国泰海通证券股份有限公司 关于上海步科自动化股份有限公司 使用部分暂时闲置募集资金进行现金管理的核查意见 国泰海通证券股份有限公司（以下简称"国泰海通"或"保荐人"）作为上海步 科自动化股份有限公司（以下简称"步科股份"、"公司"或"发行人"） 首次公开发 行股票并上市的持续督导保荐机构，根据《证券发行上市保荐业务管理办法》《上 市公司募集资金监管规则》《上海证券交易所科创板上市公司自律监管指引第 1 号——规范运作》《上海证券交易所科创板股票上市规则》等有关法律法规和规 范性文件的要求，就公司使用暂时闲置募集资金进行现金管理的事项进行了审慎 核查，并发表如下核查意见： 一、募集资金基本情况 经中国证券监督管理委员会《关于同意上海步科自动化股份有限公司首次公 开发行股票注册的批复》（证监许可[2020]2386 号），同意公司首次公开发行股票 的注册申请。公司获准向社会公众公开发行人民币普通股（A 股）股票 2,100 万 股，发行价为每股人民币 20.34 元，共计募集资金 42,714.00 万元，扣除发行费 用后，实际募集资金净额为 38,145.41 万元。上述募集资金全部到位，已经天健 会计师事务所 ...

Financial Performance - The company's operating revenue for Q3 2025 reached ¥197,727,273.48, representing a year-on-year increase of 41.31%[3] - Total profit for the period was ¥20,063,736.83, a significant increase of 129.90% compared to the same period last year[3] - Net profit attributable to shareholders was ¥18,418,505.66, up 96.22% year-on-year, driven by strong demand in the robotics industry[3][8] - The basic earnings per share for the quarter was ¥0.21, reflecting a growth of 90.91% compared to the previous year[3] - For the period from January to September 2025, the company achieved operating revenue of CNY 508.63 million, representing a year-on-year growth of 28.35%[13] - The net profit attributable to shareholders was CNY 44.53 million, up 37.54% compared to the same period last year[13] - Net profit for the first three quarters of 2025 was ¥44.53 million, representing a 37.7% increase compared to ¥32.37 million in the previous year[23] - Basic earnings per share for the first three quarters of 2025 was ¥0.52, compared to ¥0.39 in the same period of 2024[23] Research and Development - Research and development expenses totaled ¥23,762,037.42, accounting for 12.02% of operating revenue, a decrease of 3.30 percentage points year-on-year[4] - Research and development expenses rose to ¥62.92 million, an increase of 15.8% from ¥54.36 million year-over-year[22] Assets and Liabilities - Total assets at the end of the period were ¥1,619,402,926.75, an increase of 58.25% from the previous year[4] - The total assets of the company amounted to ¥1,619.40 million, up from ¥1,023.31 million in the previous year, reflecting a growth of 58.2%[19] - Total liabilities increased to ¥352.98 million, compared to ¥246.12 million in the previous year, marking a 43.4% rise[19] - Shareholders' equity attributable to the company reached ¥1,266,422,921.21, up 63.70% year-on-year[4] - The company's equity attributable to shareholders reached ¥1,266.42 million, a significant increase from ¥773.60 million in the previous year, representing a growth of 63.8%[19] Cash Flow - The company reported a net cash flow from operating activities of ¥39,691,565.81, which decreased by 19.93% year-on-year[3] - Cash inflow from operating activities for the first three quarters of 2025 was $364,653,396.72, an increase of 5.4% compared to $346,130,273.99 in the same period of 2024[26] - Net cash flow from operating activities decreased to $39,691,565.81 in 2025 from $49,571,498.68 in 2024, representing a decline of 20%[26] - Cash inflow from investment activities increased significantly to $799,903,939.38 in 2025, up from $587,234,704.78 in 2024, marking an increase of 36%[27] - Net cash flow from investment activities was negative at -$537,962,020.87 in 2025, compared to -$301,299,403.95 in 2024, indicating a worsening of 78.7%[27] - Cash inflow from financing activities totaled $588,585,272.67 in 2025, a substantial increase from $99,328,049.06 in 2024[27] - Net cash flow from financing activities improved to $462,599,273.99 in 2025, compared to $7,208,418.27 in 2024, reflecting a significant increase[27] - The ending cash and cash equivalents balance for 2025 was $108,845,631.86, compared to $97,724,066.00 in 2024, showing an increase of 11.5%[27] Market Strategy - The company implemented cost control measures, resulting in a smaller increase in expenses compared to revenue growth, contributing to net profit growth[8] - The company plans to continue expanding its market presence and investing in new technologies to sustain growth[8] - The company plans to establish a subsidiary in Germany with an investment of EUR 100,000 to enhance its "robotics overseas" strategy and expand its international market presence[13] Current Assets - As of September 30, 2025, total current assets amounted to CNY 1,260.37 million, a significant increase from CNY 719.80 million at the end of 2024[17] - The company's cash and cash equivalents were CNY 154.65 million, down from CNY 176.04 million at the end of 2024[17] - The company's trading financial assets increased to CNY 628.24 million from CNY 139.21 million at the end of 2024[17] - Accounts receivable rose to CNY 147.69 million, compared to CNY 119.26 million at the end of 2024[17] - Inventory increased to CNY 153.23 million from CNY 115.93 million at the end of 2024[17]

