业绩简评 2024 年 4 月 28日，公司发布 2023 年报及2024 年一季报。公司 2023 年实现营业收入 10.1 亿元，同比增长 26.6%；扣除非经常 损益之后的净利润为0.64 亿元，同比增长 102.0%。分季度而言， 2023 年第四季度和2024 年第一季度营收分别为3.7亿元、2.1亿 元，分别同比增长17.6%、33.6%，2023 年第三季度以来，季度 营收增速呈现逐季回暖的趋势；扣非后归母净利润分别为0.45亿、 -0.16 亿元，若剔除当期股份支付费用影响，则扣非后归母净利润 分别为0.51 亿元、0.34 亿元，分别同比增长1433%、1880%。 经营分析 分业务而言，2023 年 EDA 软件销售营收为 9.0 亿元，同比增长 33.6%，下半年较上半年略有降速；技术开发和硬件业务分别同比 人民币(元) 成交金额(百万元) 下滑 8.2%和 24.8%，经营均有承压。分区域而言，公司 2023年 135.00 2,000 1,800 境外业务实现营收0.67 亿元，同比增长41.9%，快于境内 25.7% 125.00 1,600 的增速。 115.00 11 ,, 2 ...

Financial Performance - The company's revenue for Q1 2024 was CNY 213,459,772.37, representing a 33.59% increase compared to CNY 159,783,958.07 in the same period last year[4] - Net profit attributable to shareholders decreased by 63.75% to CNY 7,665,401.36 from CNY 21,146,215.92 year-on-year[4] - The net profit for Q1 2024 is CNY 7,665,401.36, a decrease of 63.7% compared to CNY 21,146,215.92 in Q1 2023[23] - Total operating income for Q1 2024 is CNY 12,680,140.06, down from CNY 21,002,103.42 in the same period last year[23] - The company reported a total comprehensive income of CNY 7,918,271.17 for Q1 2024, down from CNY 20,302,271.99 in Q1 2023[23] - Basic and diluted earnings per share for Q1 2024 are both CNY 0.0141, compared to CNY 0.0389 in Q1 2023[23] Cash Flow and Assets - The net cash flow from operating activities fell by 54.58% to CNY 62,998,454.64, down from CNY 138,695,093.25 in the previous year[4] - Cash flow from operating activities for Q1 2024 is CNY 62,998,454.64, a decline of 54.5% from CNY 138,695,093.25 in Q1 2023[25] - Cash and cash equivalents decreased to CNY 2,979,783,733.39 from CNY 3,102,995,840.76, a decline of approximately 3.9%[20] - Cash and cash equivalents at the end of Q1 2024 amount to CNY 2,979,783,733.39, compared to CNY 2,450,630,834.51 at the end of Q1 2023[26] - The company experienced a net cash outflow from investing activities of CNY 176,713,978.63 in Q1 2024, compared to a net outflow of CNY 308,657,762.51 in Q1 2023[25] - Operating cash inflows totaled CNY 429,838,289.81 in Q1 2024, slightly down from CNY 440,219,092.82 in the previous year[25] Expenses and Liabilities - The company reported a significant increase in sales expenses, which rose by 84.82% to CNY 41,267,219.23, primarily due to increased marketing personnel and travel frequency[9] - The company experienced a 52.92% increase in operating costs, amounting to CNY 7,293,511.96, attributed to the growth in technical service revenue[9] - The company recorded a 3999.49% increase in income tax expenses, totaling CNY 5,034,734.21, due to profitability in the current period[9] - Total operating costs for Q1 2024 were ¥249,061,128.26, up 34.5% from ¥185,223,918.09 in the previous period[22] - Research and development expenses amounted to ¥186,393,044.63, representing a 26% increase from ¥147,880,919.66 in the previous period[22] - Current liabilities decreased significantly to ¥362,251,480.15 from ¥491,626,412.89, a reduction of about 26.3%[20] - Non-current liabilities also decreased to ¥233,721,395.70 from ¥260,566,300.17, a decline of approximately 10.3%[20] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 26,817, with the largest shareholder being China Electronics Corporation, holding 21.22% of the shares[11] - The top five shareholders hold a total of 279,618,520 shares, representing 50.00% of the total share capital[12] - The largest shareholder, Beijing Jiu Chuang Hui New Asset Management Partnership, holds 95,719,518 shares, accounting for 17.63% of the total[12] - The second-largest shareholder, China Electronics Corporation, holds 68,698,200 shares, representing 12.65% of the total[14] - The company has a total of 48,192,772 shares held by the National Integrated Circuit Industry Investment Fund, accounting for 8.88%[12] - The total number of shares held by the top ten unrestricted shareholders is 280,620,320, which is 50.00% of the total share capital[16] - The company reported a total of 69,700,000 shares held by China Electronics Investment Holdings, representing 12.84% of the total[14] - The company has no shares that are currently lent out in the margin trading business[14] - The total number of shares held by the top ten shareholders participating in the margin trading business is 0, indicating no participation[14] - The company has a total of 115,200,800 shares under lock-up, which will be released on July 28, 2025[16] - The company has not reported any changes in the number of shares lent out or returned in the margin trading business[14] Asset Overview - The company's total assets at the end of the reporting period were CNY 5,436,637,439.74, a decrease of 1.79% from CNY 5,535,537,490.15 at the end of the previous year[4] - The company's total assets decreased to ¥5,436,637,439.74 from ¥5,535,537,490.15, a decline of approximately 1.8%[20] - Accounts receivable decreased to ¥222,627,743.79 from ¥301,071,948.42, a reduction of about 26%[20] - Inventory increased to ¥52,286,666.85 from ¥48,137,645.00, an increase of approximately 4.5%[20] - The total equity attributable to shareholders increased to ¥4,840,664,563.89 from ¥4,783,344,777.09, an increase of about 1.2%[21]

