广东省广州市天河区珠江新城华夏路 10 号富力中心 23 楼整层及 31 楼 01、04 单元 邮编：510623 23/F, Units 01 & 04 of 31/F, R&F Center, 10 Huaxia Road, Zhujiang New Town, Tianhe District Guangzhou, Guangdong 510623, P. R. China 电话/Tel : +86 20 2826 1688 传真/Fax : +86 20 2826 1666 www.zhonglun.com 北京市中伦（广州）律师事务所 关于广州安凯微电子股份有限公司 在本法律意见书中，本所律师仅对本次股东大会的召集、召开程序、出席本 次股东大会人员和召集人的资格、会议表决程序及表决结果是否符合《公司法》 《上市公司股东大会规则》等法律、法规、规范性文件及《公司章程》的相关规 - 2 - 法律意见书 定发表意见，不对会议审议的议案内容以及该等议案所表述的事实或数据的真实 性及准确性发表意见。 本法律意见书仅供公司本次股东大会相关事项的合法性之目的使用，不得用 作任何其他目的。 本所律师已经按照《上市公司 ...

证券代码：688620 证券简称：安凯微 公告编号：2023-021 广州安凯微电子股份有限公司（以下简称"公司"）于 2023 年 9 月 14 日召开第 二届董事会第一次会议，审议通过了《关于变更经营范围并修订〈公司章程〉的议 案》，该议案尚需提交公司 2023 年第三次临时股东大会审议。现将相关情况公告如 下： 一、公司经营范围变更情况 为了增加资产管理的灵活性，充分发挥现有资产的经济效应，公司在保留原经营 范围基础上，增加经营范围"非居住房地产租赁"。根据国家市场监督管理总局关于 企业经营范围登记规范化工作及市场监督管理部门的相关要求，经查询相关表述用 语，对经营范围的表述进行调整和增加。本次变更公司经营范围不会导致公司主营业 务发生变更。 上述经营范围的变更最终以市场监督管理部门核准的内容为准。 二、《公司章程》修订情况 鉴于公司变更经营范围，并结合《上海证券交易所科创板上市公司自律监管指引 第 1 号——规范运作（2023 年 8 月修订）》的规定，公司拟对《广州安凯微电子股份 有限公司章程》（全文简称"《公司章程》"）的有关条款进行修订，《公司章程》修订 的具体情况如下： 广州安凯微电子股份有限 ...

证券代码：688620 证券简称：安凯微 公告编号：2023-017 广州安凯微电子股份有限公司 2023 年第二次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 （一） 股东大会召开的时间：2023 年 9 月 14 日 [以下简称"胡胜发"]先生主持。会议采用现场投票及网络投票相结合的方式进 行表决。本次会议的召集、召开程序及表决程序符合《公司法》《证券法》等有 关法律、法规和公司章程的规定。 （五） 公司董事、监事和董事会秘书的出席情况 （二） 股东大会召开的地点：广州市黄埔区博文路 107 号广州安凯微电子股份 有限公司一楼会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 11 | | --- | --- | | 普通股股东人数 | 11 | | 2、出席会议的股东所持有的表决权数量 | 144,918,363 | | 普通股股东 ...

广州安凯微电子股份有限公司独立董事 2023 年 9 月 14 日 关于公司第二届董事会第一次会议相关事项的 独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司独 立董事规则》等相关法律、法规、规范性文件的规定，我们作为广州安凯微电 子股份有限公司（以下简称"公司"）的独立董事，对公司如下事项进行了认真 审核，现发表独立意见如下： 一、关于聘任公司高级管理人员的独立意见 经审阅NORMAN SHENGFA HU（胡胜发）先生、薛广平先生、汤锦基先 生、李瑾懿女士、邓春霞女士的个人履历，我们认为：上述人员具备履行高级 管理人员职责的能力，符合中国证券监督管理委员会（以下简称"中国证监 会"）、上海证券交易所规定的担任上市公司高级管理人员的任职资格和条件， 不存在被中国证监会确定为市场禁入者且尚在禁入期的情形，也不存在被证券 交易所公开认定不适合担任上市公司高级管理人员的情形，未受过中国证监会 行政处罚和证券交易所公开谴责或通报批评，不属于失信被执行人，其中，李 瑾懿女士已取得上海证券交易所科创板董事会秘书资格证书。本次聘任公司高 级管理人员的提名、聘任程序符合《公司法》《公司章程》及相关法 ...

