Financial Performance - The revised net profit attributable to shareholders for 2023 is expected to be 4.9644 million yuan, a decrease of 92.70% compared to the previous year's 67.9920 million yuan[4] - The revision reflects a reduction of 10.1703 million yuan from the previous forecast, representing a decline of 67.20%[5] Reasons for Profit Revision - The primary reason for the profit revision is insufficient impairment provision for inventory due to changes in the external environment, leading to adjustments in the financial indicators[5] Risk Management and Compliance - The company has issued a risk warning regarding the financial data, which has been audited by an accounting firm[8] - The company has committed to improving management and compliance with legal regulations to enhance the quality of information disclosure in the future[7]

凯大催化 证券代码 : 830974 杭州凯大催化金属材料股份有限公司 2024 年第一季度报告 1 第一节 重要提示 公司董事、监事、高级管理人员保证本报告所载资料不存在虚假记载、误导性陈述或者重大遗漏，并对 其内容的真实性、准确性和完整性承担个别及连带责任。 公司负责人姚洪、主管会计工作负责人姚文轩及会计机构负责人（会计主管人员）沈俊嫣保证季度 报告中财务报告的真实、准确、完整。 本季度报告未经会计师事务所审计。 本季度报告涉及未来计划等前瞻性陈述，不构成公司对投资者的实质承诺，投资者及相关人士均应 对此保持足够的风险认识，并且应当理解计划、预测与承诺之间的差异。 | 事项 | | 是或否 | | --- | --- | --- | | 是否存在公司董事、监事、高级管理人员对季度报告内容存在异议或无法保证其真实、 | □是 | √否 | | 准确、完整 | | | | 是否存在未出席董事会审议季度报告的董事 | □是 | √否 | | 是否存在未按要求披露的事项 | □是 | √否 | | 是否审计 | □是 | √否 | | 是否被出具非标准审计意见 | □是 | √否 | 2 单位：元 | | 报告期 ...