北京华大九天科技股份有限公司 董事会审计委员会对会计师事务所 2023 年度 履职情况评估报告及履行监督职责情况的报告 根据《中华人民共和国公司法》、《中华人民共和国证券法》、《国有企业、上 市公司选聘会计师事务所管理办法》、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》和《北京华大九天科技股份有限公司章程》、 《董事会审计委员会实施细则》等规定和要求，北京华大九天科技股份有限公司 （以下简称"公司"）董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真 履职。现将审计委员会对公司 2023 年度年审会计师事务所 2023 年度履职评估及 履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所的基本情况 （一）会计师事务所基本情况 大信会计师事务所（特殊普通合伙）（以下简称"大信会计师事务所"）成 立于 1985 年，2012 年 3 月转制为特殊普通合伙制事务所，注册地址为北京市海 淀区知春路 1 号 22 层 2206。大信会计师事务所在全国设有 32 家分支机构，在 香港设立了分所，并于 2017 年发起设立了大信国际会计网络，目前拥有美国、 加拿大、澳大利亚、德国、法 ...

中信证券股份有限公司 关于北京华大九天科技股份有限公司 2024 年度日常关联交易预计的核查意见 中信证券股份有限公司（以下简称"中信证券"、"保荐人"）作为北京华大 九天科技股份有限公司（以下简称"华大九天"或"公司"）首次公开发行股票 并在创业板上市的保荐人，根据《证券发行上市保荐业务管理办法》《深圳证券 交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号— —创业板上市公司规范运作》等有关规定，对华大九天 2024 年度日常关联交易 预计的事项进行了核查，核查情况及核查意见如下： | 关联交 | | | 关联 交易 | 合同签订金 | 截至披露日 | 2023 年度 | | --- | --- | --- | --- | --- | --- | --- | | 易类别 | 关联人 | 关联交易内容 | 定价 | 额或预计金 | 已发生金额 | 发生金额 | | | | | | 额 | | | | | | | 原则 | | | | | 销售商 | 中国电子信 息产业集团 | 软硬件销售、 | 市场 | | | | | 品、提 | 有限公司及 | 服务 | 定价 | 4,500.00 ...

