上海开能环保设备股份有限公司 2016 年半年度报告全文 上海开能环保设备股份有限公司 2016 年半年度报告 公告编号：2016-060 股票简称：开能环保 披露日期：2016 年 8 月 16 日 1 上海开能环保设备股份有限公司 2016 年半年度报告全文 第一节 重要提示、释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不 存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性、 完整性承担个别及连带责任。 所有董事均已出席了审议本报告的董事会会议。 公司负责人瞿建国、主管会计工作负责人杨焕凤 及会计机构负责人(会计 主管人员)袁学伟声明：保证半年度报告中财务报告的真实、准确、完整。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 股票代码：300272 2 | 目录 | | --- | | 第一节 | 重要提示、释义 2 | | --- | --- | | 第二节 | 公司基本情况简介 6 | | 第三节 | 董事会报告 10 | | 第四节 | 重要事项 24 | | 第五节 | 股份变动及股东情况 38 | | 第六节 | 董事、监事、高级管理人员情况 ...

上海开能环保设备股份有限公司 2016 年第一季度报告全文 上海开能环保设备股份有限公司 2016 年第一季度报告 2016 年 04 月 1 上海开能环保设备股份有限公司 2016 年第一季度报告全文 第一节 重要提示 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资 料不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准 确性和完整性承担个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人瞿建国、主管会计工作负责人杨焕凤及会计机构负责人(会计主 管人员)袁学伟声明：保证季度报告中财务报告的真实、完整。 2 上海开能环保设备股份有限公司 2016 年第一季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | 营业总收入（元） | 106,405,068.97 | 74,794,735.20 | 42.26% | | 归属于上市公司股东的净利润（元 ...

上海开能环保设备股份有限公司 2015 年年度报告全文 上海开能环保设备股份有限公司 2015 年年度报告 2016 年 04 月 1 上海开能环保设备股份有限公司 2015 年年度报告全文 第一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、 完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人瞿建国、主管会计工作负责人杨焕凤及会计机构负责人(会计主管人员)袁学 伟声明：保证年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 1、激烈的市场竞争风险 中国的人居水处理设备行业发展前景是无限广阔的，但随着国外同行、国内大型企业的 纷纷介入，在共同促进市场规模不断扩大的同时，市场竞争也将愈演愈烈，然而无序的竞争 格局，必然会加大市场竞争的风险。为此，公司也将从行业特点出发、以符合消费者需求为 导向，发挥既有的产品优势、品牌优势、创新优势、研发和制造优势，扩大销售，利用领先 优势进一步扩大领先地位。 2、规模扩大带来的管理风险 随着公司项目的逐步建成，公司存在能否同步建立起大规模企业所需的管理体系， ...

上海开能环保设备股份有限公司 2015 年第三季度报告全文 上海开能环保设备股份有限公司 2015 年第三季度报告 2015-071 本公司董事会、监事会及其董事、监事、高级管理人员保证本报告所载资料不存在任何 虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连 带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人瞿建国、主管会计工作负责人杨焕凤及会计机构负责人(会计主管人员)袁学 伟声明：保证季度报告中财务报告的真实、完整。 2 上海开能环保设备股份有限公司 2015 年第三季度报告全文 第二节 公司基本情况 一、主要会计数据和财务指标 2015 年 10 月 1 上海开能环保设备股份有限公司 2015 年第三季度报告全文 第一节 重要提示 公司是否因会计政策变更及会计差错更正等追溯调整或重述以前年度会计数据 □ 是 √ 否 | | 本报告期末 | 上年度末 | | 本报告期末比上年度末增 | | --- | --- | --- | --- | --- | | | | | | 减 | | 总资产（元） | 942,496,785.59 | | 869,486,95 ...

上海开能环保设备股份有限公司 2015 年半年度报告 公告编号：2015-047 股票代码：300272 股票简称：开能环保 披露日期：2015 年 7 月 31 日 上海开能环保设备股份有限公司 2015 年半年度报告全文 第一节 重要提示、释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料 不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确 性、完整性承担个别及连带责任。 所有董事均已出席了审议本报告的董事会会议。 公司负责人瞿建国、主管会计工作负责人杨焕凤及会计机构负责人(会计主 管人员)袁学伟声明：保证本半年度报告中财务报告的真实、完整。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 - 1 - | 第一节 | 重要提示、释义 | - 1 - | | --- | --- | --- | | 第二节 | 公司基本情况简介 | - 5 - | | 第三节 | 董事会报告 | - 9 - | | 第四节 | 重要事项 - | 20 - | | 第五节 | 股份变动及股东情况 - | 29 - | | 第六节 | 董事、监事、高级管理人员情况 - | 33 - ...