证券代码：688160 证券简称：步科股份 公告编号：2025-065 上海步科自动化股份有限公司 关于召开 2025 年第三季度业绩说明会的公告 一、说明会类型 本次投资者说明会以网络文字互动的形式召开，公司将针对 2025 年第三季 度经营成果及财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允 许的范围内就投资者普遍关注的问题进行回答。 二、说明会召开的时间、地点 （一）会议召开时间：2025 年 11 月 3 日（星期一）14:00-15:00 （ 二 ） 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开时间：2025 年 11 月 3 日（星期一）14:00-15:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络文字互动 投资者可于 2025 年 10 月 27 日（星期一）至 10 月 31 日（星期五）16:00 前登录上证路演中心 ...

Investment Rating - The mechanical equipment industry is rated as "Standard Configuration" indicating that the industry index is expected to perform within ±10% of the market index over the next six months [46]. Core Insights - The mechanical equipment industry experienced a 2.50% decline in the last two weeks, underperforming the CSI 300 index by 2.02 percentage points, ranking 25th among 31 industries [12][18]. - Year-to-date, the mechanical equipment sector has increased by 33.88%, outperforming the CSI 300 index by 16.50 percentage points, ranking 6th among 31 industries [12][18]. - The demand for industrial robots has rebounded in the first half of 2025, with exports increasing by approximately 54.90% year-on-year [42]. - The domestic sales of excavators have shown a month-on-month increase, supported by the commencement of major national projects and ongoing demand in downstream sectors [42]. Summary by Sections 1. Market Review - As of October 16, 2025, the mechanical equipment industry has seen a 2.50% decline in the last two weeks, ranking 25th among 31 industries [12]. - The industry has increased by 33.88% year-to-date, outperforming the CSI 300 index [12][18]. - The sub-sector performance shows that the rail transit equipment II sector had the highest increase of 3.45% [18]. 2. Valuation Situation - The current PE TTM for the mechanical equipment sector is 31.64 times, with sub-sectors showing varied valuations: - General Equipment: 40.72 times - Specialized Equipment: 31.43 times - Rail Transit Equipment II: 18.39 times - Engineering Machinery: 23.84 times - Automation Equipment: 52.74 times [3][22]. 3. Data Updates - The report indicates a significant increase in the demand for industrial robots, with exports rising by 54.90% year-on-year in the first three quarters of 2025 [42]. - The domestic sales of excavators have also shown positive trends, with both domestic and international sales increasing month-on-month [42]. 4. Industry News - The Shanghai Municipal Economic and Information Commission has issued a development action plan for the intelligent terminal industry, emphasizing support for humanoid robot product development [40]. - The introduction of new industrial robots and the acceleration of product launches are expected to stimulate market performance [42]. 5. Company Announcements - Companies such as SANY Heavy Industry and Hengli Hydraulic are highlighted for their strong market positions and expected growth due to increased domestic demand [43][45]. 6. Weekly Insights - The report suggests focusing on companies like Huichuan Technology and Greentech Harmonic, which are positioned to benefit from the growth in the robotics sector [42][43].