Financial Performance - The company's operating revenue for 2023 was ¥1,010,402,077.64, representing a 26.61% increase compared to ¥798,060,770.75 in 2022[20]. - The net profit attributable to shareholders for 2023 was ¥200,722,810.92, an increase of 8.20% from ¥185,508,367.58 in 2022[20]. - The net profit after deducting non-recurring gains and losses was ¥64,011,757.59, which is a significant increase of 102.02% compared to ¥31,686,110.62 in 2022[20]. - The total assets at the end of 2023 were ¥5,535,537,490.15, a 2.59% increase from ¥5,395,667,290.61 at the end of 2022[20]. - The net assets attributable to shareholders increased by 2.82% to ¥4,783,344,777.09 from ¥4,652,089,046.87 in 2022[20]. - The company reported a basic earnings per share of ¥0.37, down 5.13% from ¥0.39 in 2022[20]. - The weighted average return on net assets decreased to 4.26% from 7.33% in 2022, a decline of 3.07%[20]. - The company achieved a revenue of 1.01 billion CNY in 2023, representing a year-on-year growth of 26.61%[81]. - Net profit for the year was 200.72 million CNY, reflecting an increase of 8.20% compared to the previous year[84]. Dividend and Shareholder Information - The company plans to distribute a cash dividend of 1.5 RMB per 10 shares to all shareholders, based on a total of 542,941,768 shares[3]. - The company has not issued any bonus shares, indicating a focus on cash dividends rather than stock distribution[3]. - The company plans to distribute a cash dividend of CNY 1.50 per 10 shares for 2023, totaling CNY 81,441,265.20, which is 40.57% of the net profit attributable to shareholders[157]. Risk Management and Compliance - The report emphasizes the importance of risk awareness regarding future plans and development strategies, indicating potential risks and countermeasures[3]. - The financial report is guaranteed to be true, accurate, and complete by the company's responsible personnel, including the CEO and accounting head[3]. - The report highlights the company's adherence to legal responsibilities regarding the accuracy of financial disclosures[3]. - The company has established a framework for evaluating risks associated with its operational strategies, which is detailed in the management discussion section[3]. - The company faces risks related to technological innovation and product upgrades, which could lead to extended R&D cycles or unmet expectations if misjudgments occur[146]. - The company is at risk of talent loss or shortages due to high competition for skilled professionals in the EDA industry, necessitating better development platforms and compensation[147]. - The company is monitoring changes in national policies that could impact the integrated circuit and software industries, which are crucial for its operations[148]. - The company recognizes the competitive pressure from major international EDA firms and aims to enhance its R&D investment to improve product competitiveness[151]. - The company is focused on mitigating risks from international trade frictions that could affect its business operations and market expansion[152]. - The company is enhancing its international management capabilities to address potential risks from overseas operations and varying market conditions[153]. Research and Development - The R&D investment in the EDA field for the reporting period amounted to approximately 68.48 million yuan, focusing on integrated circuit design and manufacturing[36]. - The company invested heavily in the development of foundational IP, completing dozens of designs and validations to support client product designs[73]. - The company’s R&D investment amounted to ¥684,788,370.67 in 2023, representing 67.77% of its operating revenue, an increase from 60.98% in 2022[114]. - The number of R&D personnel increased by 40.22% from 552 in 2022 to 774 in 2023, with a significant rise in master's degree holders by 53.80%[114]. - The company is focusing on enhancing EDA tools for circuit simulation and digital analysis, aiming to improve functionality and performance[113]. - The company is actively upgrading its simulation and verification tools to meet advanced process design requirements, enhancing its competitive edge in the industry[113]. - The company is developing a comprehensive EDA tool system for specific chip designs, including memory and RF chips, to strengthen its market position[113]. Product Development