是甘肃能化管理层的责 任。我们对汇总表所载资料与本所审计甘肃能化 2024 年度财务报表时所复核的会 计资料和经审计的财务报表的相关内容进行了核对，在所有重大方面没有发现不一 致。除了对甘肃能化实施 2024 年度财务报表审计中所执行的对关联方交易有关的 审计程序外，我们并未对汇总表所载资料执行额外的审计程序。为了更好地理解甘 肃能化的非经营性资金占用及其他关联资金往来情况，后附汇总表应当与已审计的 2024 年 ...

中信证券股份有限公司 关于 甘肃能化股份有限公司 发行股份购买资产并募集配套资金暨关联交易之 业绩承诺实现情况及 业绩承诺期届满资产减值测试情况 的核查意见 中信证券股份有限公司（以下简称"中信证券"或"独立财务顾问"）作为 甘肃能化股份有限公司（以下简称"甘肃能化"或"上市公司"）发行股份购买 资产并募集配套资金暨关联交易（以下简称"本次重组"）的独立财务顾问，根 据《上市公司重大资产重组管理办法》《深圳证券交易所股票上市规则》《深圳证 券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》等有关法律 法规和规范性文件的要求，对上市公司本次交易涉及的业绩承诺实现情况、业绩 承诺期届满资产减值测试情况等进行了审慎核查，并出具核查意见如下： 一、交易实施情况 （一）核准情况 中国证监会于 2022 年 12 月 21 日对上市公司向甘肃能源化工投资集团有限 公司（以下简称"能化集团"）等发行股份购买资产并募集配套资金的申请进行 了审核。根据审核结果，公司本次向能化集团等发行股份购买资产并募集配套资 金的申请获得通过。 2022 年 12 月 28 日，公司收到中国证券监督管理委员会出具的《关于核准 甘 ...

甘肃能化股份有限公司 募集资金年度存放与实际使用情况 的鉴证报告 中兴华会计师事务所(特殊普通合伙) ZHONGXINGHUA CERTIFIED PUBLIC ACCOUNTANTS LLP 地址：北京市丰台区丽泽路 20 号丽泽 SOHO Ｂ座 20 层 邮编：100073 电话：(010) 51423818 传真：(010) 51423816 目 录 一、鉴证报告 二、关于募集资金年度存放与实际使用情况的专项报告 三、附件 1. 中兴华会计师事务所（特殊普通合伙）营业执照复印件 2. 中兴华会计师事务所（特殊普通合伙）执业证书复印件 3. 注册会计师执业证书复印件 中 兴 华 会 计 师 事 务 所 （ 特 殊 普 通 合 伙 ） Z H O N G X I N G H U A C E R T I F I E D P U B L I C A C C O U N T A N T S L L P 地 址 （ l o c a t i o n ）： 北 京 市 丰 台 区 丽 泽 路 2 0 号 丽 泽 S O H O B 座 2 0 层 2 0 / F, To w e r B,L i z e SO H O , ...