Company Listing and Structure - The company was officially listed on the Beijing Stock Exchange on March 8, 2023, after submitting its IPO application on June 7, 2022[6]. - The registered capital of the company increased from 152.3 million RMB to 163.8 million RMB following a resolution passed on May 17, 2023[24]. - The company’s total share capital is 163.8 million shares, with no preferred shares issued[22]. - The company’s major shareholders include Yao Hong and Lin Guiyan, who are also the actual controllers[23]. - The company has engaged Zhonghui Certified Public Accountants for auditing, which issued a standard unqualified audit opinion for the financial report[12]. - The company has established a holding subsidiary, Kaida Resources, focusing on precious metal refining, processing, and recovery[44]. - The company established a new subsidiary, Jiangxi Kaida Metal Resources Co., Ltd., focusing on precious metal refining, processing, and recycling, which is expected to enhance overall competitiveness[85]. - The company appointed two new vice presidents on May 17, 2023, reflecting a strategic shift in management[148]. Financial Performance - The company's operating revenue for 2023 was approximately ¥1.16 billion, a decrease of 41.48% compared to ¥1.98 billion in 2022[29]. - The net profit attributable to shareholders was ¥4.96 million, down 92.70% from ¥67.99 million in the previous year[29]. - The total assets increased by 27.82% to ¥956.41 million from ¥748.26 million in 2022[30]. - The total liabilities rose by 69.28% to ¥313.76 million compared to ¥185.36 million in 2022[30]. - The weighted average return on equity (ROE) decreased to 0.81% from 12.44% in 2022[29]. - The company reported a net cash flow from operating activities of approximately ¥33.10 million, an increase of 129.42% from ¥14.43 million in 2022[30]. - The company revised its net profit forecast, with the final figure being ¥4.96 million, a reduction of 67.20% from the initial estimate[33]. - The earnings per share (EPS) was adjusted to ¥0.03, a decrease of 66.67% from the previous forecast[33]. - The company achieved operating revenue of 116,008.27 million yuan and a net profit attributable to shareholders of 496.44 million yuan during the reporting period[45]. - Total assets increased by 27.82% to 95,641.34 million yuan, while net assets grew by 14.17% to 64,264.90 million yuan compared to the end of the previous year[45]. - The company reported a significant increase in other income by 1,475.50% year-on-year, mainly due to increased VAT input credits[62]. - The company’s gross profit margin for the main business was -0.34%, a decrease of 5.47 percentage points compared to the previous year[68]. - The company’s main business revenue decreased by 41.23%, and other business revenue decreased by 69.90%, primarily due to the continuous decline in precious metal raw material prices during the reporting period[72]. - The company’s gross profit margin is influenced by customer structure, product mix, and fluctuations in precious metal prices, with potential risks if market competition intensifies[120]. Research and Development - The company’s R&D center was recognized as a provincial high-tech enterprise R&D center in 2023, affirming its innovation capabilities and focus on core technology development[8]. - The company plans to increase R&D investment to improve innovation capabilities and enhance its influence in relevant fields[8]. - Research and development expenses for 2023 amounted to 833.25 million yuan, reflecting a year-on-year increase of 44.37%[45]. - The company holds 8 patents, doubling the number from the previous period, indicating a strong focus on innovation[92]. - The company is developing a new generation of palladium-rhodium catalysts that meet stricter environmental standards, which is expected to enhance market competitiveness[94]. - The company is actively investing in research and development for platinum-based catalysts in the hydrogen energy sector, with plans to gradually increase supply as the market matures[114]. - The company is exploring new directions in innovation through the development of advanced precious metal catalysts and materials, aiming for industrialization in the hydrogen energy sector[94][95]. - The company is collaborating with Central South University to establish a colloidal chemistry laboratory to enhance the research on "platinum/alumina" catalyst products, aiming to improve market competitiveness[113]. Market and Product Development - The company focuses on the production of automotive exhaust precious metal precursors, including rhodium, palladium, and platinum compounds[22]. - The company aims to strengthen strategic cooperation with upstream industries to enhance its competitive edge in the precious metal resource recycling industry[7]. - The company is actively developing new users in the automotive exhaust purification sector and plans to gradually replace foreign products[46]. - The company is focusing on the hydrogen energy sector, with its platinum-based catalyst product now capable of batch production and small-scale supply to hydrogen fuel cell manufacturers[49]. - The company is actively expanding into the hydrogen fuel cell catalyst materials sector, with a target of 100,000 hydrogen fuel cell vehicles in China by 2025, creating substantial market demand[56]. - The company is focusing on the development of low-acidity and crystallization water control technologies to stabilize catalyst performance[96]. - The company is expanding its product line with new types of catalysts and materials, aiming for domestic alternatives[97]. - The company is enhancing its product competitiveness by improving the "palladium (platinum)/alumina" catalyst, which has shown stable performance in trials with downstream customers[113]. Operational Efficiency and Management - The company has established a stable production line for recycling rhodium catalysts through its subsidiary, which has been operational since July 2017[53]. - The company is implementing a VAT reduction policy for advanced manufacturing enterprises, which will positively impact its tax liabilities[87]. - The company adopted a production model based on "sales-driven production and order-based procurement" to mitigate inventory risks associated with fluctuating precious metal prices[64]. - The company is committed to ensuring adequate inventory impairment provisions, which significantly impact financial reporting[101]. - The company is focused on enhancing customer loyalty through improved product solutions and services, which is critical for maintaining its competitive edge[120]. - The company is committed to continuous innovation in its main products, particularly in precious metal catalytic materials, to improve performance indicators[115]. - The company is aware of the potential risks from international trade policies and geopolitical factors affecting the supply of precious metals, which are critical for high-tech development[119]. Environmental and Regulatory Compliance - The company is committed to ensuring compliance with regulations as a public company[116]. - The company is aligned with national policies promoting the development of high-end new materials and hydrogen fuel cell technologies[191]. - The company is addressing key challenges in the hydrogen fuel cell market, particularly in catalyst materials, which are crucial for cost and durability[192]. - The company is committed to meeting the National VI standards for automotive exhaust catalysts, which presents significant market challenges[192]. - The company is actively involved in the transition to stricter emission standards for internal combustion engines, with the latest standards (China VI b) set to be implemented by July 2023[197]. - The company is focusing on the development of new materials and technologies to support green and low-carbon development in the manufacturing sector[196]. - The company is working towards achieving benchmark capacity levels in key industries such as refining, ethylene, and synthetic ammonia by 2025[199]. Shareholder and Governance Structure - The actual controllers of the company hold a combined 30.8736% of the shares, and any changes in this control could impact management stability[121]. - The company has maintained its major shareholder structure without changes during the reporting period, ensuring stability in governance[157]. - The company has a total of 9 board members and 3 supervisors, with 5 senior management personnel[170]. - The company has no related party relationships among the board members, supervisors, and senior management, except for the chairman and the general manager who are spouses[171]. - The company has a strong focus on R&D in precious metal catalysts, with products developed for various industries including environmental science and hydrogen energy[155]. Risk Management and Financial Stability - The company is committed to improving its internal control management to enhance risk prevention capabilities[116]. - The company has established a comprehensive inventory management system and primarily adopts a "sales-based production" model, but faces risks of inventory devaluation if it fails to accurately gauge market conditions[120]. - The company has strengthened its procurement capabilities and supplier relationships, enhancing its bargaining power and expanding its supplier selection range[119]. - The company has no significant related party transactions that are not routine[134]. - The company has no significant external debt guarantees exceeding 50% of net assets[128].