and Innovation - The company has developed a comprehensive EDA tool system for various circuit designs, including analog, digital, and RF circuits, contributing to market breakthroughs[30]. - The company launched new EDA tools for storage and RF circuit design during the reporting period, expanding its product offerings[38]. - The company launched a new full-process EDA tool system for storage circuit design and RF circuit design during the reporting period[156]. - The company has introduced the Argus PERC module for electrical rule checks, enhancing reliability design analysis for storage circuits[48]. - The new AetherMW platform for compound RF circuit design is the only complete EDA tool system of its kind in China, providing a full range of solutions from circuit design to verification[51]. - The company’s circuit simulation tool ALPS has received certification from Samsung Foundry for 8nm and 5nm processes, indicating its capability in advanced technology nodes[44]. - The company’s tools have achieved ISO 26262 TCL3 and IEC 61508 T2 certifications, supporting the highest ASIL D level for automotive safety integrity[44]. - The company has developed a parasitic parameter extraction tool RCExplorer, which improves extraction efficiency for complex device structures[49]. - The company launched the ApexSyn logic synthesis tool, which automates the synthesis from RTL design to gate-level netlist, optimizing performance, area, and power consumption[58]. - The company introduced the GoldMask lithography mask data processing and verification analysis platform, which includes tools for data conversion, rule checking, and data viewing[66]. Market Position and Strategy - The company operates in the EDA tools sector, which is a strategic pillar of the integrated circuit industry, with a high market concentration[29]. - The company ranks in the second tier of the global EDA industry, competing with leading firms in specific areas of the market[29]. - The company has established subsidiaries in multiple locations including the US, South Korea, Japan, and several cities in China, enhancing its regional strategic collaboration and customer engagement[87]. - The company aims to promote the domestic integrated circuit industry's self-sufficiency by providing comprehensive EDA solutions that can replace foreign products[95]. - The company is focused on enhancing market expansion and increasing its product market share, leveraging the growing demand in the Chinese integrated circuit industry[142]. - The company is considering strategic acquisitions to enhance its product offerings, with a budget of $100 million allocated for potential mergers[170]. Corporate Governance and Management - The company has no controlling shareholder or actual controller, ensuring independence in asset and financial management[164]. - The company is committed to enhancing corporate governance and improving information disclosure quality[160]. - The board of directors has undergone changes, with three new members elected to enhance governance and strategic direction[168]. - The board of directors held a total of 7 meetings during the reporting period, with all members attending the meetings either in person or via communication methods[188]. - The company has established a long-term incentive mechanism to attract and retain talent, enhancing its core talent team[161]. - The total remuneration for directors, supervisors, and senior management during the reporting period amounted to CNY 16.25 million[186]. - The company strictly adhered to the remuneration decision-making procedures during the reporting period[185]. Employee Development and Workforce - The workforce consists of 1,023 employees, with 774 in R&D, representing 76% of the total, highlighting a strong focus on research and development[37]. - The company has established a comprehensive training system, including onboarding training for new employees and ongoing professional development[200]. - The company emphasizes a combination of short-term and long-term incentives to enhance employee motivation and creativity[198]. - The educational background of employees shows that 580 hold a master's degree, representing approximately 56.7% of the total[197]. - The company conducts regular training programs, including "Jiutian Gas Station" sessions for all employees to improve talent development[200].

