海通证券股份有限公司 关于上海沿浦金属制品股份有限公司 2023 年度向特定对象发行 A 股股票 之 上市保荐书 保荐机构（主承销商） （上海市广东路 689 号） 二〇二三年八月 声 明 本保荐机构及保荐代表人已根据《中华人民共和国公司法》（以下简称《公 司法》）、《中华人民共和国证券法》（以下简称《证券法》）、《上市公司证券发行 注册管理办法》（以下简称《注册管理办法》）、《上海证券交易所股票上市规则》 （以下简称《上市规则》）等有关法律、法规，诚实守信，勤勉尽责，严格按照 依法制定的业务规则和行业自律规范出具证券发行保荐书，并保证所出具文件真 实、准确、完整。 如无特殊说明，本上市保荐书中的简称或名词释义与《上海沿浦金属制品股 份有限公司 2023 年度向特定对象发行 A 股股票之募集说明书》一致。 3-2-1 一、发行人基本情况 （一）发行人基本信息 | 公司名称 | 上海沿浦金属制品股份有限公司 | | --- | --- | | 英文名称 | SHANGHAI YANPU METAL PRODUCTS CO., LTD. | | 股本总额 | 万元 8,000 | | 股票代码 | 605128. ...

股票简称：上海沿浦 股票代码：605128 转债简称：沿浦转债 转债代码：111008 （上海市广东路 689 号） 二〇二三年八月 保荐机构（主承销商） 上海沿浦金属制品股份有限公司 Shanghai YanPu Metal Products Co., Ltd. （上海市闵行区浦江镇江凯路 128 号） 2023 年度向特定对象发行 A 股股票 募集说明书 （申报稿） 上海沿浦金属制品股份有限公司 2023年度向特定对象发行A股股票募集说明书 重大事项提示 本公司特别提醒投资者注意下列重大事项或风险因素，并认真阅读募集说 本公司特别提醒投资者注意下列重大事项或风险因素，并认真阅读募集说明书相 关章节。本部分所述词语或简称与募集说明书"释义"所述词语或简称具有相同 的含义。 上海沿浦金属制品股份有限公司 2023年度向特定对象发行A股股票募集说明书 声 明 1、公司全体董事、监事、高级管理人员承诺本募集说明书不存在任何虚假 记载、误导性陈述或重大遗漏，并保证所披露信息的真实、准确、完整。 2、公司负责人、主管会计工作负责人及会计机构负责人保证本募集说明书 中财务会计报告真实、完整。 3、上海证券交易所及中国证 ...

海通证券股份有限公司 2023 年度向特定对象发行 A 股股票 （上海市广东路 689 号） 关于上海沿浦金属制品股份有限公司 二〇二三年八月 声 明 本保荐机构及保荐代表人已根据《中华人民共和国公司法》（以下简称《公 司法》）、《中华人民共和国证券法》（以下简称《证券法》）、《上市公司证 券发行注册管理办法》（以下简称《注册管理办法》）、《上海证券交易所股票 上市规则》（以下简称《上市规则》）等有关法律、法规，诚实守信，勤勉尽责， 严格按照依法制定的业务规则和行业自律规范出具证券发行保荐书，并保证所出 具文件真实、准确、完整。 之 发行保荐书 保荐机构（主承销商） 如无特殊说明，本发行保荐书中的简称或名词释义与《上海沿浦金属制品股 份有限公司 2023 年度向特定对象发行 A 股股票之募集说明书（申报稿）》一致。 3-1-1 | 声 | 明 1 | | --- | --- | | 目 | 录 2 | | 第一节 | 本次证券发行基本情况 3 | | | 一、本次证券发行保荐机构名称 3 | | | 二、保荐机构指定保荐代表人及保荐业务执业情况 3 | | | 三、保荐机构指定的项目协办人及其他项目人员 3 ...

