SAN DIEGO, Feb. 26, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that veteran financial advisor Michael Dworetsky, has joined LPL Financial’s broker-dealer, Registered Investment Advisor (RIA), aligned with Lighthouse Private Wealth, an existing firm supporting LPL-affiliated advisors. He reports serving approximately $200 million in advisory, brokerage and retirement plan assets and joins LPL from StoneX. Dworetsky brings 45 years of industry experience, beginning his career in accounting bef ...

You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. LPL Financial has expanded what it said was an ongoing relationship with artificial intelligence firm Anthropic, the creator of Claude, to work on AI integrations for its more than 30,000 financial advisors. LPL announced the expanded relationship on the same day Anthropic leadership reported it had expanded Claude AI “plug-ins” for wealth managers, investment bankers, equity research and priva ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 20-3717839 (State or other jurisdiction of inc ...

Core Insights - LPL Financial (LPLA) experienced a rise in total brokerage and advisory assets, reaching $2.41 trillion in January 2026, which is a 1.6% increase from the previous month and a 32.9% increase year over year [1][7]. Group 1: Asset Performance - Brokerage assets amounted to $985.8 billion, showing a marginal increase from December 2025 and a 20.3% increase year over year [2][7]. - Advisory assets reached $1.42 trillion, rising 2.2% from the previous month and 43.4% from January 2025 [2][7]. - Total organic net new assets (NNAs) were reported at $4.2 billion, down from $8.6 billion in December 2025 and $34 billion in January 2025 [2]. Group 2: Client Cash Balances - LPL Financial reported a total client cash balance of $56.5 billion for January 2026, which is a decrease of 7.4% from the prior month but an increase of 8.2% from January 2025 [3][7]. - The breakdown of the total cash balance includes $38.2 billion in insured cash and $14.2 billion in deposit cash [3]. Group 3: Market Position and Competitors - LPL Financial's advisor productivity and recruiting efforts are expected to support advisory revenues, with plans for inorganic expansion to diversify operations [4]. - In comparison, Charles Schwab (SCHW) reported total client assets of $12.15 trillion, up 17.6% year over year, while Interactive Brokers Group, Inc. (IBKR) saw a 27% increase in client Daily Average Revenue Trades (DARTs) [8][10].

Core Insights - LPL Financial Holdings Inc. reported a total advisory and brokerage assets of $2.41 trillion at the end of January 2026, reflecting an increase of $38.0 billion, or 1.6%, from December 2025 [1][3] - The percentage of advisory assets within total assets rose to 59.1%, up from 54.8% a year ago, indicating a shift towards advisory services [1] Advisory and Brokerage Assets - Advisory assets reached $1,422.7 billion, a month-over-month increase of 2.2% from $1,392.7 billion in December 2025, and a year-over-year increase of 43.4% from $992.4 billion in January 2025 [3] - Brokerage assets totaled $985.8 billion, up 0.8% from $977.9 billion in December 2025, and up 20.3% from $819.4 billion in January 2025 [3] - Total advisory and brokerage assets increased to $2,408.5 billion, a 1.6% rise from $2,370.5 billion in December 2025, and a 32.9% increase from $1,811.8 billion in January 2025 [3] Organic and Acquired Net New Assets - Total organic net new assets for January were $4.2 billion, translating to a 2.1% annualized growth rate [2] - Organic net new advisory assets were $6.1 billion, while organic net new brokerage assets were negative at $(2.0) billion [3] - Total acquired net new assets were $0.0 billion, with no new advisory or brokerage assets acquired in January [3] Client Cash Balances - Total client cash balances decreased to $56.5 billion, down $4.5 billion from $61.0 billion in December 2025, representing a 7.4% decline [2][3] - Insured cash account sweep decreased by 6.8% to $38.2 billion, while deposit cash account sweep fell by 7.2% to $14.2 billion [3] - Total bank sweep cash decreased to $52.4 billion, down 6.9% from $56.3 billion in December 2025 [3] Market Drivers - The S&P 500 Index at the end of January was 6,939, reflecting a 1.4% increase from 6,846 in December 2025 and a 14.9% increase from 6,041 in January 2025 [3] - The Russell 2000 Index increased by 5.3% to 2,614 from 2,482 in December 2025, and by 14.2% from 2,288 in January 2025 [3] - The average Fed Funds daily effective rate decreased by 2.4% to 364 basis points from 373 in December 2025, and by 15.9% from 433 basis points in January 2025 [3]

