股票简称：韶能股份 股票代码：000601 编号：2025-099 广东韶能集团股份有限公司 2025 年第五次临时股东会决议公告 本公司及董事会全体成员保证公告内容真实、准确和完整， 并对公告中的任何虚假记载、误导性陈述或者重大遗漏承担责任 一、重要提示 （一）本次会议召开期间无增加、否决或变更提案的情况。 （二）本次会议未涉及变更前次股东会决议。 （三）本次会议审议的议案需要对中小投资者的表决单独计 票。 二、会议召开和出席情况 通过深交所互联网投票系统进行网络投票的具体时间为： 2025 年 12 月 29 日上午 9:15 至 2025 年 12 月 29 日下午 15:00 期间的任意时间。 2、现场召开地点：广东省韶关市武江区武江大道中 16 号公 1 司 25 楼会议室。 3、召开方式：采取现场投票与网络投票相结合的方式。 4、召集人：公司第十一届董事会。 （一）会议召开情况 1、会议召开时间 （1）现场会议召开时间：2025 年 12 月 29 日下午 14:50 （2）网络投票日期、时间：2025 年 12 月 29 日 通过深圳证券交易所（下称"深交所"）系统进行网络投票 的具体时间为：2 ...

法律意见书 广州市天河区珠江东路 32 号利通广场 29 楼 2901 室 邮编/Zip Code:510623 电话/Tel:86-020-37392666 传真/Fax:86-020-37392826 电子邮箱/E-mail：kdgzlaw@163.com 北京 天津 上海 深圳 广州 西安 沈阳 南京 杭州 海口 菏泽 成都 苏州 呼和浩特 长沙 厦门 郑州 香港 武汉 合肥 重庆 北京市康达（广州）律师事务所 关于广东韶能集团股份有限公司 2025 年第五次临时股东会的法律意见书 康达（广州）股会字【2025】第 0068 号 致：广东韶能集团股份有限公司 北京市康达（广州）律师事务所（以下简称"本所"）接受广东韶能集团股 份有限公司（以下简称"公司"）的委托，指派本所律师参加公司 2025 年第五 次临时股东会（以下简称"本次会议"）。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》（以下简称"《证券法》"）、《上市公司股东会规则》 （以下简称"《股东会规则》"）、《深圳证券交易所上市公司股东会网络投票 实施细则》、《广东韶能集团股份有限公司章程》（以下简 ...

Group 1 - The core point of the article is that Shaoneng Co., Ltd. (stock code: 000601) reported on an interactive platform that as of December 20, 2025, the number of shareholders is 70,302 households [1]

Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd. received a warning letter from the Guangdong Securities Regulatory Commission for failing to timely report and announce stock reductions, which violated regulations related to the management of listed company acquisitions [2][3] Group 1: Regulatory Actions - The Guangdong Securities Regulatory Commission found that Shenzhen Zhaowei reduced its holdings by 14.4047 million shares on November 10, 2025, bringing its ownership below 10% without timely reporting [3] - Shenzhen Zhaowei further reduced its holdings by 4.047 million shares on November 11, 2025, also failing to announce this reduction in a timely manner [3] - As a result of these violations, the regulatory body issued a warning letter and recorded the incident in the securities and futures market integrity archive [3] Group 2: Company Background and Financials - Shenzhen Zhaowei became the second-largest shareholder of Shaoneng Co., Ltd. in May 2024 by acquiring 142 million shares for 674 million yuan [4] - Since June 2025, Shenzhen Zhaowei has been continuously reducing its holdings, with its stake dropping to 78.7241 million shares, or 7.40%, by November 25, 2025 [4] - The significant reduction in holdings occurred against the backdrop of a potential change in control of Shaoneng Co., as the company announced plans to issue shares to Jincai Investment, which would change its actual controller to the State-owned Assets Supervision and Administration Commission of Shaoguan City [4] - For the first three quarters of 2025, Shaoneng Co. reported revenue of 3.644 billion yuan, an increase of 8.33% year-on-year, while the net profit attributable to shareholders decreased by 12.34% to 173 million yuan [4]

Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd., the second-largest shareholder of Shaoneng Co., received a warning letter from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission for failing to disclose equity changes in a timely manner and continuing to trade despite the changes [1] Summary by Sections - **Equity Changes** - On November 10, 2025, Shenzhen Zhaowei Hengfa Energy Co., Ltd. reduced its holdings in Shaoneng Co. by 14.4 million shares through block trading, resulting in a 1.35% decrease in equity, bringing its shareholding below 10% [1] - On November 11, 2025, the company further reduced its holdings by 4.05 million shares, leading to a 0.38% decrease in equity, which brought its shareholding below 9% [1] - **Regulatory Action** - The Guangdong Regulatory Bureau decided to issue a warning letter to Shenzhen Zhaowei Hengfa Energy Co., Ltd. as an administrative regulatory measure, which will be recorded in the integrity file of the securities and futures market [1]

Core Viewpoint - Shenzhen Zhaowei Hengfa Energy Co., Ltd., the second-largest shareholder of Shaoneng Co., Ltd. (000601.SZ), received a warning letter from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission regarding violations related to undisclosed equity changes and failure to halt trading during these changes [1] Group 1 - The warning letter was issued on December 18, 2025 [1] - The violations include failure to disclose equity changes in a timely manner [1] - The company was found to have not stopped trading during the equity changes [1]

Group 1 - The core point of the article is that Shenzhen Zhaowei Hengfa Energy Co., Ltd., the second-largest shareholder of Shaoneng Co., Ltd. (000601.SZ), received a warning letter from the Guangdong Regulatory Bureau of the China Securities Regulatory Commission regarding violations related to equity changes and failure to disclose timely [1] Group 2 - The warning letter indicates that Zhaowei Hengfa's equity changes were not halted during trading [1] - The company failed to disclose the equity changes in a timely manner, which is a regulatory requirement [1]

股票简称：韶能股份 股票代码：000601 编号：2025-098 关于第二大股东深圳兆伟恒发能源有限公司 收到广东证监局警示函的公告 本公司及董事会全体成员保证公告内容真实、准确和完整， 并对公告中的任何虚假记载、误导性陈述或者重大遗漏承担责任 根据《上市公司收购管理办法》（2025 年修正）第七十五 条的规定，我局决定对你公司采取出具警示函的行政监管措施， 并记入证券期货市场诚信档案。你公司应认真吸取教训，切实加 强对证券法律法规的学习，杜绝此类违法行为再次发生。 如果对本监督管理措施不服，可以在收到本决定书之日起 60 日内向中国证券监督管理委员会提出行政复议申请，也可以 在收到本决定书之日起 6 个月内向有管辖权的人民法院提起诉 讼。复议与诉讼期间，上述监督管理措施不停止执行。 二、其他说明 上述行政监管措施针对公司第二大股东作出，不会影响公司 正常的生产经营活动，公司将提醒、敦促第二大股东进一步提升 规范意识，严格遵守相关规定，切实勤勉尽责，积极履行信息披 露义务，维护证券市场秩序。 广东韶能集团股份有限公司（下称"韶能股份"）第二大股 东深圳兆伟恒发能源有限公司于 2025 年 12 月 18 日 ...

韶能股份公告，公司第二大股东深圳兆伟恒发能源有限公司于2025年12月18日收到广东证监局警示函。 经查，该公司存在权益变动未停止交易和未及时披露的问题。首先，2025年11月10日，深圳兆伟恒发能 源有限公司通过大宗交易方式累计减持韶能股份1440.47万股，导致持股比例降至10%以下，但未及时 报告并公告，也未停止卖出股票。其次，2025年11月11日，该公司再次通过大宗交易方式累计减持韶能 股份404.7万股，持股比例降至9%以下，同样未及时公告。上述行为违反了《上市公司收购管理办法》 的相关规定，广东证监局决定对公司采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。 ...

Group 1 - The core viewpoint of the article is that Shaoneng Co., Ltd. (000601) is focusing on expanding its steam supply business while maintaining its biomass power generation operations to improve cash flow [1] Group 2 - The company aims to increase the revenue share of its steam supply business [1] - The company is actively engaging with investors through interactive platforms to address inquiries [1]