Core Viewpoint - GCL-Poly Energy Holdings Limited (GCL-Poly) and its controlling shareholder Zhu Gongshan, along with six executives, have been criticized by the Shenzhen Stock Exchange for four major issues, including the non-operational fund occupation by the controlling shareholder [1][11]. Group 1: Violations and Issues - GCL-Poly engaged in non-operational fund occupation from June 2023 to October 2024 by prepaying funds under the guise of fuel procurement, which ultimately flowed to related parties under the same control, specifically Shanghai Guoneng Investment Co., Ltd. and Dacang Port GCL Power Co., Ltd. The funds have since been returned, but the company failed to fulfill the necessary review procedures and disclosure obligations [4][9][18]. - From March 2023 to March 2024, GCL-Poly procured photovoltaic components from related party GCL-Integrated Technology Co., Ltd. through two companies without timely review and disclosure, constituting a violation of relevant regulations [10][19]. - The company mismanaged raised funds beyond the authorized period without re-approval and disclosure, violating the regulations regarding the management and use of raised funds [10][19]. - GCL-Poly's special reports on the use of raised funds for the first half of 2022, the annual report for 2023, and the first half of 2024 contained inaccuracies, breaching disclosure regulations [10][19]. Group 2: Responsible Parties - The actual controller Zhu Gongshan led the non-operational fund occupation and evaded the review procedures and disclosure obligations, violating the disclosure management regulations [4][18]. - Chairman Zhu Yufeng, Vice Chairman and acting Secretary of the Board Fei Zhi, Secretary of the Board Yang Erli, former Financial Director Sheng Yixin, and Financial Director Peng Yi are held primarily responsible for the violations [10][19]. - Former Secretary of the Board Shen Qiang and former Financial Director Wang Shuhua are also deemed responsible for the mismanagement of raised funds [10][19].

深交所指出，协鑫能科的上述行为违反了《股票上市规则》及《上市公司自律监管指引第1号——主板 上市公司规范运作》的相关规定。公司实际控制人朱共山违反诚实守信义务，滥用对公司的控制地位损 害上市公司独立性，占用上市公司资金，损害上市公司和其他股东的合法权益，对上述违规行为一负有 重要责任；协鑫能科同一控制下的关联方上海国能投资有限公司、太仓港协鑫发电有限公司对上述违规 行为一负有重要责任；协鑫能科董事长朱钰峰，副董事长、时任代行董事会秘书费智，财务总监彭毅， 时任财务总监生育新，董事会秘书杨而立未能恪尽职守、履行诚信勤勉义务，对上述违规行为 一、二 负有重要责任。 基于此，深交所作出一系列处分决定：对协鑫能科给予通报批评的处分，对公司实控人朱共山、上海国 能投资有限公司、太仓港协鑫发电有限公司、朱钰峰、费智、彭毅、生育新、杨而立给予通报批评的处 分。对于上述违规行为及给予的处分， 深交所将记入上市公司诚信档案。 同日，深交所公司部还对协鑫能科时任财务总监王述华、时任董事会秘书沈强等人下发监管函，涉及募 集资金使用违规、信息披露违规等情形。 因控股股东非经营性资金占用、未按规定审议和披露关联交易等违规行为，协鑫能科 ...

（编辑 丛可心） 证券日报网讯 12月29日，协鑫能科发布公告称，公司2025年12月29日召开2025年第五次临时股东会， 审议通过《关于补选第九届董事会董事的议案》《关于2026年度日常关联交易预计的议案》。 ...

Core Viewpoint - GCL-Poly Energy Technology Co., Ltd. (referred to as "GCL-Poly") received a regulatory letter from the Shenzhen Stock Exchange regarding violations related to the use of raised funds and information disclosure [1][2] Group 1: Fund Usage Violations - GCL-Poly was found to have engaged in cash management beyond the board's approved timeframe for the use of raised funds. Specifically, the board approved a resolution on April 1, 2022, allowing the deposit of funds raised from a non-public stock issuance for a period not exceeding 12 months. However, the company failed to terminate the related deposit agreements in a timely manner, only doing so between May 8, 2023, and June 28, 2023 [1][2] Group 2: Information Disclosure Violations - The company disclosed inaccurate information in several reports, including the "2022 Semi-Annual Report on the Storage and Use of Raised Funds," the "2023 Annual Report on the Storage and Use of Raised Funds," and the "2024 Semi-Annual Report on the Storage and Use of Raised Funds" [1][2] Group 3: Accountability of Responsible Parties - The former financial directors, Sheng Yuxin and Peng Yi, along with the former board secretary, Shen Qiang, were held responsible for the violations. They failed to fulfill their duties and obligations as required by the Shenzhen Stock Exchange's regulations [2]

