签署时间： 二 〇 二 三 年 八 月 五矿资本股份有限公司 向特定对象发行优先股发行情况报告书（第二期） 五矿资本股份有限公司 （注册地址：湖南省长沙市高新技术开发区麓枫路69号） 向特定对象发行优先股 发行情况报告书 （第二期） 联席保荐机构（联席主承销商） 公司将加强战略引领作用，深入贯彻国家"十四五"规划精神，积极支持关 系国计民生与国家战略导向的实体经济发展，重点服务于产业转型升级。深入把 握业务本质，全面理清业务逻辑，透彻理解监管要求，优化与战略目标相匹配的 考核激励机制，引导业务和管理遵循战略既定方向，推动公司全面、稳健、高质 量发展。 2、加强募集资金管理，保证募集资金合理合法使用 为规范募集资金的管理和使用，公司已经根据《公司法》《证券法》和《上 海证券交易所股票上市规则》等法律法规的规定和要求，结合公司实际情况，制 定并完善了募集资金使用管理办法，明确规定公司对募集资金实行专户专储、专 款专用，公司董事会将严格按照相关法律法规及本公司募集资金管理制度的要求 规范管理募集资金，确保资金安全使用。 声明与承诺 一、全体董事关于发行情况报告书的声明 本公司全体董事承诺本发行情况报告书不存在虚假记 ...

证券简称：五矿资本 股票代码：600390 （湖南省长沙市高新技术开发区麓枫路 69 号） 向特定对象发行优先股募集说明书概览 （第二期） 联席保荐机构（联席主承销商） 签署时间：二〇二三年 八 月 五矿资本股份有限公司 五矿资本股份有限公司 向特定对象发行优先股募集说明书概览（第二期） 声明 本公司全体董事、监事、高级管理人员承诺募集说明书及其概览不存在任何虚假记 载、误导性陈述或重大遗漏，并保证所披露信息的真实、准确、完整。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证募集说 明书及其概览中财务会计报告真实、完整。 中国证监会、证券交易所对本次发行所作的任何决定或意见，均不表明其对上市公 司所披露信息的真实性、准确性和完整性作出实质性判断或保证，也不表明其对本次优 先股的价值或投资者的收益作出实质性判断或者保证。任何与之相反的声明均属虚假不 实陈述。 根据《证券法》的规定，证券依法发行后，发行人经营与收益的变化，由发行人自 行负责，由此变化引致的投资风险，由投资者自行负责。 本概览的编制主是为了方便投资者快速浏览，投资者如欲申购，务请在申购前认真 阅读募集说明书全文及发行人的日常信息 ...

股票代码：600390 股票简称：五矿资本 编号：临2023-042 五矿资本股份有限公司 关于签署募集资金专户存储三方监管协议的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金基本情况 经国务院国有资产监督管理委员会《关于五矿资本股份有限公司 非公开发行优先股有关事项的批复》（国资产权〔2022〕383号）及中 国证券监督管理委员会《关于核准五矿资本股份有限公司非公开发行 优先股的批复》（证监许可〔2023〕292号）核准，同意五矿资本股份 有限公司（以下简称"公司"）非公开发行不超过10,000万股优先股（以 下简称"本次发行"），具体内容详见公司2022年8月13日在上海证券 交易所网站（http://www.sse.com.cn）披露的《五矿资本股份有限公司 关于非公开发行优先股获国务院国资委批复的公告》（临2022-045）、 2023年2月17日在上海证券交易所网站（http://www.sse.com.cn）披露 的《五矿资本股份有限公司关于获得中国证监会核准公司非公开发行 优先股批复的公告》（ ...

