健帆生物科技集团股份有限公司 2023 年度独立董事述职报告（温志浩） 各位股东、股东代表： 作为健帆生物科技集团股份有限公司（以下简称"公司"）的独立董事，本 人严格按照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事管 理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》等法律法规和《公司章程》《独 立董事工作制度》《独立董事年报工作制度》的规定，在 2023 年的工作中，忠 实、勤勉、尽责地履行职务，发挥独立董事的独立性和专业性作用。对董事会审 议的事项均进行必要的核实，作出独立、客观、公正的判断，不受公司主要股东 和公司管理层的影响，切实维护了公司和股东的利益。现将本人 2023 年度（2023 年 4 月 21 日至 2023 年 12 月 31 日）履职情况报告如下： 一、独立董事的基本情况 本人 1966 年生，中国国籍，无境外永久居留权，暨南大学工程硕士，生物 医学工程教授，医疗器械高级工程师。曾任广东省医疗器械研究所高级工程师、 科研部主任、省重点实验室主任。现任广东食品药品职业学院教授、医疗器械学 院副院长，兼任 ...

健帆生物科技集团股份有限公司 2023 年度独立董事述职报告（郭国庆） 各位股东、股东代表： 作为健帆生物科技集团股份有限公司（以下简称"公司"）的独立董事，本 人严格按照《公司法》《证券法》《上市公司治理准则》《上市公司独立董事管 理办法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自 律监管指引第 2 号——创业板上市公司规范运作》等法律法规和《公司章程》《独 立董事工作制度》《独立董事年报工作制度》的规定，在 2023 年的工作中，忠 实、勤勉、尽责地履行职务，发挥独立董事的独立性和专业性作用。对董事会审 议的事项均进行必要的核实，作出独立、客观、公正的判断，不受公司主要股东 和公司管理层的影响，切实维护了公司和股东的利益。现将本人 2023 年度（2023 年 4 月 21 日至 2023 年 12 月 31 日）履职情况报告如下： 一、独立董事的基本情况 本人 1962 年生，中国国籍，无境外永久居留权，经济学博士，第七届中华 全国青年联合会委员，第八届、第九届、第十屇全国政协委员，第十一屇全国人 大代表，享受国务院特殊津贴专家。历任中国人民大学贸易经济系副主任、中国 人民大学工商管 ...

健帆生物科技集团股份有限公司 | 修改前 | 修改后 | | --- | --- | | 第六条 公司注册资本为人民币捌亿 | 第六条 公司注册资本为人民币捌亿 | | 零柒佰伍拾伍万伍仟叁佰壹拾贰元 | 零柒佰肆拾伍万壹仟叁佰壹拾贰元 | | （￥80755.5312 万元），实收资本为人 | （￥80745.1312 万元），实收资本为人 | | 民币捌亿零柒佰伍拾伍万伍仟叁佰壹 | 民币捌亿零柒佰肆拾伍万壹仟叁佰壹 | | 拾贰元（￥80755.5312 万元）。 | 拾贰元（￥80745.1312 万元）。 | | 第二十条 公司股份总数为捌亿零柒 | 第二十条 公司股份总数为捌亿零柒 | | 佰 伍 拾 伍 万 伍 仟 叁 佰 壹 拾 贰 股 | 佰 肆拾伍 万 壹 仟 叁 佰 壹 拾 贰 股 | | （80755.5312 万股），公司的股本结构 | （80745.1312 万股），公司的股本结构 | | 为：普通股捌亿零柒佰伍拾伍万伍仟 | 为：普通股捌亿零柒佰肆拾伍万壹仟 | | 叁佰壹拾贰股（80755.5312 万股），其 | 叁佰壹拾贰股（80745.1312 万股），其 | | 他种类 ...

关于 2023 年度利润分配预案的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 健帆生物科技集团股份有限公司（以下简称"公司"）于2024 年4 月25 日召 开第五届董事会第十八次会议和第五届监事会第十三次会议，审议通过了《关于 2023 年度利润分配预案的议案》，现将相关事项说明如下： 一、2023 年度的财务情况 经致同会计师事务所（特殊普通合伙）审计，公司 2023 年度实现合并会计 报表归属于上市公司股东的净利润 436,492,212.29 元，母公司实现净利润 436,228,958.11 元。根据《公司法》《公司章程》相关规定：公司分配当年税后 利润时，应当提取利润的 10%列入公司法定公积金。公司法定公积金累计额为公 司注册资本的 50%以上的，可以不再提取。因此，公司 2023 年度提取法定盈余 公积金 0 元，至此截至 2023 年度末公司法定公积金累计额为 403,855,193.00 元， 已达到公司注册资本的 50%。 截至 2023 年 12 月 31 日，公司合并报表可分配利润为 2,003,918,783.75 元， ...

