上海富瀚微电子股份有限公司 简式权益变动报告书 上市公司名称：上海富瀚微电子股份有限公司 股票上市地点: 深圳证券交易所 股票简称:富瀚微 股票代码: 300613 信息披露义务人：杨小奇 住所/通讯地址：上海市徐汇区********* 一致行动人：陈春梅 住所/通讯地址：广州市天河区********* 一致行动人：龚传军 住所/通讯地址：广州市天河区********* 一致行动人：杰智控股有限公司（以下简称"杰智控股"） 住所/通讯地址：香港中环皇后大道中 99 号中环中心 6113 室 股份变动性质： 本次权益变动系一致行动协议到期、公司股权激励自主行权、可转债转股导致持 股比例被动稀释，不涉及持股数量的变动。 签署日期：2023 年 8 月 31 日 1 信息披露义务人声明 一、本报告书系信息披露义务人依据《中华人民共和国公司法》《中华人民共和 国证券法》《上市公司收购管理办法》《公开发行证券的公司信息披露内容与格 式准则第 15 号——权益变动报告书》及其他相关法律、法规、部门规章及规范 性文件的有关规定编写。 二、信息披露义务人及其一致行动人签署本报告书已获得必要的授权和批准。 三、依据《中华人民共 ...

本次变更后，华泰联合证券负责公司向不特定对象发行可转换公司债券的持 续督导保荐代表人为邹晓东先生、李永伟先生，持续督导期限至中国证券监督管 理委员会和深圳证券交易所规定的持续督导义务结束为止。 | 证券代码：300613 | 证券简称： | 富瀚微 | 公告编号：2023-055 | | --- | --- | --- | --- | | 债券代码：123122 | 债券简称： | 富瀚转债 | | 上海富瀚微电子股份有限公司 关于变更持续督导保荐代表人的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海富瀚微电子股份有限公司（以下简称"公司"）于近日收到保荐机构华泰 联合证券有限责任公司（以下简称"华泰联合证券"）出具的《关于更换上海富瀚 微电子股份有限公司向不特定对象发行可转换公司债券持续督导保荐代表人的 函》。 公司 2021 年 8 月 24 日已完成向不特定对象发行可转换公司债券的发行上市 工作，华泰联合证券作为该次发行的保荐机构，原指定薛峰先生、邹晓东先生担 任该项目的保荐代表人，持续督导期至 2023 年 12 月 31 日止。现因薛峰先 ...

| 证券代码：300613 | 证券简称： | 富瀚微 | 公告编号：2023-056 | | --- | --- | --- | --- | | 债券代码：123122 | 债券简称： | 富瀚转债 | | | | 上海富瀚微电子股份有限公司 | | | 关于参加上海辖区上市公司 2023 年网上集体接待日 暨中报业绩说明会的公告 上海富瀚微电子股份有限公司董事会 2023 年 9 月 1 日 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，上海富瀚微电子股份有限公司（以下简 称"公司"）将参加由上海证监局、上海上市公司协会与深圳市全景网络有限公司 联合举办的"2023 年上海辖区上市公司集体接待日暨中报业绩说明会"，现将相 关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （http://rs.p5w.net），或下载全景路演 APP，参与本次互动交流，活动时间为 2023 年 9 月 7 日（周四）14:00-16:30。届时公司高管将在线就公司 2023 年中报业绩、 公司治理、发展战略、 ...