Financial Performance - Total operating revenue for Q1 2015 was CNY 74,794,735.20, an increase of 8.90% compared to CNY 68,680,094.18 in the same period last year[7]. - Net profit attributable to shareholders was CNY 8,472,873.92, representing a growth of 14.20% from CNY 7,419,555.33 year-on-year[7]. - Basic earnings per share increased by 14.48% to CNY 0.0332, compared to CNY 0.0290 in the same period last year[7]. - The company reported a total comprehensive income of ¥8,583,033.42, compared to ¥7,299,166.35 in the previous period, showing an increase of 17.6%[66]. - Operating profit for the current period was ¥10,733,967.40, representing a 17.7% increase compared to ¥9,118,968.98 in the previous period[61]. - Net profit for the current period was ¥8,583,033.42, which is a 17.6% increase from ¥7,299,166.35 in the previous period[62]. Cash Flow and Assets - Net cash flow from operating activities decreased significantly to CNY 603,910.49, down 95.68% from CNY 13,981,937.36 in the previous year[7]. - Cash flow from operating activities totaled ¥99,202,450.68, compared to ¥83,952,119.34 in the previous period, marking an increase of 18.1%[68]. - The ending balance of cash and cash equivalents was ¥19,072,255.14, down from ¥129,537,226.00 in the previous period[74]. - Total assets at the end of the reporting period were CNY 899,936,769.01, reflecting a 3.50% increase from CNY 869,486,959.36 at the end of the previous year[7]. - Current assets decreased to CNY 405,331,019.28 from CNY 515,523,996.48, a decline of about 21.4%[52]. - Long-term equity investments increased by 37.87% to ¥11,371,052.23, attributed to payments for equity acquisitions and recognition of investment income[21]. Shareholder Information - The total number of shareholders at the end of the reporting period was 16,732, with the largest shareholder holding 38.48% of the shares[12]. - The company reported a total of 73,663,931 restricted shares held by major shareholder Qu Jianguo, which are subject to a 25% release each year on the first trading day[15]. - The company has a total of 9,185,121 restricted shares held by Yang Huanfeng, also subject to a 25% annual release[15]. - The company has a total of 1,540,012 restricted shares held by Gu Tianlu, subject to the same release conditions[15]. - The company has not conducted any repurchase transactions among the top 10 shareholders during the reporting period[14]. Market and Competition - The company faces risks from intense market competition, particularly in the water treatment equipment industry, which may impact its market position[10]. - The company is actively expanding its overseas sales channels while maintaining its market share in Europe and the United States[10]. - The company aims to expand its market presence in regions with severe water pollution and a developed water treatment industry through resource integration[33]. - The company is addressing rising operational costs by enhancing production automation and efficiency[36]. Future Plans and Guidance - Future guidance indicates a projected revenue growth of 15% year-over-year, driven by increased market demand and expansion efforts[16]. - The company plans to release new products in the upcoming quarters, focusing on enhancing environmental technology solutions[16]. - The company is exploring potential mergers and acquisitions to enhance its market position and technological capabilities[16]. - Research and development expenditures are expected to increase by 25% to support innovation in new technologies[16]. Operational Efficiency - The company is currently installing and debugging its first automated three-dimensional warehouse and transfer system, which is expected to significantly enhance efficiency and reduce costs[32]. - The second phase of the automated warehouse is under construction, contributing to the establishment of automated and intelligent manufacturing capabilities[32]. - The company has set a goal to reduce operational costs by 5% through efficiency improvements in production processes[16]. Investment and Financing - The company signed a fixed asset loan agreement with the Industrial and Commercial Bank of China for an amount of CNY 130 million, with a term from January 15, 2015, to January 14, 2020[42]. - The company provided a guarantee for the loan, with a maximum guarantee amount of CNY 130 million, effective from January 15, 2015, to January 14, 2020[43]. - The company acquired 100% equity of Shanghai Zengliang Biotechnology Co., Ltd. for CNY 66,509,103.70, which includes properties covering over 40 acres and a total construction area of over 27,000 square meters[43].