广州安凯微电子股份有限公司 证券代码：688620 证券简称：安凯微 公告编号：2023-019 第二届董事会第一次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、董事会会议召开情况 广州安凯微电子股份有限公司（以下简称"公司"）于 2023 年 9 月 14 日召开 2023 年第二次临时股东大会，选举产生了公司第二届董事会成员。为保证公司董事 会尽快开展工作，公司第二届董事会于 2023 年 9 月 14 日 16:30-17:30 在公司会议 室以现场结合视频方式召开。本次董事会会议经全体董事一致同意豁免会议通知期 限要求，与会的各位董事已知悉与所议事项相关的必要信息。全体董事共同推举 NORMAN SHENGFA HU（胡胜发）[以下简称"胡胜发"]先生召集和主持本次会议，会 议应到董事 7 名，实到董事 7 名，出席会议人数符合《中华人民共和国公司法》和 公司章程规定，会议的召集和召开程序合法、有效，本次会议形成的决议合法、有 效。 具体内容详见公司于同日在上海证券交易所网站（www.sse.c ...

海通证券股份有限公司关于广州安凯微电子股份有限公司 2023 年度持续督导半年度跟踪报告 | 保荐机构名称：海通证券股份有限公司 | 被保荐公司简称：安凯微 | | --- | --- | | 保荐代表人姓名：周成材、吴熠昊 | 被保荐公司代码：688620 | 经中国证券监督管理委员会《关于同意广州安凯微电子股份有限公司首次公 开发行股票注册的批复》（证监许可〔2023〕1000 号）批复，广州安凯微电子股 份有限公司（以下简称"上市公司"、"公司"）首次公开发行股票 9,800.00 万股， 每股面值人民币 1 元，每股发行价格人民币 10.68 元，募集资金总额为人民币 104,664.00 万元，扣除发行费用后，实际募集资金净额为人民币 92,495.90 万元。 本次发行证券已于 2023 年 6 月 27 日在上海证券交易所上市。海通证券股份有限 公司（以下简称"保荐机构"或"海通证券"）担任其持续督导工作的保荐机构， 持续督导期间为 2023 年 6 月 27 日至 2026 年 12 月 31 日。 在 2023 年 6 月 27 日至 2023 年 6 月 30 日持续督导期内（以下简称"本 ...

证券代码：688620 证券简称：安凯微 公告编号：2023-016 公司第二届监事会由三名监事组成，本次职工代表大会选举产生的职工代表 监事将与2023年第二次临时股东大会选举产生的二名非职工代表监事共同组成公 司第二届监事会，自2023年第二次临时股东大会审议通过之日起就任，任期三 年。2023年第二次临时股东大会选举产生新一届监事会之前，公司第一届监事会 继续履行职责。 特此公告。 广州安凯微电子股份有限公司监事会 2023年9月2日 附件：第二届监事会职工代表监事简历 黎美英女士，1979 年出生，中国国籍，无境外永久居留权。毕业于湖南省广播 电视学校，专科学历。1999 年至 2001 年，任深圳市亚桥软件有限公司出纳兼文 秘；2001 年至 2003 年，任深圳乐华数码网络技术有限公司出纳、主管；2003 年 5 月至 2020 年 9 月，历任安凯（广州）微电子技术有限公司助理、HR 主管、人力资 源经理、人力资源部总监；2020 年 9 月至今，任安凯微职工代表监事、人力资源部 总监。 广州安凯微电子股份有限公司 关于选举第二届监事会职工代表监事的公告 本公司监事会及全体监事保证本公告内容不存 ...