证券代码：300613 证券简称：富瀚微 上海富瀚微电子股份有限公司投资者关系活动记录表 编号：2023-007 □特定对象调研 □分析师会议 投资者关 □媒体采访 业绩说明会 系活动类 □新闻发布会 □路演活动 别 □现场参观 □其他 APS 毕盛投资 蔡景彦 Brilliance 丁宁 CFC 胡慧 DOY capital 唐皓 Elevation Capital Ernest JIANG Hel Ved Capital Management Limited LyGH Capital Oakwise Capital马腾 RWC Partners Group Schroders 安徽明泽投资 安信基金 程宇婷 吴俊 桥 安信证券 马田田 邓雨春 百川财富 唐琪 北京泓澄投资 徐哲桐 北京清和泉 资本 周湛钊 北京塔基资产 张志良 彬元资本 陈海亮 长城财富保险资管 杨海 达 长江证券 施展 财通 胡宸瑜 创金合信基金 赵维卿 张晓雅 大家资管 徐博 淡水泉 裘潇磊 东方基金 梁忻 光大证券 孙啸 王之含 广发基金 吴晓钢 广州 金控 黄健 广州云禧私募 陈浩然 国金证券 邵广雨 田思薇 刘春秀 国泰基金 张 ...

Acquisition and Investments - The company plans to acquire minority stakes in Mouxin Technology, increasing its ownership from 51.00% to 100%[3] - The company is focused on integrating and developing synergies with Mouxin Technology to mitigate risks associated with goodwill impairment[13] - The company reported a remaining balance of RMB 1,157,248.54 from the "New Generation Full HD Network Camera SoC Chip Project" as of June 30, 2023, which includes interest income and investment returns[31] - The company has not utilized RMB 238 million of the raised funds for principal-protected financial products and time deposits, with a remaining amount of RMB 4.238 million stored in the fundraising account[33] - The company plans to use the remaining raised funds to supplement working capital, ensuring compliance with fundraising management regulations[31] - The company has invested RMB 15 million in bank financial products, with an unexpired balance of RMB 9 million[39] - The total amount of funds raised was ¥56,968.91 million, with ¥2,367.2 million invested during the reporting period[146] - The cumulative amount of raised funds invested to date is ¥34,256.49 million[146] - The company approved the use of up to RMB 250 million of idle raised funds for cash management[163] Financial Performance - The company's operating revenue for the reporting period was ¥883,522,965.91, a decrease of 24.09% compared to ¥1,163,855,562.67 in the same period last year[96] - The net profit attributable to shareholders of the listed company was ¥128,486,416.21, down 46.96% from ¥242,237,623.99 year-on-year[96] - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥123,939,374.19, a decrease of 45.38% compared to ¥226,908,857.39 in the previous year[96] - The net cash flow from operating activities was ¥64,421,711.14, down 49.00% from ¥126,325,492.35 in the same period last year[96] - The total assets at the end of the reporting period were ¥3,567,953,392.91, an increase of 3.49% from ¥3,447,599,307.28 at the end of the previous year[96] - The weighted average return on net assets was 5.49%, down 6.86% from 12.35% in the previous year[96] - In the first half of 2023, the company achieved operating revenue of 883.52 million yuan, a year-on-year decrease of 24.09%[102] - The net profit attributable to shareholders was 128.49 million yuan, down 46.96% year-on-year[102] - The company's net cash flow from operating activities decreased by 49.00% to ¥64.42 million, primarily due to a year-on-year decline in sales[134] Research and Development - The company emphasizes the importance of continuous R&D investment to maintain competitive advantage in the rapidly evolving integrated circuit design industry[4] - The company is actively monitoring market demand and technological trends to ensure timely product upgrades and innovation[4] - Rising labor costs for high-tech talent are increasing R&D expenses, which may impact overall profitability[13] - R&D investment for the reporting period was 147.22 million yuan, accounting for 16.66% of operating revenue[116] - The company is focusing on high-performance AI edge computing chips and automotive image signal processing chips as key R&D directions[116] - The company has a strong technical team with 407 personnel, of which 62% have over 3 years of experience in chip R&D[117] - The company continues to focus on high-intensity R&D investment