监事会关于公司 2024 年资产收购相关限制性股票激励计划 预留授予激励对象名单的核查意见（截至授予日） 西安炬光科技股份有限公司（以下简称"公司"）监事会根据《中华人民共 和国公司法》（以下简称"《公司法》"）《中华人民共和国证券法》《上市公 司股权激励管理办法》（以下简称"《管理办法》"）《上海证券交易所科创板 股票上市规则》（以下简称"《上市规则》"）《科创板上市公司自律监管指南 第 4 号——股权激励信息披露》等相关法律、法规及规范性文件和《西安炬光科 技股份有限公司章程》（以下简称"《公司章程》"）的有关规定，对公司 2024 年资产收购相关限制性股票激励计划（以下简称"本次激励计划"）预留授予激 励对象名单（截至授予日）进行了核查，并发表核查意见如下： 一、本次激励计划预留授予的激励对象具备《公司法》等法律、法规及规范 性文件和《公司章程》规定的任职资格，符合《管理办法》《上市规则》规定的 激励对象条件，符合《西安炬光科技股份有限公司 2024 年资产收购相关限制性 股票激励计划（草案）》规定的激励对象范围，其作为公司本次激励计划预留授 予激励对象的主体资格合法、有效。 二、本次激励计划预留授予的 ...

Investment Rating - The report maintains an "Accumulate" rating for the company, indicating a projected price increase of 5% to 15% relative to the benchmark index [2][8]. Core Views - The company has experienced a significant increase in revenue in the semiconductor sector, with a 63% year-on-year growth in the first three quarters, driven by strong demand for HBM in overseas storage chip annealing [1][2]. - Despite short-term performance pressures, the company is expected to benefit from its integration of global first-tier micro-nano optical platform processes and the development of international customer structures [1][2]. - The company is positioned to accelerate breakthroughs in multiple downstream markets, enhancing gross and net profit margins through process and organizational integration [1][2]. Financial Performance Summary - For the first three quarters of 2024, the company reported revenue of 458 million yuan, a year-on-year increase of 19.17%, but a net loss of 52 million yuan, a decline of 220.53% [2][5]. - The projected net profits for 2024-2026 are 17 million, 120 million, and 206 million yuan, respectively, with corresponding EPS of 0.19, 1.32, and 2.28 yuan [1][5]. - The company’s gross margin is expected to decline to 30.5% in 2024, with a gradual recovery to 42.1% by 2026 [5][7]. Market Expansion and Strategic Initiatives - The company is actively integrating its acquisitions to expand into the communication and automotive markets, with a focus on laser radar and automotive lighting applications [2][6]. - Collaborations with leading companies in various industries are underway, with confidence in achieving significant sales in the optical communication sector [2][6]. - The establishment of a new division in Singapore for optical process development has already generated revenue of 7.74 million yuan [2][6].

%% %% 丨证券研究报告丨 公司研究丨点评报告丨炬光科技（688167.SH） [Table_Title] 黎明前的黑暗，静待花开 | --- | --- | |---------------------------------------------------------------------------------------------------------------------------|-------| | 报告要点 | | | [Table_Summary] 2024 年 10 月 29 日，炬光科技发布 2024 年三季报。报告期内公司实现营业收 4.58 亿元，同 | | | 比增长 19.17% ，实现归母净利润 -0.52 亿元，同比减少 220.53% ，扣非后归母净利润为 -0.57 | | | 亿元，同比减少 355.04% 。单三季度来看，公司实现营业收入 1.47 亿元，同比增长 1.49% ， | | | 环比下滑 15.66% ，实现归母净利润 -0.24 亿元，同比减少 242.46% ，环比下降 98.40% ，扣非 | | | 归母净利润为 -0.25 亿元 ...