上海开能环保设备股份有限公司 2014 年年度报告全文 上海开能环保设备股份有限公司 没有公司董事、监事、高级管理人员声明对年度报告内容的真实性、准确 性和完整性无法保证或存在异议。所有董事均亲自出席了审议本次年报的董事 会会议。 所有董事均已出席了审议本报告的董事会会议。 公司负责人瞿建国、主管会计工作负责人杨焕凤及会计机构负责人(会计主 管人员)袁学伟声明：保证年度报告中财务报告的真实、准确、完整。 Shanghai Canature Environmental Products Co., Ltd. (上海市浦东新区川大路 518 号) 二〇一四年年度报告 公告编号：2015-019 股票代码：300272 股票简称：开能环保 披露日期：2015 年 3 月 24 日 1 上海开能环保设备股份有限公司 2014 年年度报告全文 一节 重要提示、目录和释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料 不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确 性和完整性承担个别及连带责任。 2 | 目录 | | --- | | 第一节 | 重要提示、目录和释义 | 2 | | ...

Financial Performance - Total revenue for the reporting period was ¥100,634,086.50, representing a year-on-year growth of 22.00%[6] - Net profit attributable to shareholders was ¥19,743,699.91, up 29.95% from the same period last year[6] - Basic earnings per share increased by 33.33% to ¥0.080[6] - The weighted average return on net assets was 3.81%, an increase of 0.64% compared to the previous year[6] - Operating revenue for the first three quarters of 2014 reached approximately CNY 269.59 million, an increase of 23.78% year-on-year[27] - Net profit attributable to shareholders for the first three quarters of 2014 was approximately CNY 45.47 million, reflecting a year-on-year growth of 19.73%[27] - Total operating revenue for the third quarter reached ¥100,634,086.50, an increase of 21.9% compared to ¥82,486,053.11 in the same period last year[58] - Net profit for the period was ¥21,113,976.93, representing a 35.4% increase from ¥15,598,742.43 in the previous year[59] - Total profit of ¥56,764,620.34, which is a 24.4% increase from ¥45,626,927.12 year-on-year[63] Assets and Liabilities - Total assets at the end of the reporting period reached ¥623,602,780.37, an increase of 11.31% compared to the previous year[6] - The company's current assets rose from 261,754,014.18 yuan to 283,541,304.17 yuan during the reporting period[51] - The company's total liabilities increased from 46,908,455.24 yuan to 89,084,442.37 yuan[53] - The total assets increased from 560,246,422.84 yuan at the beginning of the period to 623,602,780.37 yuan at the end of the period[52] - The total liabilities increased to ¥103,599,694.07, compared to ¥46,101,764.05 at the beginning of the period, marking a substantial rise[56] Shareholder Information - The number of shareholders at the end of the reporting period was 13,989[11] - The top shareholder, Qu Jianguo, holds 38.47% of the shares, totaling 98,218,575 shares[12] - The company reported a total of 98,218,575 shares held by controlling shareholder Qu Jianguo, with no shares released during the period[14] - The overall shareholder structure remains stable, with no new significant shareholders entering during the reporting period[13] - A total of 1,285,830 restricted shares, accounting for 0.5036% of the current total share capital, were approved for unlocking and circulation[44] Cash Flow and Investments - Cash and cash equivalents decreased by CNY 59.99 million, a decline of 43.76% compared to the end of the previous year, primarily due to profit distribution to shareholders and investment in financial products[20] - Cash flow from operating activities increased by CNY 25.55 million, up 85.60% year-on-year, attributed to higher sales and normal collection of receivables[25] - The net increase in cash and cash equivalents decreased by CNY 76.62 million, a decline of 56.09% year-on-year, mainly due to significant land use rights payments made in the previous year[26] - Cash flow from financing activities resulted in a net outflow of -CNY 26,369,948.07, compared to -CNY 28,711,350.80 in the previous period, showing a decrease in outflow of 8.5%[74] - The company received CNY 8,643,824.32 from investment recoveries during the quarter[72] Business Development and Strategy - The company has established a new business, Shanghai Yuan Energy Cell Technology Co., Ltd., focusing on immune cell collection and storage services, which may introduce certain risks and uncertainties[9] - The company plans to enhance its competitive edge in the whole-house water treatment equipment sector and expand sales of core components[9] - The company plans to enhance product R&D and expand market reach to mitigate risks from intensified competition and fluctuations in overseas markets[32] - The company intends to leverage existing health customer resources to build a high-end brand and capture the premium market through standardization and internationalization[33] Performance-Based Incentives - The company has a total of 105,300 shares under performance-based incentive restrictions for Tao Feng, which will be released in three phases upon meeting performance targets[15] - A total of 98,280 shares are under performance-based incentive restrictions for Qiu Ke, also to be released in three phases[15] - The company has a significant number of shares (over 1 million) under performance-based restrictions for various executives, indicating a strong alignment of interests with shareholders[15] R&D and Projects - The company initiated 3 new R&D projects in the third quarter, building on 9 projects established earlier in the year[28] - The company has invested RMB 2,500 million in a wealth management product with a projected return of RMB 90 million[42] - The company has allocated RMB 1,089.71 million of surplus funds for the research and development of water purification technology products[41]