上海市广发律师事务所 关于上海沿浦金属制品股份有限公司 向特定对象发行 A 股股票的 法律意见 电话：021-58358013 | 传真：021-58358012 网址：http://www.gffirm.com | 电子信箱：gf@gffirm.com 办公地址：上海市浦东新区南泉北路 429 号泰康保险大厦 26 楼 | 邮政编码：200120 | 一、关于发行人本次发行的批准和授权 | 6 | | --- | --- | | 二、关于发行人本次发行的主体资格 | 6 | | 三、关于发行人本次发行的实质条件 | 7 | | 四、关于发行人的设立 | 10 | | 五、关于发行人的独立性 | 11 | | 六、关于发行人的发起人、控股股东和实际控制人 14 | | | 七、关于发行人的股本及其演变 | 16 | | 八、关于发行人的业务 | 19 | | 九、关于关联交易及同业竞争 | 21 | | 十、关于发行人的主要财产 | 35 | | 十一、关于发行人的重大债权债务 | 38 | | 十二、关于发行人的重大资产变化及收购兼并 | 39 | | 十三、关于发行人公司章程的制定与修改 | 39 | | ...

| 证券代码：605128 | 证券简称：上海沿浦 | 公告编号：2023-060 | | --- | --- | --- | | 转债代码：111008 | 转债简称：沿浦转债 | | 上海沿浦金属制品股份有限公司 关于变更持续督导保荐机构及保荐代表人的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担承担法律责任。 一、原持续督导保荐情况 公司于2023年5月24日召开第四届董事会第二十四次会议，2023年6月9日召 开2023年第一次临时股东大会，审议通过了《关于公司2023年度向特定对象发行 A股股票预案的议案》等相关议案。公司聘请海通证券股份有限公司（以下简称 "海通证券"）担任公司本次2023年度向特定对象发行A股股票的保荐机构，并 与海通证券签订了《上海沿浦金属制品股份有限公司（作为发行人）与海通证券 股份有限公司（作为保荐机构）关于向特定对象发行A股股票之保荐协议》（以 下简称"保荐协议"）。 根据《证券发行上市保荐业务管理办法》的相关规定，公司因再次申请发行 证券另行聘请保荐机构的，应当终止与原保荐机构的保荐协议，另 ...

| 证券代码：605128 | 证券简称：上海沿浦 | 公告编号：2023-059 | | --- | --- | --- | | 转债代码：111008 | 转债简称：沿浦转债 | | 重要内容提示： 一、新项目的定点通知书的概况 1 本公告的新项目的最终量产实施地址是：武汉浦江沿浦汽车零件有限公司 （以下简称"武汉沿浦"，注册地址：武汉市蔡甸区奓山街白鹤泉西大街 179 号） 本公告的定点通知书包括了 2 款新车型，其中 1 款新车型预计在 2023 年 10 月达到量产状态，1 款新车型预计在 2024 年 4 月达到量产状态，但因整个 项目的生产周期较长，市场情况及达到量产的时间点存在不确定性。 定点通知并不反映最终的实际采购量，本公告中所述预计金额系上海沿浦金 属制品股份有限公司（以下简称"上海沿浦"或者"公司"）的全资子公司 武汉浦江沿浦汽车零件有限公司根据客户提供的预计销量结合预计单价计 算而得，存在重大不确定性。 公司实际销售金额将与汽车实际产量等因素直接相关，整个项目的生产周期 较长以及汽车市场整体情况等因素均可能对车厂的生产计划和采购需求构 成影响，进而为供货量带来不确定性，未来能否实现收 ...

证券代码：605128 证券简称：上海沿浦 公告编号：2023-046 上海沿浦金属制品股份有限公司 关于召开 2022 年度暨 2023 年第一季度业绩说明会的公告 重要内容提示： 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 06 月 14 日(星期三) 至 06 月 20 日(星期二)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 ypgf@shyanpu.com 进行提问。公司将在说明会上对投资者普遍关注的问题 进行回答。 上海沿浦金属制品股份有限公司（以下简称"公司"）已于 2023 年 4 月 21 日发布公司 2022 年度报告，于 2023 年 4 月 28 日发布公司 2023 年第 一季度报告，为便于广大投资者更全面深入地了解公司 2022 年度及 2023 年第一季度的经营成果、财务状况，公司计划于 2023 年 06 月 21 日 下午 14:00-1 ...