Meeting Overview - The second extraordinary general meeting of shareholders was held on October 14, 2025, in Shenzhen, with all procedures compliant with the Company Law and the company's articles of association [2][3] - The meeting was chaired by the chairman, Mr. Tang Dong, and utilized a combination of on-site and online voting methods [2] Attendance - All 7 current directors attended the meeting, with attendance facilitated through both in-person and communication methods [3] - All 3 current supervisors attended the meeting in a similar manner [3] - The board secretary, Liu Yun, and other senior management personnel were also present [3] Resolutions Passed - The following resolutions were approved during the meeting: - Appointment of the auditing firm for the year 2025 [2] - Changes to registered capital, cancellation of the supervisory board, and amendments to the articles of association [2] - Amendments to various governance documents, including: - Shareholders' meeting rules [4] - Board meeting rules [4] - Independent director work system [4] - External guarantee management measures [4] - External investment management system [4] - Related party transaction management measures [4] - Cumulative voting system implementation details [4] - Fundraising management system [5] Voting Results - The first resolution was separately counted for minority investors [5] - Resolutions 2, 3.01, and 3.02 were special resolutions, passing with over two-thirds of the voting rights held by attending shareholders or their proxies [5] - All other resolutions were ordinary resolutions, passing with over half of the voting rights held by attending shareholders or their proxies [5] Legal Verification - The meeting was witnessed by Guohao Law Firm (Shenzhen), with lawyers Cheng Jing and Niu Lu confirming the legality and validity of the meeting's procedures and resolutions [5]

深圳市深南大道 6008 号特区报业大厦 24/31/41/42 层 邮编：518009 24/31/41/42F, Tequbaoye Building, 6008 Shennan Avenue, Shenzhen, Guangdong Province 518009, China 电话/Tel: (+86)(755) 83515666 传真/Fax: (+86)(755) 83515333 网址/Website:http://www.grandall.com.cn 邮箱/Email: grandallsz@grandall.com.cn 国浩律师（深圳）事务所 关于 上海步科自动化股份有限公司 2025 年第二次临时股东大会 之法律意见书 GLG/SZ/A2422/FY/2025-1300 致：上海步科自动化股份有限公司 国浩律师（深圳）事务所（以下简称"本所"）接受上海步科自动化股 份有限公司（以下简称"公司"）的委托，指派律师对公司 2025 年第二次 临时股东大会（以下简称"本次股东大会"）的相关事项进行见证。现根据 《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》 等法律、行政 ...

证券代码：688160 证券简称：步科股份 公告编号：2025-064 上海步科自动化股份有限公司 2025年第二次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （一） 股东大会召开的时间：2025 年 10 月 14 日 （二） 股东大会召开的地点：深圳市南山区高新园北区朗山一路 6 号意中利科 技园 1 号 3 楼会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 55 | | --- | --- | | 普通股股东人数 | 55 | | 2、出席会议的股东所持有的表决权数量 | 55,159,945 | | 普通股股东所持有表决权数量 | 55,159,945 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比例（%） | 60.7272 | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 60.7272 ...