and product innovation to enhance its competitive edge in the market[79] Market and Sales - International trade tensions are impacting the company's sales and procurement, potentially affecting operational performance[5] - The company faces risks related to high customer concentration, which could adversely affect operations if major clients change their purchasing strategies[13] - The company is actively pursuing new market opportunities and product innovations to address changing customer needs and industry dynamics[4] - The company has established a leading market position in the chip design industry, competing with major players like Sony and NEXTCHIP[107] - The company's products are primarily sold through a combination of direct sales and agency sales to electronic device manufacturers and automotive manufacturers[106] Operational Efficiency - The company achieved a cost reduction in project construction by optimizing procurement plans, resulting in savings from the raised funds[31] - The professional video processing product segment generated revenue of ¥614.03 million, down 21.26% year-on-year, with a gross margin of 38.12%[134] - The smart IoT product segment saw revenue decline by 37.52% to ¥140.53 million, with a gross margin of 33.63%[134] - The smart vehicle product segment experienced a 45.19% decrease in revenue, totaling ¥72.67 million, with a gross margin of 39.54%[134] Corporate Governance and Compliance - The company’s board of directors confirmed the accuracy and completeness of the half-year report, ensuring no false records or misleading statements[43] - The company emphasizes the importance of risk awareness regarding future plans and performance forecasts, clarifying that these do not constitute commitments to investors[44] - The company has not reported any issues or other situations regarding the use and disclosure of raised funds[35] - The company’s fundraising management strictly adheres to regulations while considering actual market conditions to achieve project goals[31] - The company has not experienced any changes in its board of directors or senior management during the reporting period[172] - The company has complied with environmental regulations and has not faced any penalties during the reporting period[180] - The company emphasizes the protection of shareholder rights and maintains effective communication with shareholders, particularly small and medium-sized shareholders[184] - The company strictly adheres to national laws and regulations, fulfilling its social responsibilities and obligations[198] - There were no significant environmental issues or administrative penalties reported during the reporting period[198] Intellectual Property - As of June 30, 2023, the company held a total of 272 intellectual property rights, including 120 patents, with 20 new patents added during the reporting period[137] - The company employs 407 R&D personnel, representing 84% of its total workforce, with 49% holding master's degrees or higher[138] Cash and Assets Management - Cash and cash equivalents at the end of the reporting period amounted to ¥1,498,583,471.05, representing 42.00% of total assets, an increase of 3.81% compared to the previous year[142] - Accounts receivable reached ¥333,345,010.50, accounting for 9.34% of total assets, up by 1.37% year-on-year[142] - Inventory stood at ¥495,615,061.76, which is 13.89% of total assets, showing a decrease of 0.74% from the previous year[142] - Short-term borrowings increased to ¥189,497,750.92, representing 5.31% of total assets, an increase of 0.87% compared to last year[142] - Contract liabilities decreased significantly to ¥20,118,812.70, accounting for 0.56% of total assets, down by 0.86% year-on-year[142] - The company reported a significant reduction in trading financial assets to ¥90,000,000.00, which is 2.52% of total assets, a decrease of 3.62% from the previous year[142]