证券代码：830974 证券简称：凯大催化 公告编号：2024-009 1.会议召开时间：2024 年 4 月 23 日 2.会议召开地点：全资子公司浙江凯大催化新材料有限公司会议室（浙江省 湖州市长兴县城南工业园区经五路 8 号） 3.会议召开方式：现场 4.发出董事会会议通知的时间和方式：2024 年 4 月 12 日以书面方式发出 5.会议主持人：董事长姚洪先生 6.会议列席人员：全体监事、高级管理人员 杭州凯大催化金属材料股份有限公司 第四届董事会第六次会议决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 一、会议召开和出席情况 （一）会议召开情况 7.召开情况合法、合规、合章程性说明： 会议的召集、召开和表决程序符合有关法律、法规及《公司章程》的有关规 定。 （二）会议出席情况 会议应出席董事 9 人，出席和授权出席董事 9 人。 二、议案审议情况 （一）审议通过《关于 2023 年年度报告及摘要的议案》 1.议案内容： 根据 2023 年度公司情况编写了 2023 年年度报告及其摘要 ...

证券代码：830974 证券简称：凯大催化 公告编号：2024-022 杭州凯大催化金属材料股份有限公司 关于 2024 年度公司董事、监事及高级管理人员薪酬方案的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 杭州凯大催化金属材料股份有限公司（以下简称"公司"）根据《公司法》 《公司章程》及相关法律、法规和规范性文件的规定，结合经营发展等实际情况， 参考行业、地区薪酬水平，制定了 2024 年度董事、监事及高级管理人员薪酬方 案，现将具体情况公告如下： 一、2024 年度董事、监事及高级管理人员薪酬方案 （一）适用对象 公司董事、监事、高级管理人员 （二）适用期限 2024 年 1 月 1 日至 2024 年 12 月 31 日 （三）薪酬标准 1、公司董事薪酬方案 （1）公司非独立董事在公司担任管理职务者或参与公司管理的，根据其在公 司所担任的管理职务或岗位领取薪酬；未在公司担任管理职务的非独立董事，不在 公司领取薪酬或津贴； （2）公司独立董事职务津贴为 6 万元/年（税后）。 1、2024 ...