健帆生物科技集团股份有限公司 章程 （2024 年 4 月） 第一章 总则 第一条 为维护公司、股东和债权人的合法权益，规范公司的组织和行为， 根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国 证券法》（以下简称《证券法》）和其他有关规定，制订本章程。 第二条 健帆生物科技集团股份有限公司（以下简称"公司"）系依照《公 司法》和其他有关规定成立的股份有限公司。 公司系珠海健帆生物科技有限公司按截止 2010 年 11 月 30 日经审计的原 账面净资产值折股整体变更设立的股份有限公司，在珠海市市场监督管理局注 册登记，取得营业执照，社会统一信用代码：914404006175105107。 第三条 公司于 2016 年 6 月 29 日经中国证券监督管理委员会（以下简称 中国证监会）核准，首次向社会公众公开发行人民币普通股 4,200.00 万股，于 2016 年 8 月 2 日在深圳证券交易所创业板上市。 第四条 公司注册名称（中文）：健帆生物科技集团股份有限公司。 第五条 公司住所：珠海市高新区科技六路 98 号；邮政编码为 519085。 第六条 公司注册资本为人民币捌亿零柒佰肆拾伍万 ...

中航证券有限公司 关于健帆生物科技集团股份有限公司 2023年度内部控制自我评价报告的核查意见 一、内部控制评价工作情况 （一）内部控制评价范围 公司按照风险导向原则确定纳入评价范围的主要单位、业务和事项以及高 风险领域。 1、纳入评价范围的主要单位包括：公司、全资及控股子公司。纳入评价范 围单位资产总额占公司合并财务报表资产总额的 100%，营业收入合计占公司合 并财务报表营业收入总额的 100%。 2、纳入评价范围的主要业务和事项包括：组织架构、发展战略、社会责 任、企业文化、人力资源、内部监督、资金活动、筹资管理、投资管理、采购 业务、销售业务、研发与开发、资产管理、生产管理、业务外包、工程项目、 财务报告、合同管理、内部信息传递及信息系统等。 3、重点关注的高风险领域主要包括：资金管理、投资管理、销售管理、采 购管理、存货管理、关联交易的内部控制、募集资金管理、财务报告和担保管 理等。 上述纳入评价范围的单位、业务和事项以及高风险领域涵盖了公司经营管 理的主要方面，不存在重大遗漏。 1 （二）内部控制评价工作依据及内部控制缺陷认定标准 公司依据企业内部控制规范体系及公司制度和内部控制手册组织开展内部 ...

| 证券代码：300529 | 证券简称：健帆生物 公告编号：2024-029 | | --- | --- | | 债券代码：123117 | 债券简称：健帆转债 | 健帆生物科技集团股份有限公司 第五届监事会第十三次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 健帆生物科技集团股份有限公司（以下简称"公司"）第五届监事会第十三 次会议于 2024 年 4 月 25 日在公司会议室以现场会议及通讯表决的方式召开，本 次会议应出席监事 3 人，实际出席监事 3 人。本次会议通知提前以电子邮件及电 话通知等方式向全体监事送达，会议由监事会主席彭小红先生主持，会议的召开 符合《中华人民共和国公司法》和《公司章程》的有关规定。 二、监事会会议审议情况 经与会监事认真讨论，审议并表决通过了以下议案： 1、 审议通过了《2023 年年度报告》及《2023 年年度报告摘要》 监事会认为：公司董事会编制和审核的公司《2023 年年度报告》及其摘要的 程序符合法律、行政法规和中国证监会的相关规定，报告内容真实、准确、完整 地反映了公司 2 ...

| 一、现场检查事项 | 现场检查意见 | | | --- | --- | --- | | （一）公司治理 | 是 否 | 不适用 | 现场检查手段： （1）取得公司现行内控制度等规则，核查公司章程、股东大会、董事会、监事会议事规则 等公司基本制度，查阅了股东大会、董事会及监事会决议及记录；向公司相关部门人员了解 公司基本制度的执行情况，了解公司董事、监事和高级管理人员履行职务勤勉尽责情况及变 动情况，了解控股股东持有公司股份的变化情况及控股股东遵守相关法律法规情况； （2）取得公司定期报告及相关制度文件；了解公司与关联企业在人员、资产、财务、机构、 业务等方面是否存在影响独立性的情形；了解公司治理的基本业务情况，核查是否存在同业 竞争和显失公平的关联交易等违规情况。 | 1.公司章程和公司治理制度是否完备、合规 | √ | | --- | --- | | 2.公司章程和三会规则是否得到有效执行 | √ | | 3.三会会议记录是否完整，时间、地点、出席人员及会议内容等要件 | √ | | 是否齐备，会议资料是否保存完整 | | | 4.三会会议决议是否由出席会议的相关人员签名确认 | √ | | 5.公司董 ...

