Financial Performance - The company achieved operating revenue of RMB 14,306,776,611.64, a decrease of 4.21% compared to the same period last year[3]. - Net profit attributable to shareholders of the parent company was RMB 5,108,176,481.67, down 4.90% year-on-year[3]. - The net profit after deducting non-recurring gains and losses was RMB 5,030,319,532.41, a decrease of 4.69% compared to the previous year[3]. - Basic and diluted earnings per share were both RMB 0.33, down 5.71% from the same period last year[3]. - Total operating revenue for the first three quarters of 2023 was RMB 45.81 billion, a decrease of 8.06% compared to RMB 49.82 billion in the same period of 2022[18]. - Net profit for the first nine months of 2023 was RMB 17.07 billion, slightly down by 0.76% from RMB 17.20 billion in the same period of 2022[19]. - The net profit attributable to shareholders of the parent company was RMB 16.41 billion for the first nine months of 2023, compared to RMB 16.57 billion in 2022, a decrease of 0.97%[19]. - Net profit for the first nine months of 2023 was RMB 11,252,024,456.26, down 16.0% from RMB 13,408,302,123.48 in 2022[25]. Cash Flow - The net cash flow from operating activities was negative RMB 64,904,942,795.49, a significant decline of 56.37% year-on-year[3]. - Operating cash inflow for the first nine months of 2023 reached RMB 170.93 billion, a significant increase from RMB 103.58 billion in the same period of 2022, representing a growth of approximately 64.8%[20]. - Net cash flow from operating activities was negative at RMB -54.30 billion, compared to a positive RMB 61.75 billion in the same period of 2022, indicating a decline in operational efficiency[20]. - Cash inflow from investment activities totaled RMB 15.05 billion, down from RMB 30.39 billion in the previous year, reflecting a decrease of about 50.7%[20]. - The net cash flow from financing activities was RMB 12.75 billion, a turnaround from a negative RMB -18.49 billion in the same period of 2022, indicating improved financing conditions[21]. - Total cash inflow from financing activities reached RMB 165.81 billion, significantly up from RMB 73.86 billion in the previous year[27]. - The net cash increase for the period was RMB -29.17 billion, contrasting with a net increase of RMB 35.72 billion in 2022[27]. Assets and Liabilities - Total assets at the end of the reporting period were RMB 1,412,821,215,130.52, an increase of 7.96% compared to the end of the previous year[3]. - The company's total liabilities increased to RMB 1,145.16 billion as of September 30, 2023, compared to RMB 1,050.23 billion at the end of 2022, marking an increase of 9.05%[17]. - The company's total assets reached RMB 1,013,719,454,225.03, up from RMB 924,934,809,329.17, indicating an increase of 9.6%[23]. - The company's total liabilities decreased to RMB 693.07 billion from RMB 731.73 billion, a reduction of about 5.3%[22]. - The company's receivables increased to RMB 64.64 billion from RMB 57.52 billion, marking a growth of approximately 12.66%[16]. - The company's total liabilities as of September 30, 2023, reached RMB 798,007,266,791.27, an increase of 11.9% from RMB 713,109,854,980.88 at the end of 2022[23]. Shareholder Information - The top shareholder, Hong Kong Central Clearing (Agent), holds 2,620,076,855 shares, representing 17.68% of the total shares[6]. - China CITIC Financial Holdings Limited holds 2,299,650,108 shares (15.52%) and 626,191,828 shares (4.23%) under different categories, totaling 2,763,919,712 shares (18.65%) as of September 30, 2023[7]. - The company has a total of 525,571 shareholders, with 525,414 holding A-shares and 157 holding H-shares as of September 30, 2023[7]. - Shareholders' equity attributable to the parent company was RMB 262,458,385,335.92, up 3.69% year-on-year[3]. - Shareholders' equity totaled RMB 267.66 billion as of September 30, 2023, up from RMB 258.37 billion at the end of 2022, representing a growth of 3.36%[17]. Regulatory and Operational Updates - The company faced regulatory scrutiny from the China Securities Regulatory Commission, which highlighted issues in its due diligence during a major asset restructuring process[13]. - The company has initiated a lawsuit against the issuer of bonds it holds due to default risks, with the court supporting the company's claims in both the first and second trials[12]. - The company completed the relocation of 6 branch offices during the reporting period, maintaining a total of 45 branches and 222 securities business departments[8]. - CITIC Securities (Shandong) completed the relocation of 2 branch offices, maintaining 6 branches and 59 securities business departments[9]. - CITIC Futures also relocated 2 branch offices, maintaining 46 branches and 4 futures business departments[10]. - The company has canceled its overseas investment subsidiary, which was completed on October 6, 2023[15]. Investment and Income - Investment income decreased by 49.76% year-to-date due to reduced returns from financial assets[5]. - The company reported a significant decline in investment income, which fell to RMB 11.63 billion in 2023 from RMB 23.15 billion in 2022, a decrease of 49.73%[18]. - Investment income significantly decreased to RMB 4,257,206,028.17 in 2023, compared to RMB 14,439,811,775.28 in 2022, marking a decline of 70.5%[24]. - The company's long-term equity investments slightly increased to RMB 9.76 billion from RMB 9.65 billion, a growth of approximately 1.13%[16].