关于参加2023 年半年度半导体行业集体业绩说明会 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： （http://roadshow.sseinfo.com/） 投资者可于 2023 年 9 月 1 日（星期五）16:00 以前通过邮件、电话等形式 将需要了解和关注的问题提前提供给公司。公司将在文字互动环节对投资者普遍关 注的问题进行回答。 证券代码：688620 证券简称：安凯微 公告编号：2023-015 广州安凯微电子股份有限公司 广州安凯微电子股份有限公司（以下简称"公司"）已于 2023 年 8 月 25 日发 布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年半年 度经营成果、财务状况、发展理念，公司参与了由上交所主办的 2023 年半年度半 导体行业集体业绩说明会，此次活动将采用网络文字互动的方式举行，投资者可登 录上海证券交易所上证路演中心（http://roadshow.sseinfo.com/）参与线上互动交流。 一、 说明会类型 本次投资者说明会 ...

Earnings and Profitability - Basic earnings per share increased by 25.00% to 0.05 yuan per share compared to the same period last year[13] - Diluted earnings per share increased by 25.00% to 0.05 yuan per share compared to the same period last year[13] - Net profit attributable to shareholders of the listed company, excluding non-recurring gains and losses, increased by 92.82% compared to the same period last year[13] - Net profit attributable to shareholders of the listed company increased by 28.79% year-on-year to 14.01 million yuan[23] - Net profit attributable to shareholders of the listed company after deducting non-recurring gains and losses increased by 92.82% year-on-year to 10.47 million yuan[23] - Net profit for the period increased to 14,011,227.81 RMB, up from 10,879,126.35 RMB in the previous period[180] - Net profit attributable to the parent company's owners for the current period was 14,011,227.81, down from 39,842,614.80 in the previous year[124] R&D and Innovation - R&D investment accounted for 21.63% of operating income, an increase of 1.89 percentage points compared to the same period last year[13] - R&D expenses increased by 6.38 million yuan compared to the same period last year[13] - Total investment in R&D projects reached 3.185 billion yuan, with cumulative investment of 2.329 billion yuan, accounting for 73.1% of the total investment[16] - The fifth-generation IoT camera chip project has entered the tape-out verification stage, with a total investment of 998.19 million yuan and a cumulative investment of 672.38 million yuan[16] - The fourth-generation IoT camera chip project has entered the mass production stage, with a total investment of 847.53 million yuan and a cumulative investment of 625.04 million yuan[16] - The second-generation BLE application processor chip project has entered the trial production stage, with a total investment of 1.058 billion yuan and a cumulative investment of 806.31 million yuan[16] - R&D expenses increased by 14.17% to RMB 51.41 million, accounting for 21.63% of total revenue, up 1.89 percentage points year-over-year[43] - The company has over 75% self-developed IP for its main chip products, with more than 60 types of circuit design IP cores[45] - In H1 2023, the company filed 13 new patents, including 12 invention patents, and was granted 12 invention patents, bringing the total to 340 authorized patents[47] - The number of R&D personnel increased to 229, accounting for 64.69% of the total workforce, with a total R&D payroll of RMB 37.32 million[50] - The company successfully achieved mass production in 3 out of 4 full-mask tape-out projects, demonstrating strong chip design capabilities[51] - R&D expenses for the current period increased to 51,405,108.21 from 45,024,699.12 in the previous year, driven by higher employee compensation and depreciation[133] - The company has begun R&D on 12nm FinFET process technology to close the gap with international leaders[85] Financial Performance and Expenses - Financial expenses decreased by 3.70 million yuan due to exchange rate fluctuations and interest income[13] - Credit impairment losses and asset impairment losses decreased by 5.26 million yuan compared to the same period last year[13] - Revenue for the first half of 2023 increased by 4.21% year-on-year to 237.7 million yuan[23] - Total assets increased by 115.40% compared to the end of the previous year, reaching 1.695 billion yuan[23] - Net assets attributable to shareholders of the listed company increased by 161.98% compared to the end of the previous year, reaching 1.519 billion yuan[23] - Non-recurring gains and losses totaled 3,543,804.39, including government subsidies of 3,796,135.98 and investment management gains of 171,701.34[26] - Financial expenses decreased significantly by 201.22% due to increased exchange gains and interest income[110] - Operating cash flow turned positive at 13.21 million yuan, compared to -25.21 million yuan in the same period last year[110] - The company's monetary funds increased by 674.44% to 105.84093 billion yuan, primarily due to the receipt of funds from