Financial Performance - The company's operating revenue for 2023 was ¥1,922,348,169.84, a decrease of 22.84% compared to the adjusted revenue of ¥2,491,439,432.10 in 2022[44]. - The net profit attributable to shareholders for 2023 was ¥436,492,212.29, reflecting a significant decline of 50.93% from the adjusted net profit of ¥889,564,381.85 in 2022[44]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥409,043,029.02, down 50.27% from the adjusted figure of ¥822,471,213.39 in 2022[44]. - The basic earnings per share for 2023 was ¥0.55, a decrease of 50.89% compared to ¥1.12 in 2022[44]. - The diluted earnings per share for 2023 was ¥0.57, down 49.56% from ¥1.13 in 2022[44]. - The weighted average return on equity for 2023 was 13.09%, a decline of 13.16% from 26.25% in 2022[44]. - The decline in performance was primarily due to industry demand shrinkage, policy adjustments, and intensified competition[149]. Cash Flow and Assets - Total cash inflow from operating activities decreased by 17.71% to ¥2,523,492,517.54 in 2023 from ¥3,066,622,585.13 in 2022[4]. - Net cash flow from operating activities increased by 3.73% to ¥916,743,866.89 in 2023 compared to ¥883,800,425.82 in 2022[4]. - Total cash outflow from investment activities decreased significantly by 89.62% to ¥262,253,333.78 in 2023 from ¥2,526,071,169.97 in 2022[4]. - Cash and cash equivalents increased by 1.54% to ¥215,194,652.03 in 2023 from ¥211,929,120.23 in 2022[4]. - The company's cash and cash equivalents accounted for 50.70% of total assets at the end of 2023, up from 47.24% at the beginning of the year[7]. - The total assets at the end of 2023 amounted to ¥5,543,301,641.00, representing a 2.34% increase from ¥5,416,542,817.13 at the end of 2022[44]. Investments and Projects - The company invested a total of ¥103,919,698.41 in blood purification product capacity expansion projects during the reporting period[12]. - The revenue from the Hubei Jianfan Hemodialysis Powder Liquid Product Production Base Project was ¥40,869,400 in 2023[18]. - The company plans to actively promote operational management to ensure the expected benefits of the project are realized in the future[18]. Research and Development - The company is increasing R&D investment in products that meet market demand to promote sustainable business development[23]. - The company will increase R&D investment to lead industry development and enhance core competitiveness[52]. - The company is committed to increasing its R&D capabilities by optimizing existing products and developing new generation products[178]. Shareholder Returns and Dividends - The company is committed to improving shareholder returns through active dividends and share buybacks[52]. - The company plans to distribute a cash dividend of 4.00 RMB per 10 shares (including tax), totaling approximately 309.79 million RMB based on a total share count of 774,466,316 shares after accounting for repurchased shares[77]. - The board believes the profit distribution plan aligns with the company's actual situation and supports sustainable development while providing returns to investors[77]. - The company completed the distribution of cash dividends of 6.70 RMB per 10 shares for the 2022 fiscal year, amounting to approximately 535.24 million RMB[103]. Corporate Governance - The board of directors and supervisory board underwent a reshuffle on April 21, 2023, with several members leaving and new members being elected[59]. - The company emphasizes the importance of stock incentive plans to enhance the responsibility and mission of the management team and core staff[74]. - The independent directors fulfilled their duties and played their expected roles during the reporting period[76]. - The company has ensured that minority shareholders had sufficient opportunities to express their opinions and that their legal rights were adequately protected[76]. - The company’s financial and operational activities were effectively supervised by the board of directors, who regularly monitored the company's performance[71]. Market Strategy and Compliance - The company is focusing on expanding its domestic blood purification market while actively exploring international markets to drive future performance growth[178]. - The company is enhancing its compliance framework to support long-term development amidst improving external operating environments and healthcare policy optimizations[178]. - The company is closely monitoring changes in industry regulations and is prepared to adjust its operational strategies to mitigate risks associated with regulatory changes[23]. Employee Stock Ownership Plans - The company has completed the stock purchases under both employee stock ownership plans, which will be locked according to regulations[114]. - The company held its first temporary shareholders' meeting on June 19, 2023, to approve the employee stock ownership plan and its management measures[110]. - The management committee for the second employee stock ownership plan was established and elected on June 27, 2023[110]. - The company’s independent directors provided independent opinions on the relevant matters regarding the stock repurchase and employee stock ownership plans[108]. Operational Efficiency and Internal Control - The company has implemented a comprehensive upgrade in training programs, focusing on enhancing management skills and operational efficiency[102]. - The company is implementing internal reforms to enhance operational efficiency and management levels, including organizational structure adjustments and performance evaluation reforms[178]. - The company is committed to improving its internal control systems and has established an audit committee to oversee internal audits[88]. - The company has reported zero significant non-financial control deficiencies during the reporting period[91]. - The company has no significant internal control deficiencies reported during the reporting period[141].

