登录新浪财经APP 搜索【信披】查看更多考评等级 证券代码：601211 证券简称：国泰君安 公告编号：2025-040 国泰君安证券股份有限公司 2025年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容 的真实性、准确性和完整性承担法律责任。 重要内容提示： ● 本次会议是否有否决议案：无 2、公司在任监事6人，出席3人，公司监事沈赟、左志鹏因及邵良明工作原因未能出席本次股东大会； 一、会议召开和出席情况 (一)股东大会召开的时间：2025年4月3日 (二)股东大会召开的地点：上海市南京西路768号405室 (三)出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情况： ■ (四)表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次股东大会采取现场会议的方式召开，股东大会以现场投票与网络投票相结合的方式对本次股东大会 通知中列明的事项进行了投票表决。本次股东大会的表决方式符合《公司法》及公司《章程》的规定。 本次会议由朱健董事长主持。 (五)公司董事、监事和董事会秘书的出席情况 1、公司在任董事16人，出席9人， ...

Group 1 - Guotai Junan has completed the registration change of its company name from "Guotai Junan Securities Co., Ltd." to "Guotai Haitong Securities Co., Ltd." and has obtained a new business license [1] - The first meeting of the seventh board of directors will be held on April 3, 2025, where Zhu Jian was elected as chairman and Zhou Jie as vice chairman [1] - The company plans to apply for changes to its A-shares and H-shares securities abbreviations following the name change [1] Group 2 - Lier Chemical expects a net profit of 145 million to 155 million yuan for Q1 2025, representing a year-on-year increase of 203% to 224% compared to 47.84 million yuan in the same period last year [2] - Chengda Biological announced a stock suspension for one trading day on April 7, 2025, due to the completion of the offer period for the acquisition of its shares by Shaoguan Gaoteng [2] Group 3 - Xiasha Precision plans to invest no more than 1 billion yuan in the construction of a project for the production of planetary roller screws and reducers, with an expected construction period of 3 years [3] - The funding sources for the project will include self-owned funds, bank loans, or other financing methods [3] Group 4 - Chengdi Xiangjiang's subsidiary has signed a contract for the China Mobile Hohhot Data Center computing power infrastructure maintenance service project, with an estimated total contract amount of 4.452 billion yuan [4] Group 5 - ST Jinke's actual controller Huang Hongyun and controlling shareholder Jinke Holdings received a notice of investigation from the China Securities Regulatory Commission for suspected violations related to undisclosed stock forced transfer risks [5] - The investigation involves stock reduction due to a pledge repurchase business and failure to disclose changes in equity in a timely manner [5] Group 6 - Jinxi Axle reported a year-on-year net profit increase of 13.39% for 2024 [6] Group 7 - Yutong Bus reported a 37.79% year-on-year increase in sales volume for March 2025 [7] - Chang'an Automobile's sales volume for March 2025 was 268,100 units, a year-on-year increase of 3.48% [7] - Guangdong Media reported a year-on-year net profit increase of 258.78% for 2024 [7] Group 8 - Qingxin Environment plans to publicly transfer 57% of the equity of its wholly-owned subsidiary [7] - Dongpeng Beverage has submitted an application for H-share issuance to the Hong Kong Stock Exchange [7] - Longjiang Securities elected Liu Zhengbin as chairman [7]

Core Insights - The securities industry is transitioning from "scale expansion" to "value cultivation," with a consensus on prioritizing client interests, leading to a shift from "sell-side" to "buy-side advisory" [1][7] - The performance of advisory services in 2024 shows mixed results, with an average contribution of only 1.1% to total revenue among 23 A-share brokers [1][2] Advisory Business Performance - Eight brokers reported advisory revenues exceeding 100 million yuan, with China International Capital Corporation (CICC) leading at 553 million yuan, followed by CITIC Securities at 507 million yuan [2][3] - CICC and Guotai Junan experienced significant declines in advisory revenue, with decreases of 19.3% and 69.3% respectively, marking them as the only brokers in the "billion club" with negative growth [2][3] Revenue Growth and Decline - The average revenue from advisory services among the 23 brokers was only 1.26 million yuan, with notable declines from Guotai Junan (69.3%) and Huatai Securities (41.5%) [3][4] - Conversely, Fangzheng Securities saw a remarkable increase of 217.5% in advisory revenue, reaching 85 million yuan, indicating a successful transition to a digital advisory platform [4][5] Market Trends and Strategies - Smaller brokers are leveraging advisory services for differentiation, with Zhongyuan Securities achieving the highest advisory revenue ratio at 3.4% [5][6] - The industry is moving towards professionalized services and client segmentation, with larger brokers focusing on comprehensive product offerings while smaller firms target high-net-worth clients [6][7] Innovations and New Approaches - Brokers are exploring new products and channels, including AI and online platforms, to enhance client engagement and service delivery [7][8] - Dongfang Securities launched two product series under its fund advisory business, achieving a total scale of approximately 15.37 billion yuan, reflecting a 7.05% growth [9]