Core Viewpoint - The Shenzhen Stock Exchange has issued a public reprimand against GCL-Poly Energy Holdings Limited and related parties for violations related to non-operating fund occupation and failure to disclose related transactions in a timely manner [1][6]. Group 1: Violations - GCL-Poly Energy Holdings Limited engaged in non-operating fund occupation by making advance payments for fuel procurement, which ultimately flowed to related parties under the same control, specifically Shanghai Guoneng Investment Co., Ltd. and Taicang Port GCL Power Co., Ltd. The funds have since been returned [2]. - The company failed to properly review and disclose related transactions involving the procurement of photovoltaic components from related parties, which constitutes a violation of multiple stock listing rules [3][4]. Group 2: Responsible Parties - The actual controller of GCL-Poly, Zhu Gongshan, is held responsible for abusing his control position, damaging the company's independence, and occupying company funds [3][5]. - The chairman, Zhu Yufeng, and the vice chairman, Fei Zhi, along with other key executives, failed to fulfill their duties and are also held accountable for the violations [5][6]. Group 3: Disciplinary Actions - The Shenzhen Stock Exchange has decided to publicly reprimand GCL-Poly Energy Holdings Limited, Zhu Gongshan, Shanghai Guoneng Investment Co., Ltd., Taicang Port GCL Power Co., Ltd., and several key executives for their respective roles in the violations [6][7]. Group 4: Financial Overview - For the first half of 2025, GCL-Poly's revenue was entirely derived from the electricity and heat production and supply industry, accounting for 100% of its income [8]. - As of the report date, GCL-Poly's market capitalization stands at 16.9 billion yuan [9].

证券代码：002015 证券简称：协鑫能科 公告编号：2025-108 协鑫能源科技股份有限公司 关于收到江苏证监局行政监管措施决定书的公告 交易构成关联交易，公司未及时履行审议程序和信息披露义务，违反了《信披办 法》第三条第一款、第四十一条的相关规定。董事长朱钰峰，副董事长、时任董 事会秘书费智，董事会秘书杨而立应当对上述违规行为负有主要责任。 三是协鑫能科存在募集资金现金管理超期未审议并披露的问题，相关行为违 反了《信披办法》第三条第一款和《上市公司监管指引第2号--上市公司募集资 金管理和使用的监管要求》(证监会公告〔2022〕15号，以下简称《2号指引》) 第八条第二款的相关规定。时任董事会秘书沈强、时任财务总监王述华应当对上 述违规行为负有主要责任。 四是协鑫能科在《2022年半年度募集资金存放与使用情况的专项报告》《2023 年度募集资金存放与使用情况的专项报告》和《2024年半年度募集资金存放与使 用情况的专项报告》中存在信息披露不准确的问题，相关行为违反了《信披办法》 第三条第一款和《2号指引》第十二条第一款的相关规定。时任财务总监生育新、 财务总监彭毅，应当对上述违规行为负有主要责任。 本公 ...

北京市朝阳区建国路 77 号华贸中心 3 号写字楼 34 层 邮编：100025 34/F, Tower3,China Central Place, 77 Jianguo Road, Beijing 100025, China T: (86-10) 5809 1000 F: (86-10) 5809 1100 北京市竞天公诚律师事务所 关于协鑫能源科技股份有限公司 2025 年第五次临时股东会的法律意见书 致：协鑫能源科技股份有限公司 北京市竞天公诚律师事务所（下称"本所"）接受协鑫能源科技股份有限公 司（下称"公司"）的委托，根据《中华人民共和国公司法》（下称"《公司法》"）、 《中华人民共和国证券法》（下称"《证券法》"）和中国证券监督管理委员会发布 的《上市公司股东会规则》（下称"《股东会规则》"）、《上市公司治理准则》（下 称"《治理准则》"）等法律、行政法规、规章、规范性文件以及《协鑫能源科技 股份有限公司章程》（下称"《公司章程》"）、《协鑫能源科技股份有限公司股东会 议事规则》（下称"《股东会议事规则》"）的规定，指派律师出席了公司 2025 年 第五次临时股东会（下称"本次股东会"），现就公司 ...