the initial public offering[112] - Accounts receivable decreased by 3.02% to 12.96518 billion yuan, mainly due to the recovery of receivables within the credit period[112] - Prepaid expenses decreased by 61.04% to 1.04163 billion yuan, as the prepaid material payments from the previous year were received and reduced[112] - Inventory increased by 2.04% to 18.6445 billion yuan, maintaining a certain level of stock for management purposes[112] - Fixed assets remained stable at 19.6853 billion yuan, with a slight decrease of 0.03%[112] - Construction in progress increased by 7.60% to 1.11062 billion yuan, due to the purchase of new photomasks and the completion of photomask projects[112] - Intangible assets increased by 9.68% to 3.13074 billion yuan, driven by the addition of IP licenses and software products[112] - Deferred tax assets increased by 28.68% to 2.75491 billion yuan, due to the adjustment of R&D expense deduction policy to 100%[112] - Short-term borrowings decreased by 23.59% to 4.70495 billion yuan, as the company repaid maturing loans and did not take on new borrowings[112] - The company issued 98 million new shares at a price of 10.68 yuan per share, raising a total of 1.04664 billion yuan, with a net amount of 924.95895073 billion yuan after deducting related expenses[118][120] - Adjusted pre-tax undistributed profit at the end of the previous period was 97,549,134.29, compared to 61,842,852.82 in the previous year[124] - Total operating revenue for the current period was 237,701,982.16, with operating costs of 168,067,561.12, compared to 228,093,999.80 and 159,117,602.63 respectively in the previous year[126] - Government subsidies decreased to 3,904,649.46 from 6,295,960.78 in the previous year[135] - Credit impairment losses for the current period were 210,890.93, compared to -577,909.33 in the previous year[138] - Asset impairment losses for the current period were -63,196.30, an improvement from -4,538,794.17 in the previous year[140] - Restricted assets at the end of the reporting period totaled 165,742,693.56, primarily due to mortgage loans[145] - The company's financial assets measured at fair value had an initial amount of 8,000,000 RMB, with a purchase amount of 33,000,000 RMB and an ending balance of 38,000,000 RMB, resulting in a fair value change of 3,000,000 RMB[146] - The company's deferred tax expense for the current period is -6,139,348.79 RMB, compared to -3,947,386.63 RMB in the previous period[169] - Total profit for the period is 7,871,879.02 RMB, with a calculated income tax expense of 1,180,781.86 RMB based on the statutory tax rate[171] - R&D tax deductions have a significant impact, reducing income tax expense by 7,234,832.14 RMB[171] - Government subsidies received during the period amount to 3,606,000.00 RMB, a decrease from 6,117,220.00 RMB in the previous period[172] - Total cash received from other operating activities is 4,891,970.98 RMB, including 1,096,640.26 RMB from deposit interest income[172] - Total cash paid for other operating activities is 9,045,265.74 RMB, with management expenses accounting for 7,889,958.00 RMB[174] - The company received 26,119,976.82 RMB from pending issuance expenses in the raised funds[175] - Total cash paid for financing activities is 10,036,123.71 RMB, including 9,442,047.16 RMB for IPO intermediary fees[178] - The company's total non-operating income for the period is 36,000.00 RMB, primarily from penalty income[171] - Non-operating expenses for the period total 57,634.04 RMB, mainly from fixed asset disposal losses[171] - Cash and cash equivalents increased significantly to 931,074,862.40 RMB, compared to a decrease of 51,183,602.43 RMB in the previous period[181] - The company's cash balance at the end of the period was 1,058,409,322.67 RMB, a substantial increase from 127,334,460.27 RMB at the beginning of the period[183] - Fixed assets and intangible assets totaling 165,742,693.56 RMB are restricted due to loan collateral[184] - The company received government subsidies totaling 3,796,135.98 RMB, primarily for technology and innovation projects[187] Market and Industry Trends - Sales in the lightweight computing and binocular camera application segments showed significant growth compared to the first half of last year[14] - The company operates in the integrated circuit design industry, which is a key area supported by national policies, with a focus on IoT smart hardware SoC chips[29] - Global SoC chip market size reached 163.8 billion USD in 2022, projected to grow to 260 billion USD by 2028[30] - China's smart hardware market is expected to grow at a 20% CAGR, reaching 