Group 1 - The legal opinion letter confirms the legitimacy of the convening and holding of the 2025 first extraordinary general meeting of shareholders of Guotai Junan Securities Co., Ltd. [2][3] - The meeting was convened by the company's board of directors and chaired by Chairman Zhu Jian, with the time, place, and method consistent with the meeting notice disclosed on March 17, 2025 [3] - A total of 22 shareholders (including proxies) attended the meeting, holding 7,657,701,817 shares, which represents 43.5544% of the total shares eligible to vote [3] Group 2 - The voting process combined on-site and online voting, with on-site voting conducted by named ballot as per the company's articles of association [4] - The results of the voting were compiled after the conclusion of both on-site and online voting, and the proposed resolutions were approved [4] - The legal opinion concludes that the meeting's procedures, qualifications of attendees, and voting processes comply with relevant laws and the company's articles of association, rendering the voting results valid [5]

Meeting Overview - The shareholder meeting of Guotai Junan Securities Co., Ltd. was held on April 3, 2025, in Shanghai [1] - The meeting was conducted in accordance with the Company Law and the company's articles of association, with a combination of on-site and online voting [1] Attendance and Voting - A total of 2,627 ordinary shareholders attended the meeting, holding 6,710,842,607 shares, which accounts for 48.06% of the total shares [1] - The foreign shareholders (H shares) held 1,738,777,315 shares, representing 38.17% of the total shares [1] - The voting results showed that the proposals were overwhelmingly approved, with A shares voting 99.92% in favor and H shares voting 100% in favor [1][2] Resolutions Passed - The meeting passed several resolutions, including the establishment of the seventh board of directors, with the previous board members no longer serving [2][3] - The resolutions received significant support, with A shares showing 99.92% approval for the non-cumulative voting proposals [2] - The special resolution required a two-thirds majority and was successfully passed [3] Legal Compliance - The meeting's procedures and voting were confirmed to comply with relevant laws and the company's regulations, ensuring the validity of the voting results [3]

Summary of Key Points Core Viewpoint The report provides a detailed account of the fundraising activities and the management of funds raised by Benxi Steel Plate Co., Ltd. It highlights the total amount raised, the allocation of funds, and the compliance with regulatory requirements. Fundraising Overview - The company raised a total of 6.8 billion RMB through the issuance of convertible bonds, with all funds received by July 6, 2020 [1][2] - As of December 31, 2024, the company has invested approximately 4.87 billion RMB into fundraising projects, with a remaining balance of 36.77 million RMB in the fundraising account [1][2] Fund Management and Compliance - The company adheres to strict management protocols for the raised funds, ensuring compliance with relevant laws and regulations [1][2] - A tripartite supervision agreement was established with several banks and the underwriting institution to ensure proper management of the funds [1][2] Fund Usage and Allocation - The company has utilized the raised funds for various projects, including high-grade silicon steel projects and environmental upgrades, with specific amounts allocated to each project [3][4] - The company has temporarily used idle funds to supplement working capital, with a total of 4.18 billion RMB used for this purpose in 2020 [3][4][5] Project Implementation and Adjustments - There have been no changes to the fundraising projects or their implementation locations during the reporting period [9] - The company has not encountered any issues with the use of raised funds, and all projects are progressing as planned [9][10] Special Audit and Opinions - The underwriting institution conducted a thorough audit of the fundraising activities and confirmed that the company’s management of funds complies with regulatory requirements [9][10]

国泰海通证券股份有限公司 章 程 （2025 年 4 月修订） | | | | 第一章 | 总则 1 | | --- | --- | | 第二章 | 经营范围和宗旨 3 | | 第三章 | 党的组织 3 | | 第四章 | 股份 4 | | 第五章 | 股东和股东大会 11 | | 第六章 | 董事会 23 | | 第七章 | 总裁及其他高级管理人员 31 | | 第八章 | 监事会 36 | | 第九章 | 公司董事、监事和高级管理人员的资格和义务 38 | | 第十章 | 税务、财务会计制度和利润分配 41 | | 第十一章 | 通知和公告 44 | | 第十二章 | 合并、分立、增资、减资、解散和清算 46 | | 第十三章 | 章程修改 49 | | 第十四章 | 附则 50 | | | 附件一：国泰海通证券股份有限公司股东大会议事规则 58 | | | 附件二：国泰海通证券股份有限公司董事会议事规则 71 | | | 附件三：国泰海通证券股份有限公司监事会议事规则 81 | 国泰海通证券股份有限公司章程 第一章 总则 公司于 2017 年 3 月 13 日经中国证监会核准，发行 1,040,000, ...

