Saratoga Investment Corp (NYSE:SAR) Q4 2021 Earnings Conference Call May 6, 2021 1:00 PM ET Company Participants Henri Steenkamp - Chief Financial & Compliance Officer Christian Oberbeck - Chairman & Chief Executive Officer Michael Grisius - Chief Investment Officer Conference Call Participants Bryce Rowe - Hovde Group Mickey Schleien - Ladenburg Sarkis Sherbetchyan - B. Riley Securities Operator Good afternoon, ladies and gentlemen. Thank you for standing by. Welcome to Saratoga Investment Corporation’s Fi ...

Saratoga Investment Corp. Fiscal Fourth Quarter and Fiscal Year 2021 Shareholder Presentation May 6, 2021 Continued Growth and Outperformance in FY21 & Q4 Fiscal Year-End and Fourth Quarter 2021 Highlights: • Continued high quality portfolio and strong performance ▫ Investment quality remains strong 93.3% of loan investments with highest internal rating ▫ Return on equity of 5.0% for LTM and 12.3% for Q4, beating BDC industry mean of 0.4% Unrealized appreciation of $5.6 million in Q4, over 95% of Q1 reducti ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended February 28, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from __________ to __________ Commission File No. 814-00732 SARATOGA INVESTMENT CORP. (Exact name of registrant as specified in its charter) Maryland 20-8700615 (State or other juris ...

Saratoga Investment Corp. (NYSE:SAR) Q3 2021 Results Earnings Conference Call January 7, 2021 10:00 AM ET Company Participants Henri Steenkamp - Chief Financial and Compliance Officer Christian Oberbeck - Chairman and CEO Michael Grisius - Chief Investment Officer Conference Call Participants Casey Alexander - Compass Point Mickey Schleien - Ladenburg Operator Good morning, ladies and gentlemen. Thank you for standing by. Welcome to Saratoga Investment Corporation’s Fiscal Third Quarter 2021 Financial Resul ...

Saratoga Investment Corp. Fiscal Third Quarter 2021 Shareholder Presentation January 7, 2021 Continued Strong Performance in Q3 Fiscal Third Quarter 2021 Highlights: • Continued high quality portfolio and strong performance ▫ Investment quality remains strong 92.8% of loan investments with highest internal rating as of November 30, 2020, up from 90.4% at Q1 Valuations reflect impact of changes to market spreads, EBITDA multiples and/or revised portfolio company performance related to COVID-19 ▫ ROE of 11.0% ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q ☒ Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended November 30, 2020 ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 814-00732 SARATOGA INVESTMENT CORP. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) 535 Madison Avenue New Yor ...

Saratoga Investment Corp (NYSE:SAR) Q2 2021 Earnings Conference Call October 8, 2020 10:00 AM ET Company Participants Henri Steenkamp - Chief Financial and Compliance Officer Christian Oberbeck - Chairman and Chief Executive Officer Michael Grisius - President and Chief Investment Officer Conference Call Participants Mickey Schleien - Ladenburg Casey Alexander - Compass Point Michael Smyth - B. Riley Securities Operator Good morning, ladies and gentlemen. Thank you for standing by. Welcome to Saratoga Inves ...

Saratoga Investment Corp. Fiscal Second Quarter 2021 Shareholder Presentation October 8, 2020 Continued Strong Performance in Q2 Fiscal Second Quarter 2021 Highlights: • Continued high quality portfolio and strong performance ▫ Investment quality remains strong 92.1% of loan investments with highest internal rating as of August 31, 2020, up from 90% at Q1 Valuations reflect impact of changes to market spreads, EBITDA multiples and/or revised portfolio company performance related to COVID-19 ▫ Return on equi ...