证券代码：301269 证券简称：华大九天 公告编号：2024-009 北京华大九天科技股份有限公司 第二届监事会第三次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 北京华大九天科技股份有限公司（以下简称"公司"）第二届监事会第三次 会议通知于 2024 年 4 月 9 日以电子邮件等方式向各位监事发出，会议于 2024 年 4 月 26 日在公司会议室以现场表决的方式召开。本次会议应出席监事 3 人，实 际出席监事 3 人，公司董事会秘书列席本次会议。本次会议由监事会主席王博先 生主持。本次会议的召集、召开及表决程序符合《公司法》及《公司章程》的有 关规定。 二、监事会会议审议情况 本议案尚需提交股东大会审议。 经与会监事审议表决，本次会议审议通过了以下议案： 1、审议通过《关于北京华大九天科技股份有限公司 2023 年年度报告全文及 其摘要的议案》 监事会认为：董事会编制和审核《北京华大九天科技股份有限公司 2023 年 年度报告》全文及其摘要的程序符合法律、行政法规和中国证监会的相关规 定，报告内容真实、准确、完整 ...

北京华大九天科技股份有限公司 独立董事述职报告 各位股东及股东代表: 本人作为北京华大九天科技股份有限公司（以下简称"公司"）的独立董事， 根据《公司法》《上市公司独立董事管理办法》《上市公司治理准则》《深圳证 券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》《公司章 程》《独立董事制度》等相关法律法规和规章制度的规定和要求，在2023年的工 作中，本着客观、公正、独立的原则，积极发挥独立董事作用，切实维护了公司 和股东尤其是中小股东的利益。现将本人2023年工作情况向各位股东及股东代表 作简要汇报。 一、独立董事基本情况 （一）独立董事工作履历、专业背景及兼职情况 本人洪缨，1971年5月出生，中国国籍，无境外永久居留权，中国科学院声 学专业博士。1998年7月至2007年2月，历任中国科学院声学研究所助理研究员、 研究员、实验室主任；2007年3月至2008年7月，任凤凰微电子（中国）有限公司 知识产权总监；2008年10月至2009年12月，任浩天知识产权代理公司、亿腾知识 产权代理公司专利代理人；2010年1月至今，任中国科学院声学研究所研究员、 博士生导师。现任本公司独立董事。 （二） ...

证券代码：301269 证券简称：华大九天 公告编号：2024-014 北京华大九天科技股份有限公司 关于 2024 年度日常关联交易预计的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 注 2：郑珊女士于 2023 年 12 月 28 日辞任公司董事，自辞任满十二个月后，郑珊女 士兼任董事的公司不再为公司关联方；郑珊女士目前担任上海安路信息科技股份有限公 司董事。因此，此处预计的关联交易金额为 2024 年 1-12 月金额。 注 3：张帅先生自 2023 年 12 月 28 日被选举为公司董事，张帅先生兼任董事的公 司为公司关联方；张帅先生于 2023 年 6 月辞任兆易创新科技集团股份有限公司（以下 简称"兆易创新"）董事，自辞任满十二个月后，兆易创新不再为公司关联方。因此， 本次公司与兆易创新的关联交易预计金额仅包含 2024 年 1-6 月金额。 二、2023 年度日常关联交易实际发生情况 单位：万元 | 关联交易类 | | | 2023 年度 | 预计金 | 实际发生 | | --- | --- | --- | --- | --- | --- ...

中信证券股份有限公司 关于北京华大九天科技股份有限公司 金融服务协议及相关风险控制 措施执行情况的专项核查意见 中信证券股份有限公司（以下简称"中信证券"或"保荐人"）作为北京华 大九天科技股份有限公司（以下简称"华大九天"或"公司"）首次公开发行股 票并在创业板上市的保荐人，根据《证券发行上市保荐业务管理办法》《深圳证 券交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创 业板上市公司规范运作》等有关规定，对华大九天 2023 年度金融服务协议及相 关风险控制措施执行情况进行了核查，现将核查情况说明如下： 2.1 未来 3 个年度的甲乙双方进行金融合作形成的关联交易余额包括资金结 算余额和综合授信额度的上限，双方共同遵守。甲方应按法律法规及相关上市规 则的规定履行决策审批程序及信息披露义务。经综合考虑甲方相关企业财务状况、 现金流状况、经营发展需要等实际情况，乙方拟在未来 3 年中给予甲方如下的综 合授信额度，额度期限内，额度可循环使用，但额度内各种授信品种余额合计不 得超过综合授信额度金额，根据授信额度制定如下的结算额度： 一、关联交易概述 根据公司业务需求，并经公司第一届董事会第十 ...

北京华大九天科技股份有限公司 独立董事述职报告 各位股东及股东代表: 本人作为北京华大九天科技股份有限公司（以下简称"公司"）的独立董事， 根据《公司法》《上市公司独立董事管理办法》《上市公司治理准则》《深圳证 券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》《公司章 程》《独立董事制度》等相关法律法规和规章制度的规定和要求，在2023年的工 作中，本着客观、公正、独立的原则，积极发挥独立董事作用，切实维护了公司 和股东尤其是中小股东的利益。现将本人2023年工作情况向各位股东及股东代表 作简要汇报。 一、独立董事基本情况 （一）独立董事工作履历、专业背景及兼职情况 本人陈丽洁，1954年10月出生，中国国籍，无境外永久居留权，中国人民大 学民法专业博士。1986年9月至1995年8月，历任国务院法制局副处长、处长、副 司长；1995年8月至2003年3月，任国家经贸委政策法规司副司长；2003年3月至 2007年7月，任国务院国资委法规局巡视员；2007年8月至2014年12月，任中国移 动通信集团公司总法律顾问；2021年4月至今，任上海贝岭股份有限公司独立董 事；2021年9月至今，任中机 ...