Financial Performance - The company reported a total revenue of RMB 1.2 billion for the first half of 2023, representing a year-on-year increase of 15%[6]. - The company has set a revenue guidance of RMB 2.5 billion for the full year 2023, indicating a growth target of 10%[6]. - New product launches are expected to contribute an additional RMB 300 million in revenue by the end of 2023[6]. - Total revenue for the first half of 2023 was RMB 42,753 million, a decrease of 6.80% compared to RMB 45,870 million in the same period of 2022[17]. - Operating profit for the first half of 2023 was RMB 14,733 million, down 5.74% from RMB 15,630 million in the first half of 2022[17]. - Net profit attributable to shareholders for the first half of 2023 was RMB 11,306 million, a slight increase of 0.98% compared to RMB 11,196 million in the same period of 2022[17]. - The company reported a significant increase in revenue, achieving a total of 25 billion CNY for the first half of 2023, representing a year-over-year growth of 15%[68]. - The company has set a revenue guidance of 30 billion CNY for the second half of 2023, projecting a growth rate of 12%[68]. - The company reported a net profit margin of 18%, reflecting improved operational efficiency and cost management strategies[68]. - The company reported a net profit of RMB 2,000 million for the first half of 2023, a 12% increase compared to the same period last year[169]. User Engagement - User data showed an increase in active accounts by 20% compared to the previous year, reaching 5 million active users[6]. - User data showed a total of 1.5 million active users, an increase of 20% compared to the previous year, indicating strong customer engagement[68]. - Customer satisfaction ratings have improved to 90%, indicating successful service enhancements and customer support initiatives[68]. Market Expansion - The company is expanding its market presence in Southeast Asia, targeting a 25% market share by 2025[6]. - The company plans to expand its market presence by opening 10 new branches across key cities in China by the end of 2023[68]. - The company aims to enhance its market share in equity financing and expand its international client base in the second half of 2023[23]. - The company plans to enter three new provinces in China by the end of 2024, aiming to increase its client base by 25%[173]. Research and Development - Research and development expenses increased by 30% to RMB 150 million, focusing on innovative financial technologies[6]. - Research and development investments have increased by 25%, totaling 1 billion CNY, aimed at enhancing product offerings and technological advancements[68]. - The company plans to enhance its product layout and improve core investment research capabilities while expanding domestic and international business in the second half of 2023[48]. Risk Management - The company faces significant risks including credit risk, market risk, and compliance risk, which are currently the main risks encountered[7]. - CITIC Securities has established a comprehensive risk management system to mitigate identified risks through organizational structure and management mechanisms[7]. - The company emphasizes continuous optimization of business processes and risk control measures to ensure risks are measurable and manageable[7]. - The company has enhanced its risk appetite management and optimized the risk preference indicator system, promoting a management mechanism that leads business development by risk preference[81]. - The company employs Value at Risk (VaR) as the primary indicator for measuring overall market risk, conducting stress tests to assess potential losses under extreme conditions[87]. Corporate Governance - The board of directors unanimously approved the interim report without objections[2]. - The company has committed to maintaining the independence of its operations and governance structure[104]. - The company will ensure compliance with relevant laws and regulations regarding related party transactions, maintaining fairness and transparency in all dealings[110]. - The company has committed to ensuring that related party transactions