Financial Performance - In Q1 2024, the company achieved revenue of CNY 744.34 million, a year-on-year increase of 30.00%[10] - The net profit attributable to shareholders reached CNY 284.77 million, up 44.90% compared to the previous year[10] - Sales revenue from blood perfusion and adsorption products amounted to CNY 692.01 million, reflecting a significant growth of 85.51% year-on-year[10] - Operating profit increased by 45.80% to CNY 348.72 million, driven by higher sales and cost reduction initiatives[25] - The total profit for the period was CNY 339.93 million, representing a 46.73% increase year-on-year[25] - Revenue from sales of goods and services reached CNY 878,543,970.51, compared to CNY 607,212,411.33, indicating an increase of around 44.5%[42] - Basic earnings per share increased to CNY 0.3512 from CNY 0.2460, representing a growth of approximately 42.7%[42] - The total comprehensive income attributable to the parent company was CNY 284,766,143.10, compared to CNY 196,529,798.71, reflecting an increase of about 44.9%[42] - Net profit after deducting non-recurring gains and losses was ¥270,836,103.63, up 42.74% from ¥189,734,884.06 year-on-year[72] - Diluted earnings per share rose by 44.00% to ¥0.3495 from ¥0.2427 year-on-year[72] Operating Costs and Expenses - The company's operating costs rose by 41.52% to CNY 158.66 million, primarily due to increased sales volume and rising product costs[25] - The company reported a significant increase in management expenses, which rose by 39.32% to CNY 38.47 million due to increased share-based payment expenses[25] - Operating costs for the period were ¥421,939,785.99, compared to ¥350,485,573.54 in the previous year, indicating a rise in operational expenses[62] Cash Flow and Investments - Net cash flow from operating activities improved significantly to CNY 507,095,246.43, up from CNY 239,264,872.20, marking a growth of approximately 111.2%[43] - The company reported a net loss in investment activities of CNY 839,267,821.10, worsening from a loss of CNY 27,396,284.25 in the previous period[43] - The cash flow from investment activities showed a net outflow of ¥839,267,821.10, a significant increase compared to the previous year[50] - The cash flow from financing activities resulted in a net outflow of ¥93,208,529.89, reflecting payments for share repurchases and bank loan repayments[50] Assets and Liabilities - The total assets of the company increased to CNY 5,853,639,782.63, up from CNY 5,543,301,641.00 at the beginning of the period, representing a growth of approximately 5.58%[34] - Total liabilities increased to CNY 2,620,018,537.46, up from CNY 2,390,427,115.63, representing a growth of approximately 9.6% year-over-year[37] - Total owner's equity rose to CNY 3,233,621,245.17, compared to CNY 3,152,874,525.37, reflecting an increase of about 2.5%[38] - The total liabilities to equity ratio stands at approximately 81.1%, indicating a slight increase from the previous ratio[38] Share Repurchase and Equity - The company repurchased a total of 24,242,904 shares, accounting for 3.00% of the total share capital, with a total repurchase amount of CNY 499,996,900[32] - The company’s retained earnings grew to CNY 2,288,684,926.85, up from CNY 2,003,918,783.75, showing an increase of about 14.2%[38] - Equity attributable to shareholders of the listed company was ¥3,229,059,708.62, up 2.59% from ¥3,147,475,025.76 at the end of the previous year[72] Future Outlook - The company plans to continue its market expansion and product development strategies, focusing on innovative technologies and new product launches in the upcoming quarters[33] - The company has implemented organizational restructuring and management process optimization to enhance operational efficiency[10]