证券代码：002015 证券简称：协鑫能科 公告编号：2025-107 协鑫能源科技股份有限公司 2025 年第五次临时股东会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东会未出现否决提案的情形； 2、本次股东会未涉及变更以往股东会已通过的决议。 一、会议召开和出席情况 （一）会议召开情况 其中，①通过深圳证券交易所交易系统进行网络投票的具体时间为：2025 年12月29日9:15—9:25，9:30—11:30和13:00—15:00；②通过深圳证券交易所互 联网投票系统进行网络投票的具体时间为：2025年12月29日9:15至2025年12月29 日15:00的任意时间。 2、现场会议地点：江苏省苏州市工业园区新庆路28号会议室（协鑫能源中 心）。 3、会议召开方式：本次股东会采用现场表决与网络投票相结合的方式召开。 4、会议召集人：协鑫能源科技股份有限公司（以下简称"公司"）董事会。 5、现场会议主持人：董事长朱钰峰先生。 6、本次会议的召集、召开与表决程序符合《公司法》《上市公司股东会规 则》《深圳证券交易所股票上市 ...

Core Viewpoint - GCL-Poly Energy Holdings Limited (协鑫能科) has shown a significant stock price increase of 36.89% year-to-date, with recent trading activity indicating strong investor interest and capital inflow [1][2]. Group 1: Stock Performance - On December 29, GCL-Poly's stock rose by 2.34%, reaching a price of 10.49 CNY per share, with a trading volume of 1.73 billion CNY and a turnover rate of 1.03%, resulting in a total market capitalization of 170.29 billion CNY [1]. - The stock has experienced a 5.01% increase over the last five trading days and a 4.38% increase over the last 20 days, while it has decreased by 13.59% over the past 60 days [1]. - The company has appeared on the "龙虎榜" (a trading board for stocks with significant trading volume) five times this year, with the most recent appearance on July 2, where it recorded a net buy of -58.01 million CNY [1]. Group 2: Financial Performance - For the period from January to September 2025, GCL-Poly reported a revenue of 7.935 billion CNY, reflecting a year-on-year growth of 5.07%, and a net profit attributable to shareholders of 762 million CNY, which is a 25.78% increase compared to the previous year [2]. - The company's main revenue sources include electricity sales (42.85%), heat sales (17.79%), and energy services (16.60%), with energy services further divided into energy-saving and technical services (13.56%) and trading services (3.03%) [2]. Group 3: Shareholder Information - As of September 30, 2025, GCL-Poly had 78,000 shareholders, a decrease of 15.41% from the previous period, with an average of 20,802 circulating shares per shareholder, which is an increase of 18.21% [2]. - The top ten circulating shareholders include Hong Kong Central Clearing Limited, which holds 15.0573 million shares, and Guangfa Balanced Preferred Mixed A, which is a new shareholder with 9.6704 million shares [3].

证券代码：002015 证券简称：协鑫能科 公告编号：2025-106 协鑫能源科技股份有限公司 关于对控股子公司提供担保的进展公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、担保情况概述 协鑫能源科技股份有限公司（以下简称"公司"）于 2025 年 4 月 27 日召开 第八届董事会第四十一次会议，审议通过了《关于 2025 年度对外担保额度预计 的议案》。董事会同意 2025 年度公司（含控股子公司）在公司及下属公司申请金 融机构授信及日常经营需要时为其提供对外担保，担保金额上限为 336.69 亿元 人民币，担保方式包括但不限于保证担保、资产抵押、质押等；如果公司及下属 公司在申请金融机构授信及日常经营需要时引入第三方机构为其提供担保，则公 司（含控股子公司）可为第三方机构提供相应的反担保。公司（含控股子公司） 对合并报表范围内子公司提供担保额度为 329.01 亿元人民币，其中为资产负债 率低于 70%的子公司提供担保的额度不超过 117.42 亿元人民币，为资产负债率 高于 70%的子公司提供担保的额度不超过 211.59 亿元人民币；合并 ...