好的各位嘉宾各位投资人大家上午好感谢大家来参加聚光科技2024年第三季度业绩说明会那么本次业绩说明会我们照旧还是会分为两个部分第一部分会由公司进行汇报我们会是从这个公司第三季度的经营数据解读以及业务分析总结以及我们两个并购项目的整合进展以及木头项目的进展给大家进行汇报那么之后我们会进入交流环节尽可能的回答大家的问题 那么首先我们请公司的董事长总经理刘青龙先生进行简要的一个发言好 感谢同志 感谢大家参加我们的业绩说明会因为这是一个第三季的一个季报所以我们阵容比这个年报和半年报小一点就董立 张雪芳和财务总监叶映萍和我本人参加 事业部和应运负责人们这次就不参加了但是我们还是希望每次一样能够坦诚让大家了解一个真实的聚光科技多年来以后也是这样坚持透明坦诚我们也期待和大家交流好 谢谢大家 好的 那么我们接下来进入到公司汇报的一个环节第一个部分是关于2024年第三季度基因数据的一个解读我们有请公司的财务总经理叶一平女士来进行一个解读 本期节目由红十字会与CCTV共同出品 整个瑞士并购后整个瑞士 在这个毛利呢相对于二季度有所提升整体的亏损呢在持续收窄那么公司九月初我们完成了它这个简称也就是新加坡项目的整个项目并购那么九月的话 ...

证券代码：688167 证券简称：炬光科技 西安炬光科技股份有限公司 投资者关系活动记录表 编号：2024-007 | --- | --- | --- | |-------------------------|-----------------------------|---------------------------------------------| | | | | | | □ | 特定对象调研 □分析师会议 | | 投资者关系活动 | □媒体采访 R | 业绩说明会 | | | □ 新闻发布会 □路演活动 | | | 类别 | □ 现场参观 □电话会议 | | | | □ | 其他 （请文字说明其他活动内容） | | | | | | 参与单位名称及 人员姓名 | 参加公司" 2024 | 年第三季度业绩说明会"的广大投资者（见附件） | | 会议时间 | 2024 年 10 月 31 | 日 | | 会议地点 | | 西安炬光科技股份有限公司（电话会议） | | 上市公司接待人 | 董事长、总经理：刘兴胜 先生 | | | 员姓名 | | 董事会秘书、市场总监：张雪峰 女士 | | --- | - ...

半导体板块31日盘中大幅拉升，截至发稿，新相微20%涨停，富创精密、国民技术涨超18%，裕太微涨 超16%，通富微电、金海通等涨停。 光刻机概念亦活跃，茂莱光学、炬光科技20%涨停，波长光电涨超10%，奥普光电、永新光学等涨停。 近日，央行、科技部等印发《关于做好重点地区科技金融服务的通知》，指导和推动北京、长三角、粤 港澳大湾区等科技要素密集地区率先构建适应科技创新的科技金融体制，从顶层设计完善"科技金融"体 系。 中航证券指出，随着国内"一揽子增量政策"陆续发布，市场活跃度及风险偏好有明显抬升，同时美国大 选临近，Mate70即将发布，中美科技博弈或将不断加剧，半导体作为新质生产力的重要部分，有望迎 来估值抬升，看好后续科技行情的演绎。 该机构表示，光刻机是芯片制造的核心工艺，占芯片制造1/2的时间+1/3的成本，光刻机被誉为"半导体 工业皇冠上的明珠"。 国内半导体先进制程的自主可控，光刻机攻坚势在必行。 2023年ASML设备收入219亿欧元，产品相关支出为106亿欧元，以此测算，上游零部件成本占比约 48%。 海关数据统计，2023年国内半导体用光刻机进口金额约87.4亿美元，若供应链实现全国产替代 ...