Core Insights - LPL Financial Holdings Inc. (LPLA) has formed a strategic partnership with Simplicity Group to enhance its insurance platform and support for financial advisors, effective May 1, 2026 [1][9] Partnership Details - Simplicity will act as LPLA's preferred Brokerage General Agency (BGA), providing a wide range of insurance products, advanced technology, and dedicated client service support to advisors [2] - LPLA will transition its internal insurance unit, LPL Insurance Associates, to Simplicity to create a more unified experience for advisors and clients [2] Advisor Benefits - Advisors using Simplicity's platform will gain access to specialized wholesale assistance, point-of-sale support, integrated insurance solutions, and advanced planning expertise for high-net-worth individuals [3] Strategic Goals - The partnership aims to provide advisors with advanced technology and support, enabling them to build deeper client relationships and address a broader range of financial needs, which is expected to drive revenue growth and asset retention [5] Market Position - LPLA has a network of over 32,000 advisors and nearly $2.4 trillion in brokerage and advisory assets, which will significantly enhance Simplicity's distribution capabilities and competitive position in the insurance advisory market [6] Ongoing Expansion Efforts - LPLA is actively expanding its wealth management platform through strategic acquisitions and partnerships, including the acquisition of Commonwealth Financial and The Investment Center in 2025, and Crown Capital Securities and Atria Wealth Solutions in 2024 [7][8]

SAN DIEGO, Feb. 19, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisor Tom Madigan, CEPA®, has joined LPL Financial’s broker-dealer, Registered Investment Advisor (RIA) and custodial platforms, aligned with Thimble Island Private Wealth, an existing firm supported by LPL Strategic Wealth (SW). He reported serving approximately $300 million in advisory, brokerage and retirement assets* and joins LPL from UBS. Based outside New Haven, Conn. in Branford, the Thimble Island team i ...

Raymond James Recruits Another Big Ex-Commonwealth Team - Barron'sSkip to Main ContentThis copy is for your personal, non-commercial use only. Distribution and use of this material are governed by our Subscriber Agreement and by copyright law. For non-personal use or to order multiple copies, please contact Dow Jones Reprints at 1-800-843-0008 or visit www.djreprints.com.---# Raymond James Recruits Another Big Ex-Commonwealth Team## The firm's latest recruits managed approximately $682 million in client ass ...

Core Insights - LPL Financial and Simplicity Group have formed a strategic relationship to enhance insurance capabilities and support for LPL advisors, effective May 1, 2026 [1] - Simplicity will serve as LPL's preferred Brokerage General Agency, providing advanced technology and comprehensive insurance resources [1] - The partnership aims to improve service experiences for clients seeking protection solutions and offers a broad suite of offerings for high-net-worth clients [1] Company Overview - LPL Financial is a leading wealth management firm supporting over 32,000 financial advisors and approximately 1,200 financial institutions, managing around $2.4 trillion in brokerage and advisory assets for about 8 million Americans [1] - Simplicity Group is recognized as a leading partner for advisors and financial institutions, focusing on wealth accumulation and financial protection products [1] Strategic Benefits - The agreement allows LPL to transition its internal insurance business to Simplicity, creating a unified experience for advisors and clients [1] - This strategic shift enables LPL to reinvest in delivering greater value, flexibility, and improved features for advisors and institutions [1]

Core Insights - LPL Financial LLC has welcomed Jason Mochi from Shoreline Private Wealth Management, which manages approximately $275 million in advisory, brokerage, and retirement plan assets, transitioning from Morgan Stanley [1][2]. Company Overview - LPL Financial Holdings Inc. is one of the fastest-growing wealth management firms in the U.S., supporting over 32,000 financial advisors and approximately 1,200 financial institutions, with around $2.4 trillion in brokerage and advisory assets for about 8 million Americans [6]. Client Focus and Service Model - Shoreline Private Wealth Management emphasizes a personalized, family-focused service model, prioritizing long-term relationships and comprehensive planning over transactional interactions [3][4]. - Jason Mochi's approach to wealth management is characterized by listening, disciplined strategy, and independent judgment, aligning with clients' long-term goals [2][4]. Strategic Partnership - The decision to partner with LPL was driven by its scale, platform strength, and support for a high-touch, client-first service model, allowing Shoreline to deliver customized advice without compromise [3][4]. - LPL's commitment to providing innovative technology and comprehensive business solutions aligns with Shoreline's focus on independence and personalization in client service [4].