2023 年第一季度报告 证券代码：605128 证券简称：上海沿浦 转债代码：111008 转债简称：沿浦转债 上海沿浦金属制品股份有限公司 2023 年第一季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存 在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人周建清、主管会计工作负责人秦艳芳及会计机构负责人（会计主管人员）周建明保证 季度报告中财务信息的真实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 (一)主要会计数据和财务指标 单位：元 币种：人民币 | 项目 | 本报告期 | 本报告期比上年同期增减 | | --- | --- | --- | | | | 变动幅度(%) | | 营业收入 | 279,555,600.82 | 18.46 | | 归属于上市公司股东的净利润 | 11,162,608.96 | -4.40 | | 归属于上市公司股东的扣除非经常 | ...

Financial Performance - The company's operating revenue for 2022 was ¥1,121,732,780.23, representing a 35.72% increase compared to ¥826,507,388.30 in 2021[25]. - The net profit attributable to shareholders for 2022 was ¥45,744,422.47, a decrease of 35.10% from ¥70,481,085.46 in 2021[25]. - The basic earnings per share for 2022 was ¥0.57, down 35.23% from ¥0.88 in 2021[27]. - The cash flow from operating activities for 2022 was ¥50,401,383.23, a decline of 49.67% compared to ¥100,150,785.73 in 2021[25]. - The company's net assets attributable to shareholders at the end of 2022 were ¥1,127,386,290.96, an increase of 9.70% from ¥1,027,733,175.66 at the end of 2021[25]. - The weighted average return on equity for 2022 was 4.35%, a decrease of 2.61 percentage points from 6.96% in 2021[27]. - The net profit after deducting non-recurring gains and losses for 2022 was ¥31,985,588.50, a decrease of 47.12% from ¥60,484,879.85 in 2021[25]. - The gross profit margin for the automotive parts segment decreased by 5.92 percentage points, with revenue of ¥1,095,583,092.52 and costs of ¥971,206,660.28[63]. Dividend Policy - The company plans to distribute a cash dividend of RMB 1.25 per 10 shares, totaling RMB 10 million, based on a total share capital of 80 million shares as of December 31, 2022[4]. - The company does not plan to increase capital reserves into share capital[4]. - The cash dividend distribution was completed on June 23, 2022, following the approval at the annual general meeting held on May 16, 2022[146]. - The cash dividend policy stipulates that if conditions are met, at least 10% of the distributable profit should be distributed as cash dividends annually, with a minimum of 20% if there are significant capital expenditure plans[143]. - The company has established a clear profit distribution policy that prioritizes cash dividends when conditions allow, ensuring shareholder returns are a key focus[141]. Governance and Compliance - The board of directors and management guarantee the accuracy and completeness of the annual report, with no false statements or omissions[6]. - The company has received a standard unqualified audit report from the accounting firm[6]. - There are no risks of more than half of the directors being unable to guarantee the authenticity of the annual report[7]. - The company has established a governance structure that allows minority shareholders to exercise their rights effectively[105]. - The company has designated personnel to manage investor relations, enhancing communication with investors and addressing their concerns[106]. - The company has established an internal control system in compliance with regulations, enhancing decision-making efficiency and ensuring asset safety[148]. - A standard unqualified opinion internal control audit report was issued by the appointed accounting firm for the fiscal year 2022[148]. - The company reported no significant internal control deficiencies during the reporting period[148]. Risk Management - The company has detailed potential risks in the report, particularly in the section discussing future development[7]. - The company emphasizes the importance of risk awareness for investors regarding future plans and strategies[5]. - The company faces risks from raw material price fluctuations, particularly steel, which has shown an upward trend in the price index[93]. - The company is exposed to cyclical risks in the automotive industry, which directly affects demand for its products[95]. - The company anticipates potential risks related to the depreciation of newly added fixed assets post-investment[94]. - The company may face significant risks if multiple negative factors occur simultaneously, potentially leading to a decline in operating profit by 50% or more[98]. Operational Strategy - The company has subsidiaries across various regions, including Wuhan, Kunshan, and Chongqing, indicating