| 证券代码：300613 | 证券简称： | 富瀚微 | 公告编号：2023-053 | | --- | --- | --- | --- | | 债券代码：123122 | 债券简称： | 富瀚转债 | | 上海富瀚微电子股份有限公司 鉴于 2021 年 8 月 25 日公司第三届董事会第二十次会议审议通过《关于向银 行申请综合授信额度的议案》，向银行申请总额不超过人民币 5 亿元的综合授信 额度，有效期限即将于 2023 年 8 月 24 日届满；2022 年 8 月 29 日公司第四届董 事会第五次会议审议通过《关于向银行申请增加综合授信额度的议案》，向银行 申请增加总额不超过人民币 5 亿元的综合授信额度，有效期 2 年，在以上额度范 围内可循环使用。 现经公司第四届董事会第十三次会议审议通过《关于向银行申请综合授信额 度的议案》，同意公司（含子公司）向银行申请合计总额不超过 10 亿元的综合授 信额度，有效期自本次董事会审议通过之日起 2 年，在以上额度范围内可循环使 用。同时授权公司总经理签署上述授信额度内的与授信有关的各项法律文件。 以上授信额度并非公司实际融资金额，实际融资金额应在授信额度内以 ...

| 证券代码：300613 | 证券简称：富瀚微 | 公告编号：2023-052 | | --- | --- | --- | | 债券代码：123122 | 债券简称：富瀚转债 | | 上海富瀚微电子股份有限公司 2023年半年度募集资金存放与使用情况专项报告 本公司及董事会全体成员保证公告内容真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 根据《上市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求（2022 年 修订）》、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》 和相关格式指引的规定，上海富瀚微电子股份有限公司（以下简称"富瀚微"或"公司"） 对 2023 年半年度募集资金存放与使用情况说明如下： 一、募集资金基本情况 （一）实际募集资金金额和资金到账时间 经中国证券监督管理委员会《关于同意上海富瀚微电子股份有限公司向不特定对象发 行可转换公司债券注册的批复》（证监许可[2021]2259 号）同意注册，本公司向不特 定对象发行 581.19 万张可转换公司债券，每张面值为 100 元人民币，共计募集资金 总额为人民币 581,190,000.00 ...

| 证券代码：300613 | 证券简称： | 富瀚微 | 公告编号：2023-048 | | --- | --- | --- | --- | | 债券代码：123122 | 债券简称： | 富瀚转债 | | 上海富瀚微电子股份有限公司（以下简称"公司"）第四届董事会第十三次会 议通知已于 2023 年 8 月 11 日以书面、电子邮件、电话等形式向全体董事发出。 本次董事会于 2023 年 8 月 21 日以现场及通讯表决方式召开，由董事长杨小奇先 生召集和主持，会议应参加表决董事 9 名，实际参加表决董事 9 名。会议的召集、 召开、表决符合《公司法》等法律、法规及《公司章程》的规定。 二、董事会会议审议情况 1、审议通过《关于公司 2023 年半年度报告及其摘要的议案》 上海富瀚微电子股份有限公司 第四届董事会第十三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 经审议，董事会认为公司《2023 年半年度报告》及《2023 年半年度报告摘 要》的编制程序符合法律、法规和中国证监会的有关规定，报告内容真实、准确、 完 ...

上海富瀚微电子股份有限公司独立董事 关于第四届董事会第十三次会议相关事项的独立意见 根据《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自 律监管指引第2号——创业板上市公司规范运作》及《公司章程》《独立董事工 作制度》等有关规定，作为上海富瀚微电子股份有限公司（以下简称"公司"）的 独立董事，本着勤勉尽责的态度，客观公正的原则，我们现就公司第四届董事会 第十三次会议审议的相关事项，基于独立判断发表如下独立意见： 一、关于控股股东及其他关联方占用公司资金、公司对外担保情况的专项 说明和独立意见 我们对公司报告期内关联方占用资金、对外担保进行了核查，基于我们的独 立判断，现对相关情况做出专项说明并发表独立意见如下： （此页无正文，为独立董事关于第四届董事会第十三次会议相关事项的独立意见 之签字页） 独立董事签名： 张文军：______________ 方 瑛：______________ 张占平：______________ 2023 年 8 月 21 日 报告期内，公司控股股东及其他关联方不存在占用公司资金的情况，也不存 在以前年度发生并累计至2023年6月30日的违规关联方占用资金情况；报告期内 ...

上海富瀚微电子股份有限公司 2023 年 1-6 月份 非经营性资金占用及其他关联资金往来情况汇总表 单位：万元 | 非经营性资 | | 占用方与上市 | 上市公司核算 | 2023 年期初占用 | 2023 年度占用 | 2023 年度 | 2023 年度偿还 | 2023 年期末占 | 占用形成原 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 金占用 | 资金占用方名称 | 公司的关联关 | 的会计科目 | 资金余额 | 累计发生金额 | 占用资金的 | 累计发生金额 | 用资金余额 | 因 | 占用性质 | | | | 系 | | | （不含利息） | 利息(如有) | | | | | | 控股股东、实 | | | | | | | | | | 非经营性占用 | | 际控制人及 | | | | | | | | | | | | | | | | | | | | | | 非经营性占用 | | 其附属企业 | | | | | | | | | | | | 小计 | | | | | | | | | | - | | 前 ...