Financial Performance - The company's operating revenue for 2024 was ¥9,603,970,618.61, a decrease of 14.70% compared to ¥11,259,062,215.66 in 2023[18]. - The net profit attributable to shareholders for 2024 was ¥1,214,321,969.28, down 30.13% from ¥1,737,919,802.18 in 2023[18]. - The net profit after deducting non-recurring gains and losses was ¥1,147,427,788.89, a decline of 32.99% from ¥1,712,325,179.96 in 2023[18]. - The basic earnings per share for 2024 were ¥0.23, a decrease of 37.84% from ¥0.37 in 2023[18]. - The diluted earnings per share for 2024 were ¥0.20, down 39.39% from ¥0.33 in 2023[18]. - The company reported a total of ¥66,894,180.39 in non-recurring gains for 2024, compared to ¥25,594,622.22 in 2023[24]. - The company produced 19.07 million tons of coal and sold 17.62 million tons, with a revenue of CNY 9,603.97 million, representing a 14.70% decrease year-over-year[47][49]. - The net profit attributable to shareholders was CNY 1,214.32 million, with a basic earnings per share of CNY 0.23 and a net asset per share of CNY 3.15[47]. - The mining sector accounted for 77.56% of total revenue, generating CNY 7,448.61 million, down 13.81% from the previous year[49][51]. Dividend Distribution - The company plans to distribute a cash dividend of 0.68 CNY per 10 shares to all shareholders, based on a total of 5,351,802,602 shares as of March 31, 2025[4]. - The total distributable profit for the company was 6,151,243,507.92 yuan, with the cash dividend accounting for 100% of the total profit distribution[149]. - The company has maintained a stable profit distribution policy, ensuring reasonable returns for investors while considering sustainable development[148]. Shareholder Engagement and Governance - The company has established a modern governance structure to enhance risk management and internal control systems, ensuring that various risks remain within controllable limits[46]. - The company has conducted multiple shareholder meetings with online voting platforms to enhance shareholder participation[109]. - The company has a clear organizational structure with defined roles and responsibilities across departments[110]. - The company has established a compliance review process for related transactions, ensuring independent board discussions and avoidance of conflicts of interest[111]. - The company is committed to transparency in its operations, providing detailed insights into production, sales, and financial management to investors[104]. Operational Efficiency and Cost Management - The company has successfully implemented a comprehensive budget management system to control costs and enhance operational efficiency amid market fluctuations[42]. - The company is focusing on optimizing its industrial layout, aiming for an integrated development model encompassing coal, electricity, chemicals, and infrastructure[44]. - The company is conducting research on multiple projects aimed at improving safety and efficiency in coal mining operations, including advanced gas extraction techniques and temperature control methods[63]. - The company has implemented a comprehensive dust control technology in coal mine construction, significantly improving the mining environment[65]. Environmental Compliance and Sustainability - Baiyin Thermal Power has obtained a pollutant discharge permit valid until June 25, 2028, ensuring compliance with environmental regulations[161]. - The company operates under strict compliance with multiple environmental protection laws and regulations[161]. - The company has established a carbon emission management system, improving data quality and management capabilities[170]. - The company plans to continue using advanced pollution control technologies, including SNCR and SCR for nitrogen oxide reduction in 2024[164]. Research and Development - A total of 186 patents were filed in 2024, with 116 granted, reflecting the company's commitment to technological innovation and development[44]. - R&D expenses increased by 4.48% to CNY 360,993,691.62, indicating ongoing investment in innovation[62]. - The company is investing $50 million in research and development for new technologies aimed at enhancing operational efficiency[116]. Market Expansion and Strategic Initiatives - The company is focusing on expanding its coal and electricity business, with ongoing developments in chemical production and project planning[104]. - The company plans to invest in the construction of a new subsidiary for the Gansu Energy Chemical Qinyang 2×660MW coal power project, approved in the second temporary shareholders' meeting on June 17, 2024[112]. - The company is exploring new strategies for market expansion and potential mergers and acquisitions to enhance its competitive position[104]. Financial Management and Investment - The company has a robust financial management system with independent decision-making capabilities[110]. - The company raised a total of CNY 2,800 million through the issuance of convertible bonds in December 2020, with a net amount of CNY 2,769 million after deducting issuance costs[82]. - The company has completed a major asset restructuring by acquiring 100% equity of the Yaojie Coal Power Group, issuing a total of 2,103,190,538 shares to various entities[184]. Safety and Risk Management - The company has implemented a comprehensive safety management system, achieving a record of zero fatalities in production, marking its best safety performance in history[41]. - The company is addressing safety production risks by implementing a comprehensive safety management system and enhancing employee training[99].

