股票代码：000750 股票简称：国海证券 公告编号：2023-41 债券代码：114803 债券简称：20 国海 03 国海证券股份有限公司 2020年非公开发行公司债券（第二期） 2023年本息兑付及摘牌公告 本公司及董事会全体成员保证信息披露的内容真实、准 确、完整，没有虚假记载、误导性陈述或重大遗漏。 特别提示： 国海证券股份有限公司(以下简称"公司")于 2020 年 8 月 19 日发行国海证券股份有限公司 2020 年非公开发行公司 债券（第二期）(以下简称"20 国海 03"或"本期债券"， 债券代码 114803)。本期债券将于 2023 年 8 月 21 日（因 2023 年 8 月 19 日为非交易日，故顺延至下一个交易日）支付 2022 年 8 月 19 日至 2023 年 8 月 18 日期间的利息及本期债券的 本金。本次本息兑付的债权登记日为 2023 年 8 月 18 日，凡 在 2023 年 8 月 18 日下午深圳证券交易所收市后，在中国证 券登记结算有限责任公司深圳分公司（以下简称"中国结算 深圳分公司"）登记在册的全体本期债券持有人享有本次兑 付的本金及利息。为确保本息兑 ...

Financial Performance - The company's operating revenue for the first half of 2023 reached ¥2,077,020,947.31, representing a 23.34% increase compared to ¥1,684,018,938.70 in the same period of 2022[14]. - Net profit attributable to shareholders was ¥390,213,833.15, a significant increase of 61.68% from ¥241,344,565.23 in the previous year[14]. - The net profit after deducting non-recurring gains and losses was ¥388,591,897.41, up 38.51% from ¥280,548,542.76 in the same period last year[14]. - The total assets as of June 30, 2023, amounted to ¥78,040,446,840.63, reflecting a 5.69% increase from ¥73,840,835,618.47 at the end of 2022[14]. - The total liabilities increased by 7.34% to ¥58,504,288,131.48 from ¥54,504,682,690.01 at the end of 2022[14]. - Basic earnings per share rose to ¥0.07, a 75.00% increase compared to ¥0.04 in the same period last year[14]. - The weighted average return on equity improved to 2.08%, an increase of 0.79 percentage points from 1.29% in the previous year[14]. - The total comprehensive income attributable to shareholders of the parent company rose by 71.99% to CNY 397,428,153.19 from CNY 231,074,494.54 year-on-year[21]. - The company's total profit increased by 52.45% year-on-year, reaching 57,711.72 million yuan[40]. Risk Management - The company faces various risks including market risk, credit risk, liquidity risk, operational risk, and reputation risk, and has established an internal control and risk management system[8]. - The company emphasizes the importance of risk awareness in its forward-looking statements and plans[2]. - The liquidity coverage ratio increased slightly to 154.74% from 154.43%, remaining above the regulatory standard of 120%[26]. - The risk coverage ratio decreased by 37.36 percentage points to 199.41% from 236.77% at the end of 2022, remaining above the regulatory standard of 120%[26]. - The company has established mechanisms for decision-making, execution, and monitoring to enhance credit risk management[101]. - The company has developed a liquidity risk management system centered on liquidity coverage and net stable funding ratios, ensuring liquidity needs are met promptly and cost-effectively[109]. - The company has established a comprehensive risk management framework, including a four-tier risk management organization and various risk management policies to cover market, credit, operational, liquidity, and reputational risks[119]. Business Operations - The company operates in multiple financial services including securities brokerage, investment consulting, and asset management[12]. - The company operates 121 retail wealth management outlets across 21 provincial regions, with a leading market share in Guangxi[27]. - The company has provided financial services to nearly 600 enterprises, focusing on IPOs and refinancing[28]. - The company has developed a diverse product chain in asset management, including equity, fixed income, and asset securitization[30]. - The company has expanded its alternative investment business, focusing on technology, new consumption, and health sectors[30]. - The company has maintained the top market share in securities brokerage in Guangxi for several years, with 48 branches covering the entire region[35]. - The company has established strategic partnerships with local governments and key enterprises to enhance direct financing capabilities and provide comprehensive financial services[36]. Shareholder Information - The total number of shares remained unchanged at 5,444,525,514, with 100% being unrestricted shares[156]. - The total number of common shareholders at the end of the reporting period was 156,668, with a net increase of 1,042,700 shares held by Guangxi Investment Group[159]. - Guangxi Investment Group holds 1,224,547,488 shares, representing 22.49% of total shares[159]. - The company has not conducted any share buybacks or new share issuances during the reporting period[156]. - The company has no restricted shares in circulation during the reporting period[157]. Legal and Compliance - The company has no non-operating fund occupation by controlling shareholders or related parties during the reporting period[128]. - There were no significant lawsuits or arbitration cases exceeding CNY 10 million during the reporting period[130]. - The company has actively cooperated with regulatory authorities following a minor violation involving short-term trading by a director's spouse, resulting in a warning letter[141]. - The company has organized a training session on compliance for directors and senior management to enhance awareness of regulatory obligations[141]. Future Plans - The company plans not to distribute cash dividends or issue bonus shares for the first half of 2023[2]. - The company plans to enhance its customer development and management strategies in the second half of 2023, focusing on optimizing its investment research system[55]. - The company aims to introduce high-quality, low-risk financial products in the second half of 2023 to boost sales and retention rates[58]. - The company plans to deepen customer coverage and expand asset categories and scale in the second half of 2023[69]. - The company aims to enhance its research capabilities and actively seek investment opportunities in growth sectors in the second half of 2023[68]. Financial Reporting - The financial report for the first half of 2023 has not been audited by an accounting firm[2]. - The company has not made any retrospective adjustments or restatements to previous accounting data[13]. - The company follows the enterprise accounting standards, ensuring that the financial statements reflect a true and complete view of its financial position as of June 30, 2023[183]. - The company’s financial reporting is conducted in Renminbi, which is the functional currency for its operations[184].