are conducted fairly and legally, with a long-term commitment effective from 2019[112]. Subsidiaries and Shareholding - The company has established a total of 45 securities branches across the country[7]. - The company completed a transfer of 2,733,961,712 shares to CITIC Financial Holdings, making it the largest shareholder with an 18.45% stake[15]. - As of June 30, 2023, the total number of shareholders is 574,188, with 574,030 A-share shareholders and 158 H-share registered shareholders[143]. Legal and Compliance - There are no significant related party transactions reported during the first half of 2023[2]. - The company has maintained compliance with regulatory requirements and has no outstanding legal issues[2]. - The company is involved in a legal dispute with Kangde Group, claiming RMB 1,418,245,278.08 due to a guarantee contract dispute[115]. - The company has reported no significant litigation or arbitration matters exceeding RMB 10 million during the reporting period[113]. Financial Position - Total assets as of June 30, 2023, reached RMB 1,425,939 million, reflecting an increase of 8.97% from RMB 1,308,603 million at the end of 2022[16]. - Total liabilities as of June 30, 2023, amounted to RMB 1,163,082 million, representing a 10.75% increase from RMB 1,050,231 million at the end of 2022[16]. - The company's debt-to-asset ratio increased to 76.49% as of June 30, 2023, up from 74.52% at the end of 2022, indicating a rise of 1.97 percentage points[16]. - The total equity attributable to shareholders of the parent company was RMB 257,859,509 thousand, compared to RMB 253,118,088 thousand, indicating a growth of approximately 1.5%[160]. Environmental, Social, and Governance (ESG) - The company facilitated green equity financing exceeding RMB 49.8 billion and underwrote green bonds totaling RMB 32.6 billion[99]. - The company integrated ESG factors into its investment decision-making process, enhancing its ability to manage risks and seize opportunities[100]. - The company actively engaged in green operations, enhancing energy efficiency and reducing carbon emissions through various initiatives[101]. Employee and Management - The total number of employees as of June 30, 2023, is 26,865, with 16,322 in the parent company[150]. - The company has maintained its compensation policy consistent with the previous year, with various training programs conducted for employees[150]. - Zhang Hao was appointed as Chief Risk Officer on February 24, 2023, pending regulatory approval[149].

Financial Performance - CITIC Securities reported an unaudited mid-term performance for the six months ending June 30, 2023[2]. - Total revenue and other income for the first half of 2023 was RMB 42,753 million, a decrease of 6.80% compared to RMB 45,870 million in the same period of 2022[19]. - Operating profit for the first half of 2023 was RMB 14,733 million, down 5.74% from RMB 15,630 million in the first half of 2022[19]. - Net profit attributable to shareholders of the parent company for the first half of 2023 was RMB 11,306 million, a slight increase of 0.98% compared to RMB 11,196 million in the same period of 2022[19]. - The company reported a net profit for the six months ended June 30, 2023, of RMB 11,751,911 thousand, a slight increase from RMB 11,610,819 thousand in the same period of 2022, representing a growth of approximately 1.2%[158]. - The total comprehensive income for the period amounted to RMB 12,739,757 thousand, compared to RMB 12,039,360 thousand in the previous year, reflecting an increase of about 5.8%[158]. Capital and Assets - The company's registered capital remains at CNY 14,820,546,829 as of June 30, 2023, unchanged from the previous year[10]. - Total assets as of June 30, 2023, were RMB 1,425,939 million, representing an increase of 8.97% from RMB 1,308,603 million at the end of 2022[18]. - Total liabilities as of June 30, 2023, were RMB 1,163,082 million, an increase of 10.75% from RMB 1,050,231 million at the end of 2022[18]. - The company's equity attributable to shareholders was RMB 262,856,812 thousand, up from RMB 258,372,039 thousand at the end of 2022, reflecting a growth of