证券代码：830974 证券简称：凯大催化 公告编号：2024-014 杭州凯大催化金属材料股份有限公司 1 2 2023 年度独立董事述职报告（史莉佳） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 本人史莉佳作为杭州凯大催化金属材料股份有限公司（以下简称"公司"）的 独立董事，2023 年度严格按照《公司法》《证券法》《上市公司独立董事管理办 法》《北京证券交易所上市公司持续监管指引第 1 号——独立董事》等法律、法规 和规范性文件以及《公司章程》《独立董事工作制度》等相关规定和要求，忠实地 履行独立董事的职责，谨慎、认真、勤勉地行使所赋予的权利，积极出席公司相关 会议，认真审议董事会各项议案，参与公司经营发展的讨论，对公司相关事项发表 了公正、客观的独立意见，充分发挥了独立董事的作用，切实维护了公司和股东尤 其是中小股东的合法权益。现将 2023 年度本人履行独立董事职责的工作情况汇报 如下： 一、2023 年度出席董事会和股东大会情况 2023 年度，本着勤勉尽责的态度，本人积极参加公司召开的 ...

国金证券股份有限公司 关于杭州凯大催化金属材料股份有限公司 2023 年度募集资金存放与使用情况的专项核查报告 国金证券股份有限公司（以下简称"国金证券"或"保荐机构"）作为杭州 凯大催化金属材料股份有限公司（以下简称"凯大催化"或"公司"）向不特定 合格投资者公开发行股票并在北京证券交易所上市的持续督导保荐机构，根据 《证券发行上市保荐业务管理办法》《上市公司监管指引第 2 号—上市公司募集 资金管理和使用的监管要求》《北京证券交易所上市公司持续监管指引第 9 号— —募集资金管理》《北京证券交易所股票上市规则（试行）》《北京证券交易所证 券发行上市保荐业务管理细则》等有关法规和规范性文件的要求，对凯大催化 2023 年度募集资金的存放和使用情况进行了核查，具体情况如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 （一）募集资金的管理情况 为规范公司募集资金管理，保护投资者的权益，根据《北京证券交易所上市 公司持续监管办法（试行）》《北京证券交易所股票上市规则（试行）》等相关规 定，以及公司制定的《募集资金管理制度》相关要求，公司已对募集资金采取了 专户存储管理制度，并已与保荐机构、存放募 ...

证券代码：830974 证券简称：凯大催化 公告编号：2024-013 杭州凯大催化金属材料股份有限公司 2023 年度独立董事述职报告（朱建林） 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 本人朱建林作为杭州凯大催化金属材料股份有限公司（以下简称"公司"）的 独立董事，2023 年度严格按照《公司法》《证券法》《上市公司独立董事管理办 法》《北京证券交易所上市公司持续监管指引第 1 号——独立董事》等法律、法规 和规范性文件以及《公司章程》《独立董事工作制度》等相关规定和要求，忠实地 履行独立董事的职责，谨慎、认真、勤勉地行使所赋予的权利，积极出席公司相关 会议，认真审议董事会各项议案，参与公司经营发展的讨论，对公司相关事项发表 了公正、客观的独立意见，充分发挥了独立董事的作用，切实维护了公司和股东尤 其是中小股东的合法权益。现将 2023 年度本人履行独立董事职责的工作情况汇报 如下： 一、2023 年度出席董事会和股东大会情况 2023 年度，本着勤勉尽责的态度，本人积极参加公司召开的董事会、 ...

证券代码：830974 证券简称：凯大催化 公告编号：2024-016 杭州凯大催化金属材料股份有限公司 董事会关于独立董事独立性自查情况的专项报告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带法律责任。 根据《上市公司独立董事管理办法》《北京证券交易所股票上市规则（试 行）》《北京证券交易所上市公司持续监管指引第 1 号—独立董事》等相关要求， 杭州凯大催化金属材料股份有限公司(以下简称"公司")董事会，就公司在任独立董 事朱建林、史莉佳、彭兵的独立性情况进行评估并出具了专项意见。 根据独立董事向董事会提供的关于独立性情况的自查报告，结合其他相关资 料，董事会就独立董事的独立性形成如下结论： （一）独立董事及其配偶、父母、子女、具有主要社会关系的人员未在公司或 公司附属企业任职； （二）独立董事及其配偶、父母、子女未直接或间接持有公司已发行股份百分 之一以上，不是公司前十名股东中的自然人股东； （六）独立董事不是为公司及公司控股股东、实际控制人或者其各自附属企业 提供财务、法律、咨询、保荐等服务的人员，包括但 ...