2 trillion CNY by 2026[32] - The company holds over 60 circuit design IPs and has developed 7 core technologies, including SoC, ISP, video, and machine learning[33] - The company's IoT camera chips are used by major clients such as China Mobile, China Unicom, and TP-LINK[33] - IoT application processor chips are applied in smart home and office solutions, including smart locks and access control systems[34] - Main products include IoT camera chips and IoT application processor chips, used in smart home, security, office, and industrial IoT applications[35] - SoC chips integrate CPU, system control interfaces, and operating systems, with complex internal structures tailored to specific applications[36] - The company's IoT camera chips, including the AK39A series with built-in NPU, support human detection and facial recognition algorithms, and have been in mass production since 2022[37] - The AK39E series IoT camera chips are known for their balanced performance, cost-effectiveness, and low power consumption, making them the mainstream chips sold during the reporting period[37] - The HMI chips (AK37 series) are designed with 40nm process technology, offering improved CPU performance, image codec capabilities, and power efficiency, and are widely used in building intercom and access control systems[39] - The BLE chips (AK10 series) support low-power Bluetooth, fingerprint recognition, and multiple connection modes, with the AK10X series further reducing power consumption and integrating RFID and touch key modules[40] - The company has established a smart lock product line division to promote BLE chips, providing complete smart lock solutions to downstream manufacturers[40] - The company's core technologies include system-level large-scale integrated circuit design, low-power technology, image processing, and ultra-low bitrate video codec, all of which are independently developed[42] - The company's self-developed ISP technology supports multi-level noise reduction, micro-light full-color, and auto-focus algorithms, enhancing the performance of IoT camera chips[37] - The BLE chips' second-generation application processor chip (B version) has completed iteration and entered trial production in the first half of 2023[40] - The company's HMI chips meet industrial-grade standards, offering long service life, high reliability, and low defect rates, with promising prospects for domestic substitution in the industrial chip field[39] - The company's business model focuses on "Fabless + final chip testing," specializing in chip R&D, design, final testing, and sales, while outsourcing wafer manufacturing and packaging[41] - The company achieved a 4.21% year-over-year revenue growth, reaching RMB 237.70 million, driven by the AK39Av100 series chip launched in 2022[46] - Competitors such as Fullhan Micro and Ingenic Semiconductor have invested in 4K/8K camera chip R&D projects[100] - The company's latest IoT camera chip, AK39Av100 series, uses 22nm process technology, lagging behind industry leaders using 5nm and 14nm processes[85] - In 2021, the company achieved a 2.33% market share in the global security camera chip market, trailing behind leading competitors[86] - The company's gross margin for H1 2023 was 29.29%, down from 30.24% in the same period last year[91] - The company's accounts receivable bad debt provision rate was 7.63% at the end of the reporting period[94] - The company's IoT camera chips are primarily used in home cameras, while IoT application processor chips are mainly used in building intercom systems[88] - The company's revenue is highly concentrated in South China and Hong Kong, posing regional concentration risks[96] - The company faces risks from supplier concentration and reliance on external manufacturing, including potential delays and cost increases[92] - Inventory devaluation risks have increased due to rising wafer and packaging costs and weak demand in consumer electronics markets[95] - The company faces risks related to rapid technological upgrades and the need for continuous product development to maintain competitiveness[83] - The company faces risks from potential EDA tool and IP licensing issues, with international vendors controlling 80% of the domestic EDA market[104] - Potential risks from wafer supply shortages, as the company relies on foundries like SMIC and TSMC[105] Corporate Governance and Shareholder Commitments - The lock-up period for shares held by major shareholders before the IPO is automatically extended by at least 6 months if the stock price remains below the IPO price for 20 consecutive trading days within 