about 1.9%[160]. - The total amount of cash and cash equivalents was RMB 128,880,238 thousand, an increase from RMB 112,401,964 thousand at the end of 2022, representing a growth of approximately 14.7%[159]. Risk Management - Major risks identified include credit risk, market risk, and compliance risk, which are currently the primary concerns for the company[8]. - The company has established a comprehensive risk management system to mitigate identified risks, focusing on organizational structure and management mechanisms[8]. - The company employs Value at Risk (VaR) as the primary indicator for assessing overall market risk, conducting stress tests to evaluate potential losses under extreme conditions[90]. - The risk management framework consists of three lines of defense: the Board of Directors, the management layer, and the business departments, ensuring effective risk oversight and management[85][86][87][88]. Shareholder and Governance - The company did not declare any profit distribution or capital reserve conversion into share capital for the first half of 2023[3]. - The company has established a comprehensive corporate governance system and strategic layout over its twenty-plus years of development[74]. - The company guarantees that it will not engage in any substantial competitive activities with its parent company or its controlled enterprises[108]. - The company has committed to maintaining the independence of its business operations and will not interfere with normal business activities[108]. Business Operations - The company operates under various business qualifications, including securities brokerage, investment consulting, and asset management, among others[11]. - The company is actively involved in international business and financial innovation, which introduces foreign exchange risks[8]. - The company completed 66 A-share underwriting projects with a total underwriting scale of RMB 158.84 billion, ranking first in the market with a market share of 23.97%[23]. - The company aims to enhance its service capabilities in the domestic and overseas debt financing market, focusing on green bonds and carbon neutrality bonds[29]. Compliance and Legal Matters - The company has committed to resolving potential conflicts of interest and competition with its wholly-owned subsidiary Guangzhou Securities within five years post-transaction completion[113]. - The company has not engaged in any illegal guarantees during the reporting period[113]. - The company was fined RMB 13.76 million by the People's Bank of China for violations of anti-money laundering laws, specifically for failing to identify customer identities and maintain transaction records during December 2020 to January 2021[119]. - The company has submitted rectification reports to regulatory authorities in response to identified issues, demonstrating a commitment to compliance and governance[120]. Employee and Training - Employee count as of June 30, 2023, was 26,865, with 16,322 in the parent company[150]. - The company conducted various training programs to enhance employee skills, including sales and fintech training camps[150]. - No significant changes in the compensation policy were reported during the period[150]. Environmental, Social, and Governance (ESG) - The company integrated ESG factors into its investment decision-making process, enhancing its ability to manage risks and seize opportunities[103]. - The company conducted ESG-related training for employees to improve awareness and management capabilities regarding ESG risks[101]. - The company emphasized responsibility investment strategies, focusing on assets with ESG attributes for long-term returns[103].

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表 任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任 何責任。 （於中華人民共和國註冊成立的股份有限公司） （股份代號：6030） 二 零 二 三 年 第 一 季 度 業 績 報 告 本公告乃根據香港聯合交易所有限公司證券上市規則（「上市規則」）第13.09條的披露義 務及香港法例第571章證券及期貨條例第XIVA部項下內幕消息條文（定義見上市規則）而 作出。 本集團截至2023年3月31日止之第一季度未經審計業績摘要： ‧ 本集團實現營業收入人民幣15,348,206,851.13元；實現歸屬於母公司股東的淨利潤 人民幣5,417,237,420.11元。 ‧ 本報告乃依照上海證券交易所關於上市公司季度報告信息披露的有關規定編製。 ‧ 本報告所載財務資料乃根據中國會計準則編製。 本報告內容與本公司在上海證券交易所公佈的相關公告一致，本公告在香港和內地同 步刊登。 ...