a broad operational footprint[12]. - The company is focusing on lean production management to enhance efficiency and quality, aiming to become the first choice for customers[39]. - The company has established strong partnerships with major automotive suppliers, enhancing its competitive position in the market[44]. - The company is committed to diversifying its product strategy in line with the trends in the new energy automotive sector[39]. - The company has developed a comprehensive management system to enhance operational efficiency and respond quickly to customer needs[53]. - The company aims to leverage partnerships with global platforms to enter the supply chains of international automotive giants, increasing order volumes[55]. Research and Development - The company has a technical team of nearly 150 professionals focused on product industrialization, with a mold development team that has grown from 10 members in 2003 to 90 members currently[45][46]. - The company holds 86 utility model patents and continues to apply for more, enhancing its product development capabilities[46]. - Key technologies developed include a seat longitudinal adjustment slide rail mechanism and ultra-high strength steel stamping technology, which improve product applicability and production efficiency[48]. - The company plans to increase R&D efforts, focusing on electric leg rest seats and locking slide rails for various seats, aiming for lightweight and automated components[55]. - The company is investing in R&D, allocating F% of its revenue towards developing new technologies and products[161]. Market Position and Growth - The company has seen a significant increase in new customers and projects, indicating a promising growth trajectory for the future[36]. - The sales of new energy vehicles (NEVs) exceeded 6.8 million units in 2022, with a market share of 25.6%, suggesting a strong market for the company's products[37]. - The company issued 3.84 million convertible bonds in November 2022, raising a total of RMB 384,000,000 for new production lines related to NEV seat frames[39]. - The company plans to expand its market share in the automotive seat component market and enhance strategic partnerships with existing clients[91]. - Future technology upgrades will focus on improving production processes and increasing capacity for core components[91]. Employee and Management Structure - The company has a total of 1,367 employees, with 349 in the parent company and 989 in major subsidiaries[135]. - The employee composition includes 1,065 production personnel, 2 sales personnel, 148 technical personnel, 21 financial personnel, and 131 administrative personnel[135]. - The company follows a 3P compensation management philosophy, focusing on position, ability, and performance-based pay[136]. - The total remuneration for all directors, supervisors, and senior management at the end of the reporting period amounted to 5.3562 million yuan[120]. Environmental Responsibility - Environmental measures include the use of low-noise equipment and waste gas filtration systems to minimize pollution impact[152]. - The company has invested in carbon reduction measures, including the use of waste gas filtration equipment[153]. - The company has not faced any administrative penalties related to environmental issues[152]. - The company has not disclosed any other environmental information beyond what is required[153]. Shareholder Commitments - Shareholders, including directors and senior management, commit not to transfer or delegate management of their shares for 12 months post-IPO, with an automatic 6-month extension if stock price falls below IPO price for 20 consecutive trading days within the first 6 months[165]. - The controlling shareholder and actual controller must increase their stock holdings by at least 10% and no more than 50% of the cash dividends received from the previous year[174]. - The company has committed to a share repurchase plan in case of false statements in the prospectus, ensuring to buy back all newly issued shares at market price[187]. - The company will compensate investors for direct losses caused by breaches of commitments made during the IPO process[182].

证券代码:605128 证券简称：上海沿浦 上海沿浦金属制品股份有限公司 投资者关系活动记录表（2022 年 2 季度） | --- | --- | --- | |----------------------|-------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- ...