Financial Performance - Total operating revenue for Q1 2023 was RMB 2,346,162,820.06, a decrease of 18.37% compared to the same period last year[4] - Operating income increased by 65.38% to RMB 185,240,911.12, driven by recovery in downstream demand from subsidiaries[4] - Net profit attributable to shareholders was RMB 953,517,471.23, reflecting a growth of 34.91% year-on-year[4] - Net profit excluding non-recurring gains and losses reached RMB 883,657,250.61, up 53.95% from the previous year[5] - Basic and diluted earnings per share were both RMB 0.19, an increase of 35.71% compared to the same period last year[5] - Weighted average return on equity rose by 0.56 percentage points to 2.11%[5] - Total revenue for Q1 2023 was ¥2,346,162,820.06, a decrease of 18.3% compared to ¥2,873,978,333.51 in Q1 2022[32] - Net profit for Q1 2023 increased to ¥1,146,548,834.68, compared to ¥933,034,601.02 in Q1 2022, representing a growth of 23.0%[34] - Earnings per share for Q1 2023 was ¥0.19, up from ¥0.14 in Q1 2022, indicating a 35.7% increase[34] - The company reported a total comprehensive income of ¥1,319,825,636.97 for Q1 2023, compared to ¥916,573,220.26 in Q1 2022, an increase of 43.9%[34] Cash Flow - Net cash flow from operating activities was negative at RMB -2,284,331,929.57, a decline of 158.33% year-on-year[5] - The net cash flow from operating activities for Q1 2023 was -2,284,331,929.57 RMB, a significant decrease compared to 3,916,418,268.43 RMB in Q1 2022[35] - Total cash inflow from operating activities amounted to 10,294,179,072.70 RMB, up from 9,420,227,784.25 RMB in the same period last year[35] - Cash outflow from operating activities increased to 12,578,511,002.27 RMB, compared to 5,503,809,515.82 RMB in Q1 2022[35] - Cash flow from investment activities showed a net inflow of 1,960,253,875.15 RMB, compared to 256,809,671.68 RMB in Q1 2022[36] - The company reported cash inflow from investment activities of 6,567,425,307.95 RMB, significantly higher than 823,749,684.06 RMB in the previous year[36] - Cash outflow from investment activities was 4,607,171,432.80 RMB, compared to 566,940,012.38 RMB in Q1 2022[36] - The net cash flow from financing activities was -39,626,813.41 RMB, an improvement from -1,410,211,550.41 RMB in Q1 2022[36] - Total cash inflow from financing activities was 162,510,000.00 RMB, down from 1,395,700,000.00 RMB in the same quarter last year[36] - The ending balance of cash and cash equivalents was 18,613,023,371.73 RMB, a decrease from 19,723,274,945.08 RMB at the end of Q1 2022[36] - The company experienced a net decrease in cash and cash equivalents of -367,168,858.44 RMB, contrasting with an increase of 2,762,359,474.40 RMB in Q1 2022[36] Assets and Liabilities - Total assets at the end of the reporting period were RMB 160,207,675,453.53, an increase of 4.79% from the end of the previous year[5] - Current assets totaled CNY 96.80 billion, slightly up from CNY 96.87 billion year-over-year, indicating a stable liquidity position[18] - Total liabilities rose to CNY 87.44 billion, compared to CNY 81.99 billion, marking an increase of approximately 6.1%[31] - The total liabilities increased to ¥100,518,941,203.84 from ¥94,515,539,659.76, marking a rise of 6.3%[32] - The total non-current assets reached CNY 63.41 billion, up from CNY 56.01 billion, reflecting a growth of about 12.3%[23] - The company’s total liabilities to total assets ratio stands at approximately 54.5%, indicating a moderate leverage position[23] Shareholder Information - China Minmetals Corporation holds 47.07% of the shares, totaling 2,117,064,042 shares[9] - China State Construction Capital Holdings Limited owns 3.94% of the shares, amounting to 177,339,901 shares[9] - Huabao Securities holds 3.58% of the shares, which is 160,825,621 shares[9] - Changsha Metallurgy Research Institute has 3.35% of the shares, totaling 150,751,955 shares[9] - The top ten shareholders include significant state-owned entities, indicating strong government influence in the company[11] - The report indicates that the company has no shares under pledge or restrictions for the majority of its top shareholders[12] - The total number of preferred shareholders is not applicable in this report, indicating a focus on common stock[12] - The company has a diverse shareholder base, with various investment funds and insurance companies among the top shareholders[13] Research and Development - Research and development expenses increased to ¥9,154,791.09 from ¥4,664,048.71, reflecting a growth of 96.5% year-over-year[33] Business Strategy - The report does not disclose any new product developments or market expansion strategies for the upcoming quarters[14] - There is no mention of mergers or acquisitions in the current financial report, suggesting a stable operational strategy[14]