国海证券股份有限公司 证券代码：000750 2022 年年度报告 2022 年年度报告 重要提示 本公司董事会、监事会及董事、监事、高级管理人员保证年度 报告内容的真实、准确、完整，不存在虚假记载、误导性陈述或重 大遗漏，并承担个别和连带的法律责任。 本报告经公司第九届董事会第二十二次会议、第九届监事会第 十四次会议审议通过。9名董事、3名监事出席会议并行使表决权。 没有董事、监事、高级管理人员对本报告的真实性、准确性、完整 性无法做出保证或存在异议。 公司法定代表人何春梅女士、主管会计工作负责人谭志华先生及 会计机构负责人黄学嘉女士声明：保证本报告中财务报告的真实、准 确、完整。 公司 2022 年年度财务报告已经德勤华永会计师事务所（特殊普 通合伙）审计，并出具了标准无保留意见的审计报告。 经公司第九届董事会第二十二次会议审议通过的 2022 年度利润 分配预案为：以公司现有总股本 5,444,525,514 股为基数，向公司全 体股东每 10 股派发现金股利 0.35 元（含税），不进行股票股利分配， 共分配利润 190,558,392.99 元，剩余未分配利润 498,821,279.06 元 转入 ...

证券代码：000750 证券简称：国海证券 公告编号：2023-23 国海证券股份有限公司 2023 年第一季度报告 国海证券股份有限公司 2023 年第一季度报告 国海证券股份有限公司 2023 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有 虚假记载、误导性陈述或重大遗漏。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证本季度报告内容 的真实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担 个别和连带的法律责任。 本报告经公司第九届董事会第二十二次会议、第九届监事会第十四次会 议审议通过，公司 9 名董事、3 名监事分别出席董事会、监事会会议并行使表 决权。没有董事、监事、高级管理人员对本报告的真实性、准确性、完整性 无法做出保证或存在异议。 公司法定代表人何春梅女士、主管会计工作负责人谭志华先生及会计机 构负责人黄学嘉女士声明：保证本季度报告中财务信息的真实、准确、完整。 公司 2023 年第一季度财务会计报告未经审计。 一、主要会计数据和财务指标 公司是否需追溯调整或重述以前期间会计数据 □是 √否 2 国海证券股份有限公司 2023 年第 ...