6 months of listing[161] - Major shareholders are prohibited from transferring or entrusting others to manage their pre-IPO shares for 36 months from the listing date[161] - Shareholders must comply with applicable laws and regulations, and will bear corresponding responsibilities if they violate their commitments[161] - Directors and senior management are restricted from transferring their pre-IPO shares for 36 months from the listing date[163] - Directors and senior management are prohibited from transferring their shares within 6 months after leaving their positions[163] - If the stock price remains below the IPO price for 20 consecutive trading days within 6 months of listing, the lock-up period for directors and senior management's pre-IPO shares will be extended[163] - Shareholders must adjust the IPO price according to stock exchange regulations in case of stock dividends, stock splits, or new share issuances[161] - Shareholders are required to fulfill information disclosure obligations when reducing their holdings[163] - Shareholders must comply with the stock reduction regulations of the China Securities Regulatory Commission and the Shanghai Stock Exchange[163] - Shareholders will bear legal responsibilities if they violate their commitments[163] - The company's actual controller, Hu Shengfa, commits to not transferring or entrusting others to manage shares held before the IPO for 36 months after the company's stock listing[194] - The actual controller also commits to not transferring shares within 6 months after leaving the position[194] - Shareholders, including Ankai Technology and Wuyi Kairuida, commit to not selling shares below the IPO price within 2 years after the lock-up period ends[196] - Core technical personnel, including Hu Shengfa and Yu Mao, commit to not selling more than 25% of their pre-IPO shares annually within 4 years after the lock-up period ends[196] - The company has established a stock price stabilization plan, which will be triggered if the stock price remains below the net asset value per share for 20 consecutive trading days[198] - The company will repurchase shares if the stock price stabilization conditions are met, with the repurchase amount ranging from 10% to 20% of the previous year's audited net profit attributable to shareholders[199] - The total repurchase funds for stock price stabilization in a single fiscal year shall not exceed 50% of the previous year's audited net profit attributable to shareholders[199] - Directors (excluding independent directors) and senior management are required to purchase company shares if the stock price remains below the net asset value per share for 20 consecutive trading days after the stabilization measures are initiated[199] - The amount used by directors (excluding independent directors) and senior management to purchase shares shall not be less than 20% of their after-tax salary from the company in the previous fiscal year[200] - If the company or its directors (excluding independent directors) and senior management fail to implement the stock price stabilization measures, they must publicly explain the reasons and apologize to shareholders and investors[200] - Unfulfilled commitments by directors (excluding independent directors) and senior management will result in the suspension of their salaries and the prohibition of transferring their shares until the stabilization measures are completed[200] - New directors (excluding independent directors) and senior management will be required to sign commitment letters to fulfill the company's stock price stabilization obligations[200] Environmental and Social Responsibility - The company did not incur any environmental penalties and does not engage in activities that cause environmental pollution[154] - The company actively promotes energy conservation and emission reduction, optimizing chip design to reduce energy consumption during wafer manufacturing[156] - The company did not take any specific measures to reduce carbon emissions during the reporting period[157] Employee Compensation and Benefits - Short-term employee compensation increased from 8,257,119.12 yuan to 45,968,879.54 yuan, a significant rise of 456.5%[68] - Social insurance expenses rose from 22,578.17 yuan to 2,119,031.58 yuan, an increase of 9,284.6%[68] - Housing provident fund expenses increased from 12,583.00 yuan to 1,494,525.25 yuan, a growth of 11,780.5%[69] Legal and Regulatory Compliance - The company did not propose any profit distribution or capital reserve to share capital conversion plan for the first half of the year[150] - The company did not