Investment Rating - The investment rating for the company is "Buy" (maintained) [1] Core Views - The company's performance is under short-term pressure due to the global economic situation and the effects of mergers and acquisitions, but it is expected to gradually release its potential in the future [3][4] - The company has a strong technical foundation in the photonics industry and is expected to fully leverage its capabilities after completing its mergers and acquisitions [3][5] Financial Performance Summary - For the first three quarters of 2024, the company achieved operating revenue of 458 million yuan, a year-on-year increase of 19.17%, but reported a net profit attributable to the parent company of -52 million yuan [3] - In Q3 2024, the company recorded operating revenue of 147 million yuan, a year-on-year increase of 1.49%, with a net profit attributable to the parent company of -24 million yuan, indicating an expanded loss compared to the previous quarter [3] - The company's quarterly revenue growth rates for the first three quarters of 2024 were 17.38%, 41.68%, and 1.49%, while the gross profit margins were 34.78%, 29.92%, and 27.43%, showing a decline [4] Future Earnings Forecast - The earnings forecast for 2024-2026 has been adjusted, with expected net profits of -4 million yuan, 139 million yuan, and 289 million yuan respectively, corresponding to EPS of -0.05, 1.54, and 3.20 yuan per share [3][6] - The price-to-earnings (P/E) ratios for 2025 and 2026 are projected to be 43.0 and 20.7 times, respectively [3][6] Business Development and Market Position - The company has been actively acquiring top optical technology providers to strengthen its leadership in the micro-nano optical field, with significant growth in its semiconductor processing and optical communication sectors [5] - The company is also expanding its presence in the automotive and healthcare sectors, with ongoing collaborations and product developments [5]