Financial Performance - The company's operating revenue for Q1 2025 was ¥1,915,571,284.44, a decrease of 32.13% compared to ¥2,822,483,847.22 in the same period last year[5] - Net profit attributable to shareholders was ¥51,062,628.44, down 90.48% from ¥536,497,295.72 year-on-year[5] - The net profit margin decreased significantly, with net profit at ¥48,976,561.39, down 90.88% from ¥537,242,810.78 year-on-year[10] - Total operating revenue for the current period is ¥1,915,571,284.44, a decrease of 32% from ¥2,822,483,847.22 in the previous period[20] - Net profit for the current period is ¥48,976,561.39, a decline of 91% compared to ¥537,242,810.78 in the previous period[21] - The company reported a total profit of ¥67,681,218.20, down 89% from ¥624,051,622.77 in the previous period[21] Cash Flow - The net cash flow from operating activities improved by 62.13%, reaching -¥116,981,753.73 compared to -¥308,883,533.52 in the previous year[5] - Operating cash inflow for the current period is CNY 2,320,521,071.14, slightly up from CNY 2,310,314,034.38 in the previous period, indicating a growth of approximately 0.09%[22] - Net cash flow from operating activities is -CNY 116,981,753.73, an improvement from -CNY 308,883,533.52 in the previous period[22] - Cash inflow from investment activities is CNY 1,189,539,510.23, significantly higher than CNY 100,000,000.00 in the previous period[22] - Net cash flow from investment activities is CNY 282,474,345.92, a recovery from -CNY 355,542,093.35 in the previous period[22] - Cash inflow from financing activities totals CNY 737,000,000.00, up from CNY 720,000,000.00 in the previous period[23] - Net cash flow from financing activities is CNY 688,939,911.08, an increase from CNY 590,334,595.23 in the previous period[23] - The net increase in cash and cash equivalents is CNY 854,432,503.27, contrasting with a decrease of -CNY 74,091,031.64 in the previous period[23] - The ending balance of cash and cash equivalents is CNY 5,648,527,291.23, down from CNY 8,112,321,676.46 in the previous period[23] - The company received CNY 7,249,591.12 in tax refunds, compared to CNY 3,795,795.78 in the previous period, marking an increase of approximately 91.1%[22] - Payments to employees increased to CNY 1,202,836,939.46 from CNY 1,004,110,537.13, reflecting a rise of about 19.7%[22] Assets and Liabilities - Total assets at the end of the reporting period were ¥33,544,235,453.76, reflecting a slight increase of 0.55% from the previous year[5] - The total current assets amount to 9.372 billion RMB, a decrease from 9.659 billion RMB at the beginning of the period[17] - Total liabilities decreased to ¥15,962,173,390.35 from ¥16,061,208,085.57, a reduction of 0.62%[19] - The equity attributable to the parent company increased to ¥17,165,390,754.04 from ¥16,880,930,621.74, representing a growth of 1.68%[19] Production and Sales - The company produced 4.8472 million tons of coal and sold 3.707 million tons in Q1 2025, with electricity sales of 1.058 billion kWh[9] - The company's inventory increased by 35.63% to ¥1,358,869,717.46, indicating a rise in coal stock levels[10] Investments and Projects - The company has completed the first phase of the clean and efficient gasification project, producing ammonia and urea products[15] - The new subsidiary for the Lanzhou New Area 2×1000MW thermal power project has been established, with a static investment of 7.961 billion RMB and an annual power generation capacity of 9 billion kWh[15] - The company plans to finance the thermal power project through bank loans and strategic investors[15] Shareholder Information - The total number of common shareholders at the end of the reporting period is 66,134[13] - Gansu Energy Chemical Investment Group holds 50.16% of shares, making it the largest shareholder[13] Research and Development - Research and development expenses for the current period are ¥31,154,388.85, a decrease of 24.4% from ¥41,219,080.98 in the previous period[20] Borrowings - Short-term borrowings rose by 65.70% to ¥126,106,912.31, reflecting increased bank loans[10]

| 证券代码：000552 | 证券简称：甘肃能化 | 公告编号：2025-22 | | --- | --- | --- | | 债券代码：127027 | 债券简称：能化转债 | | 甘肃能化股份有限公司 关于公司及下属企业之间提供担保的进展公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，对公告的虚假 记载、误导性陈述或重大遗漏负连带责任。 一、担保情况概述 甘肃能化股份有限公司（以下简称"公司"）于 2023 年 3 月 21 日召开第 十届董事会第十八次会议、第十届监事会第十一次会议，2023 年 4 月 6 日 2023 年第二次临时股东大会，审议通过《关于为下属企业提供担保的议案》，同意 公司为刘化化工 59,000 万元融资提供连带责任担保，担保期限 2～3 年，同意 窑煤公司为天宝煤业向商业银行等金融机构申请 100,000 万元授信额度提供连 带责任担保，担保期限为 10～15 年。详见公司于 2023 年 3 月 22 日、4 月 7 日 披露于《证券时报》《上海证券报》以及巨潮资讯网上的《关于为下属企业提 供担保的公告》（2023-18）、《2023 年第二次临时股东大会决议公 ...

Core Viewpoint - The recent carbon dioxide outburst accident at Jinhai Coal Mine, a subsidiary of Gansu Energy Chemical, resulted in five fatalities and has led to the mine's suspension and restructuring [2][4][3]. Group 1: Accident Details - On April 13, 2025, a carbon dioxide outburst occurred during excavation at Jinhai Coal Mine, affecting 14 individuals [3]. - The accident resulted in 2 immediate deaths, 3 severe injuries, and 9 minor injuries, with 3 of the severely injured later succumbing to their injuries [3][4]. - The mine has been ordered to cease operations and undergo restructuring following the incident, with the local safety supervision department taking over the investigation [2][4]. Group 2: Company Background - Gansu Energy Chemical, formerly known as Jingyuan Coal Power Co., was listed on the Shenzhen Stock Exchange in January 1994 and rebranded in 2023 to reflect its expanded business scope, which now includes combined heat and power, fertilizers, construction, and renewable energy [5]. - The company operates four production mines with a total approved production capacity of 5.7 million tons per annum and manages 24 subsidiaries, employing approximately 11,500 staff [7]. Group 3: Safety Record - Jinhai Coal Mine has a history of safety incidents, including a roof collapse in June 2022 that resulted in one death and a separate incident in March 2023 that also led to a fatality [6][7]. - The mine had recently completed an intelligent construction project, achieving a score of 84.82, qualifying it as a mid-level intelligent coal mine [4].