守正 創新 卓越 共享 成為全球客戶最為信賴的國內領先、 國際一流的中國投資銀行 於中華人民共和國註冊成立的股份有限公司 股份代號：6030 2022 中 2022 中信証券 信 年度報告 証 券 CITIC SECURITIES 2022 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲明，並明確表示，概不 對因本公告全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （在中華人民共和國註冊成立的股份有限公司） （股份代號：6030） 2022年年度業績公告 中信証券股份有限公司董事會欣然宣佈本公司及其附屬公司截至2022年12月31日止年度之經審計業績。本公告列 載本公司2022年年度報告的全文，並符合《香港聯合交易所有限公司證券上市規則》中有關年度業績初步公告附載 的資料之要求。本公司2022年年度報告及其印刷版本將於2023年4月30日或之前發佈並寄發予本公司H股股東，並 可於其時在香港交易及結算所有限公司披露易網站http://www.hkexnews.hk 及本公司網站http://www.citics.com 閱覽。 ...

册 申信证券 022 中信証券 022 中期報告 Z C/T/C SECURITIES 2022 Interim Report 於中華人民共和國訪冊成立的股份有限公司 股份代號: 6030/ 重要提示 本公司董事會、監事會及董事、監事、高級管理人員保證本中期報告內容的真實、準確、完整，不存在 虛假記載、誤導性陳述或重大遺漏，並承擔個別和連帶的法律責任。 本中期報告經本公司第七屆董事會第四十四次會議審議通過。本公司全體董事出席了會議，未有董事對 本中期報告提出異議。 本公司2022年中期財務報告未經審計。普華永道中天會計師事務所（特殊普通合夥）和羅兵咸永道會計師 事務所分別按照中國和國際審閱準則出具了審閱意見。 本公司負責人張佑君先生、主管會計工作負責人及會計機構負責人史本良先生聲明：保證中期報告中財 務報告的真實、準確、完整。 本公司2022年上半年度無利潤分配和公積金轉增股本方案。 本中期報告所涉及的未來計劃、發展戰略等前瞻性描述不構成本公司對投資者的實質承諾，敬請投資者 注意投資風險。 本公司不存在被控股股東及其關聯╱連方非經營性佔用資金情況。 本公司不存在違反規定決策程序對外提供擔保的情況。 本公司不存 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表 任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚賴該等內容而引致的任何損失承擔任 何責任。 （於中華人民共和國註冊成立的股份有限公司） （股份代號：6030） 二零二二年第一季度業績報告 本公告乃根據香港聯合交易所有限公司證券上市規則（「上市規則」）第13.09條的披露義 務及香港法例第571章證券及期貨條例第XIVA部項下內幕消息條文（定義見上市規則）而 作出。 | --- | |--------------------------------------------------------------------------------------------------------------| | | | 本集團截至 2022 年 3 月 31 日止之第一季度未經審計業績摘要： | | ‧ 本集團實現營業收入人民幣 15,216,257,790.55 元；實現歸屬於母公司股東的淨利潤 人民幣 5,229,072,056.83 元。 | | ‧ 本報告乃依照中國證券監督管理委員會關於上市 ...

11 中信证券 中信証券 年度報告 2 D ● T CITIC SECL JRITIES 2021 Annual Report 於中華人民共和國註冊成立的股份有限公司 股份代號:6030 重要提示 本公司董事會、監事會及董事、監事、高級管理人員保證本報告內容的真實、準確、完整，不存在虛假 記載、誤導性陳述或重大遺漏，並承擔個別和連帶的法律責任。 本報告經本公司第七屆董事會第三十七次會議審議通過。本公司全體董事出席董事會會議。未有董事對 本報告提出異議。 本公司國內及國際年度財務報告已經分別由普華永道中天會計師事務所（特殊普通合夥）和羅兵咸永道會 計師事務所審計，並出具了標準無保留意見的審計報告。 本公司負責人張佑君先生、主管會計工作負責人及會計機構負責人史本良先生聲明：保證本報告中財務 報告的真實、準確、完整。 本公司經董事會審議通過的2021年度利潤分配預案為：每10股派發現金紅利人民幣5.40元（含稅）。此預 案尚需本公司股東大會批准。 本報告所涉及的未來計劃、發展戰略等前瞻性描述不構成本公司對投資者的實質承諾，敬請投資者注意 投資風險。 本公司不存在被控股股東及其關聯方非經營性佔用資金情況。 本公司不存 ...