Investment Rating - The mechanical industry is rated as "Outperform" relative to the market, maintaining a strong performance compared to the CSI 300 index [2]. Core Insights - The mechanical sector has shown a positive trend, with a 5.23% increase in the CITIC mechanical sector in September, outperforming the CSI 300 index by 3.08 percentage points [4][11]. - Key sub-sectors such as lithium battery equipment, semiconductor equipment, and forklifts have experienced significant growth, with increases of 49.22%, 24.73%, and 17.72% respectively [4][11]. - The report emphasizes the importance of focusing on domestic demand-driven sectors with stable fundamentals, high dividends, and solid earnings, particularly in engineering machinery and high-speed rail equipment [5]. Summary by Sections 1. Mechanical Sector Performance - As of September 25, 2025, the CITIC mechanical sector rose by 5.23%, ranking 4th among 30 CITIC primary industries [11]. - All three sub-sectors recorded positive growth, with notable increases in lithium battery and semiconductor equipment [4][11]. 2. Engineering Machinery - In August, excavator sales reached 16,523 units, a year-on-year increase of 12.8%, with domestic sales growing by 14.8% [21][32]. - Loader sales also increased by 13.3% year-on-year, with total sales of 9,440 units in August [33]. - The report suggests that the engineering machinery sector is in a recovery phase, driven by equipment upgrades and favorable policies [39]. 3. Robotics - Industrial robot production in August was 63,747 units, reflecting a 14.4% year-on-year growth, while metal cutting machine tool production increased by 16.4% [40]. - The report highlights the upward cycle in the robotics industry, with significant growth expected in humanoid robots and automation technologies [46][51]. - Key players in the robotics sector, such as Estun and core component suppliers, are recommended for investment [51].

上海步科自动化股份有限公司 内部审计制度 第一章 总则 第一条 为进一步规范上海步科自动化股份有限公司（以下简称"公司"）内部审计工作， 明确内部审计机构和人员的责任，提高内部审计工作质量，维护公司和全体股东的合法权益， 依据《中华人民共和国审计法》《审计署关于内部审计工作的规定》《上海证券交易所科创板上 市公司自律监管指引第 1 号——规范运作》等相关法律法规和《上海步科自动化股份有限公司 章程》（以下简称"《公司章程》"）的规定，制定《上海步科自动化股份有限公司内部审计制度》 （以下简称"本制度"）。 第二条 本制度所称内部审计，是指由公司内部机构或人员，对其风险管理和内部控制的有 效性、业务活动的效率和效果、财务信息的真实性和完整性等方面实施的一种独立、客观的监 督、评价和建议活动，是促进公司完善治理、实现目标的重要环节。 第三条 本制度所称内部控制，是指公司董事会、总经理及其他高级管理人员、其他有关人 员为实现下列目标而提供合理保证的过程： 第七条 董事会审计委员会主要负责审核公司财务信息及其披露、监督及评估内外部审计 工作和内部控制。审计委员会对董事会负责，向董事会报告工作。 第 1 页 共 8 页 ...

第一条 为维护公司、股东、职工和债权人的合法权益，规范公司的组织和行 为，根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国 证券法》（以下简称《证券法》）和其他有关规定，制订本章程。 上海步科自动化股份有限公司 章程 | 第一章 | 总则 4 | | --- | --- | | 第二章 | 经营宗旨和范围 5 | | 第三章 | 股份 6 | | 第一节 | 股份发行 6 | | 第二节 | 股份增减和回购 8 | | 第三节 | 股份转让 9 | | 第四章 | 股东和股东会 10 | | 第一节 | 股东的一般规定 10 | | 第二节 | 控股股东及实际控制人 15 | | 第三节 | 股东会的一般规定 16 | | 第四节 | 股东会的召集 20 | | 第五节 | 股东会的提案与通知 22 | | 第六节 | 股东会的召开 24 | | 第七节 | 股东会的表决和决议 27 | | 第五章 | 董事和董事会 32 | | 第一节 | 董事的一般规定 32 | | 第二节 | 董事会 37 | | 第三节 | 独立董事 43 | | 第四节 | 董事会专门委员会 46 | | 第六 ...