西安炬光科技股份有限公司 董事、监事、高级管理人员所持公司股份及其变动管理制度 第一章 总 则 第一条 为加强对公司董事、监事和高级管理人员所持公司股份及其变动的管理， 进一步明确相关办理程序，根据《中华人民共和国公司法》（以下简称"《公司法》"）、 《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司董事、监事和高 级管理人员所持本公司股份及其变动管理规则》《上市公司股东减持股份管理暂行办法》 《上海证券交易所上市公司自律监管指引第 15 号——股东及董事、监事、高级管理人 员减持股份》等相关法律法规、规范性文件及《西安炬光科技股份有限公司章程》（以 下简称"《公司章程》"）的有关规定，制订本制度。 第二条 本制度适用于公司董事、监事和高级管理人员所持公司股份及其变动的管 理。其中，高级管理人员以《公司章程》所规定的范围为限。 第三条 公司董事、监事和高级管理人员在买卖公司股票及其衍生品种前，应知悉 《公司法》《证券法》等法律法规关于内幕交易、操纵市场等禁止行为的规定，不得进 行违法违规交易。 第四条 公司董事、监事和高级管理人员所持本公司股份，是指登记在其名下和利 用他人账户持有的所有本公司股份 ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥146,939,695.79, representing a year-on-year increase of 1.49%[2] - The net profit attributable to shareholders for Q3 2024 was -¥23,667,680.73, a decrease of 242.46% compared to the same period last year[2] - The company reported a basic earnings per share of -¥0.26 for Q3 2024, a decrease of 244.44% year-on-year[3] - The net profit for Q3 2024 was -51,786,911.21 RMB, compared to a net profit of 42,965,288.91 RMB in Q3 2023, representing a significant decline[19] - Total comprehensive income for Q3 2024 was -53,994,051.41 RMB, down from 46,086,038.55 RMB in Q3 2023[19] - The basic and diluted earnings per share for Q3 2024 were both -0.58 RMB, compared to 0.48 RMB in Q3 2023[19] Research and Development - The R&D investment totaled ¥24,777,479.39 in Q3 2024, accounting for 16.86% of operating revenue, an increase of 3.10 percentage points year-on-year[3] - The company has increased its R&D efforts, particularly in basic research and new application development[7] - Research and development expenses rose to ¥72,318,258.98, a 23.3% increase from ¥58,668,254.37 in the previous year[18] Assets and Liabilities - The total assets at the end of Q3 2024 were ¥3,125,228,976.39, an increase of 18.86% compared to the end of the previous year[3] - Non-current assets totaled ¥1,600,508,165.77, significantly up from ¥589,385,899.52 year-on-year[16] - Total liabilities amounted to ¥834,618,045.56, a substantial rise from ¥217,973,796.15 year-on-year[16] - The company's equity attributable to shareholders decreased to ¥2,290,610,930.83 from ¥2,411,390,703.48, reflecting a decline in shareholder value[16] Cash Flow - The net cash flow from operating activities for the year-to-date was -¥23,269,547.54, a decrease of 157.86% compared to the same period last year[2] - Cash flow from operating activities for the first three quarters of 2024 was -23,269,547.54 RMB, compared to 40,217,728.27 RMB in the same period of 2023[20] - Cash inflow from operating activities totaled 500,633,978.64 RMB in the first three quarters of 2024, an increase from 427,205,635.56 RMB in 2023[20] - The net cash flow from investing activities for the first three quarters of 2024 was -894,625,287.79 RMB, contrasting with a positive cash flow of 424,764,932.83 RMB in 2023[21] - Cash flow from financing activities generated a net inflow of 260,244,697.36 RMB in 2024, compared to a net outflow of -81,657,908.05 RMB in 2023[21] Shareholder Information - The total number of common shareholders at the end of the reporting period is 11,680[9] - The largest shareholder, Liu Xingsheng, holds 11,994,216 shares, accounting for 13.27% of the total shares[10] - The company’s repurchase account held 1,791,000 shares, representing 1.98% of total shares as of September 30, 2024[11] - The top ten shareholders collectively hold a significant portion of the company's shares, with the largest shareholder alone holding over 13%[10] - The company has not disclosed any changes in the participation of major shareholders in margin trading or securities lending activities[12] - The company has not identified any related party relationships among the top shareholders beyond those already disclosed[11] Operational Changes - The company experienced a significant decline in gross margin due to the negative gross margin from the automotive business acquired in Switzerland[7] - The company is actively integrating operations, including transferring automotive production from Switzerland to Shaoguan, which is expected to reduce operational costs significantly[7] - The financial expenses increased due to reduced investment income and increased bank loan interest expenses following two completed acquisition projects[7] Revenue Growth - Total operating revenue for the first three quarters of 2024 reached ¥458,154,877.37, an increase of 19.2% compared to ¥384,469,894.35 in the same period of 2023[18] - Total operating costs increased to ¥503,401,888.78, up 47.9% from ¥340,269,581.37 year-on-year[18] - The total revenue from sales and services received in the first three quarters of 2024 was 427,738,602.80 RMB, an increase from 374,246,488.77 RMB in the same period of 2023[20] Future Outlook - The company plans to continue investing in new technologies and market expansion strategies to drive future growth[17]

证券代码：688167 证券简称：炬光科技 公告编号：2024-093 本次减持计划实施前，国投高科技投资有限公司（以下简称"国投高科"）持 有西安炬光科技股份有限公司（以下简称"公司"）1,280,574 股，占公司总股本 的 1.4171%。上述股份均为在公司首次公开发行前取得的股份，已于 2022 年 12 月 26 日解除限售并上市流通。 减持计划的实施结果情况 2024 年 8 月 3 日，公司披露了《西安炬光科技股份有限公司股东集中竞价 减持股份计划公告》（公告编号：2024-067），国投高科拟通过集中竞价、大宗 交易方式减持合计不超过 1,280,574 股股份，即不超过公司总股本的 1.4171%， 且在任意连续的 90 个自然日内，通过集中竞价方式减持不超过公司总股本的 1%。 2024 年 10 月 25 日，公司收到国投高科出具的《股份减持计划实施结果告 知函》，在本次减持计划期间，国投高科通过集中竞价、大宗交易方式合计减持 公司股份 1,280,574 股，本次减持计划已实施完毕。 现将减持计划实施结果情况公告如下： | 一、减持主体减持前基本情况 | | --- | 西安炬光科技股 ...