证券代码：601211 证券简称：国泰君安 公告编号：2025-041 国泰海通证券股份有限公司 关于完成公司名称变更、注册资本变更、公司章程 修订及相应市场主体变更登记的公告 国泰海通证券股份有限公司（曾用名：国泰君安证券股份有限公司，以下 简称"公司"）于 2025 年 3 月 14 日召开第六届董事会第三十二次临时会议，审 议通过了《关于提请审议变更公司名称及证券简称的议案》《关于提请审议变更 公司注册资本的议案》及《关于提请审议修订公司章程的议案》，其中公司名称 变更、公司章程修订事项提交至公司股东大会审议。具体情况请详见公司于 2025 年 3 月 17 日披露的《国泰君安证券股份有限公司关于拟变更公司名称、证券简 称及注册资本的公告》（公告编号：2025-034）、《国泰君安证券股份有限公司关 于修订公司章程的公告》（公告编号：2025-033）。 2025 年 4 月 3 日，公司召开 2025 年第一次临时股东大会，审议通过了《关 于提请修订公司章程的议案》《关于提请审议变更公司名称的议案》。根据相关法 律法规、部门规章、规范性文件及公司《章程》的规定，自公司 2025 年第一次 临时股东大会 ...

北京市海问律师事务所 关于国泰君安证券股份有限公司 2025 年第一次临时股东大会的法律意见书 致：国泰君安证券股份有限公司 根据《中华人民共和国公司法》《中华人民共和国证券法》（以下统称"有关 法律"）及《国泰君安证券股份有限公司章程》（以下称"公司章程"）的规定， 本所作为国泰君安证券股份有限公司（以下称"公司"）的法律顾问，应公司的 要求，指派律师列席公司于 2025 年 4 月 3 日召开的 2025 年第一次临时股东大会 （以下称"本次会议"），对本次会议召开的合法性进行见证，并依法出具本法律 意见书。 在本法律意见书中，本所律师仅对本次会议召集和召开的程序、表决程序及 出席本次会议现场会议的股东或股东代理人资格、召集人的资格是否符合有关法 律和公司章程的规定，以及本次会议审议的议案表决结果是否有效发表意见，并 不对本次会议所审议的议案内容以及议案所表述的事实或数据的真实性、准确性、 合法性发表意见。本所律师假定公司提交给本所律师的资料（包括但不限于有关 人员的居民身份证、授权委托书、企业法人营业执照等）真实、完整，资料上的 签字和/或印章均是真实的，资料的副本或复印件均与正本或者原件一致。 本所律 ...

证券代码：601211 证券简称：国泰君安 公告编号：2025-042 经全体董事、监事一致同意，国泰海通证券股份有限公司（以下简称"公 司"或"本公司"）于2025年4月3日发出第七届董事会第一次会议通知及文件， 于2025年4月3日以现场结合视频方式召开会议。经全体董事推举，本次会议由朱 健董事主持，会议应到董事17人，实到17人，公司部分监事及高级管理人员列席 会议。会议召集、召开及表决程序符合《公司法》、公司《章程》和《董事会议 事规则》的有关规定。本次会议审议并通过了以下议案： 一、审议通过了《关于提请选举公司第七届董事会董事长、副董事长的议 案》 表决结果：17票赞成，0票反对，0票弃权。 选举朱健董事担任公司第七届董事会董事长；选举周杰董事担任公司第七 届董事会副董事长。 二、审议通过了《关于提请设立公司第七届董事会专门委员会的议案》 表决结果：17票赞成，0票反对，0票弃权。 同意公司第七届董事会设战略及ESG委员会、薪酬考核与提名委员会、审计 委员会、风险控制委员会等四个专门委员会。各专门委员会组成如下： 国泰海通证券股份有限公司 第七届董事会第一次会议决议公告 本公司董事会及全体董事保证本 ...