Financial Performance - The net profit for Minmetals Capital in 2022 was CNY 1,433,513,467.55, after deducting the statutory surplus reserve of CNY 143,351,346.76, resulting in a distributable profit of CNY 396,400,310.36 for the year[4]. - Total revenue for 2022 was CNY 11,036,560,684.85, a decrease of 15.31% compared to CNY 13,031,238,991.64 in 2021[16]. - Operating income dropped significantly by 72.19% to CNY 553,768,940.00 from CNY 1,990,963,794.40 in the previous year[16]. - Net profit attributable to shareholders was CNY 2,530,052,889.86, down 25.63% from CNY 3,402,089,086.48 in 2021[16]. - The net cash flow from operating activities decreased by 32.80% to CNY 5,842,242,371.14 from CNY 8,693,491,850.29 in 2021[16]. - Basic earnings per share for 2022 was CNY 0.48, a decline of 28.36% from CNY 0.67 in 2021[17]. - The weighted average return on equity decreased to 5.40%, down 2.41 percentage points from 7.81% in 2021[17]. - Non-recurring gains for 2022 totaled CNY 460,674,951.13, compared to CNY 1,053,296,825.48 in 2021, indicating a significant decrease[21]. Profit Distribution - The company plans to propose a profit distribution plan in mid-2023, as the dividend plans for subsidiaries in 2022 have not yet been implemented[4]. - Minmetals Capital will not distribute profits or implement capital reserve transfers to increase share capital for the year 2022[4]. - In the first half of 2022, the company distributed cash dividends of 0.135 CNY per share, totaling 607.24 million CNY, which represents 28.19% of the net profit attributable to ordinary shareholders in the consolidated financial statements[142]. Strategic Development - The company emphasizes that future plans and strategic developments mentioned in the report do not constitute a substantive commitment to investors, highlighting investment risks[5]. - The company is focusing on enhancing its comprehensive financial service capabilities to better serve the real economy and people's lives[24]. - The company aims to improve its management efficiency through the construction of three major platforms: industrial service, industrial financial control, and listed company platforms[24]. - The company is actively exploring new development paths in the context of industrial financial holding platforms[24]. - The company aims to enhance its core capabilities in "industrial finance, green finance, and technology finance" during the 14th Five-Year Plan period, focusing on high-quality development[99]. Risk Management - The company has implemented a robust risk management and compliance system to maintain operational efficiency and safeguard against risks[47]. - The company faces credit risk due to potential changes in the operating levels and repayment capabilities of counterparties, influenced by economic pressures[102]. - Market risk is heightened due to increased volatility in stock and bond markets, as well as significant fluctuations in commodity prices[102]. - Liquidity risk may arise from limited financing channels and the need for effective asset structure adjustments in response to market conditions[103]. - Regulatory compliance risk is increasing due to heightened scrutiny and new regulations, which may impact the company's operations if not adhered to[104]. Corporate Governance - The company held a total of 6 annual and extraordinary shareholder meetings, 9 board meetings, and 5 supervisory board meetings in 2022[106]. - The company maintains complete independence in assets, personnel, finance, institutions, and business operations, ensuring no shared assets with the controlling shareholder[108]. - The company has established an independent financial department with a complete accounting system, ensuring independent financial decision-making and tax compliance[110]. - The board of directors and supervisory board members are well-versed in relevant laws and regulations, ensuring responsible attendance and decision-making at meetings[106]. Social Responsibility - The company actively engaged in social responsibility projects, with a total investment of 14.34 million yuan in poverty alleviation and rural revitalization efforts, including direct donations of 11.248 million yuan[158]. - The company has implemented a comprehensive approach to poverty alleviation, integrating financial services with community support initiatives[160]. - The company invested 1 million CNY in environmental protection initiatives, including a charitable trust for ecological restoration and biodiversity protection[151]. - Wenkang Capital's efforts in green finance and social responsibility demonstrate its commitment to sustainable development and community support[152]. Audit and Compliance - The audit report for the company was issued by Tianzhi International Accounting Firm with a standard unqualified opinion[3]. - The company’s financial report is guaranteed to be true, accurate, and complete by its responsible persons, including the chairman and accounting heads[3]. - The internal control audit report indicates that the company maintained effective financial reporting internal controls as of December 31, 2022, with a standard unqualified opinion from the auditor[148]. Employee and Management - The company has implemented a talent training mechanism, including the "X Gold Plan," to enhance employees' capabilities and support business development[139]. - The total pre-tax compensation for key executives during the reporting period amounted to 1,193.05 million yuan[116]. - The company has established a performance evaluation mechanism for senior management, focusing on key performance indicators and competency assessments[145]. - The company employed a total of 2,841 staff members, with 110 in the parent company and 2,731 in major subsidiaries[137].