上海开能环保设备股份有限公司 2014 年半年度报告全文 上海开能环保设备股份有限公司 2014 年半年度报告 公告编号：2014-044 股票代码：300272 股票简称：开能环保 披露日期：2014 年 7 月 31 日 1 上海开能环保设备股份有限公司 2014 年半年度报告全文 第一节 重要提示、释义 本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料 不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确 性、完整性承担个别及连带责任。 所有董事均已出席了审议本报告的董事会会议。 公司负责人瞿建国、主管会计工作负责人杨焕凤及会计机构负责人(会计主 管人员)袁学伟声明：保证本半年度报告中财务报告的真实、完整。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2 | 第一节 | 重要提示、释义 | 2 | | --- | --- | --- | | 第二节 | 公司基本情况简介 | 5 | | 第三节 | 董事会报告 | 8 | | 第四节 | 重要事项 | 21 | | 第五节 | 股份变动及股东情况 | 28 | | 第六节 | 董事、监事、高级管理人员情况 | ...

Financial Performance - Total revenue for Q1 2014 was ¥68,680,094.18, an increase of 27.87% compared to ¥53,711,043.22 in the same period last year[7] - Net profit attributable to ordinary shareholders was ¥7,419,555.33, up 17.41% from ¥6,319,427.36 year-on-year[7] - Basic earnings per share rose to ¥0.04, reflecting a 33.33% increase from ¥0.03 in the same period last year[7] - The company's operating revenue for Q1 2014 was ¥68,680,094.18, representing a 27.87% increase compared to ¥53,711,043.22 in the same period last year[25] - The net profit attributable to shareholders in Q1 2014 was 7.42 million yuan, reflecting a year-on-year growth of 17.41%[31] - The net increase in cash and cash equivalents in Q1 2014 was 95.96 million yuan, an increase of 107.42% compared to the same period last year[33] - The company's income tax expense rose by 133.16% to ¥1,901,007.29 in Q1 2014, compared to ¥815,324.57 in the previous year, driven by an increase in total profit[26] - The company reported a gross profit margin of approximately 13.2% for Q1 2014, compared to 12.5% in Q1 2013[62] Cash Flow and Investments - Net cash flow from operating activities reached ¥13,981,937.36, a significant increase of 2,170.72% compared to ¥615,747.98 in the previous year[7] - Cash flow from investment activities amounted to ¥1,030,788.42 in Q1 2014, a significant increase from zero in the same period last year, due to proceeds from the sale of remaining equity in a subsidiary[28] - Cash flow from financing activities saw a 100% decrease, with no inflow recorded in Q1 2014 compared to ¥13,977,920.00 in the previous year[28] - The net cash flow from operating activities for Q1 2014 was ¥16,013,229.31, an increase of 359.4% compared to ¥3,483,077.71 in the previous period[73] - The total cash inflow from operating activities was ¥64,869,500.43, up from ¥44,664,691.37, reflecting a growth of 45%[73] - The net cash flow from investing activities was -¥9,035,242.04, a decrease from -¥105,675,862.86 in the previous period, showing a significant reduction in cash outflow[73] Market and Competition - The company faces intensified market competition as more domestic and foreign players enter the water treatment equipment industry[9] - Over 40% of the company's revenue is derived from overseas markets, with efforts to strengthen presence in Asia, particularly Japan and India[10] - The company is focusing on developing competitive advantages in whole-house water treatment equipment and composite material pressure vessels[32] - The company aims to expand its market presence in Asia, particularly in Japan and India, to counter potential fluctuations in the European and North American markets[36] Shareholder and Equity Information - The total number of shareholders at the end of the reporting period was 12,461, with the largest shareholder holding 38.47% of the shares[12] - The company reported a total of 2,028,000 shares held by pre-IPO individuals, with a significant portion being locked up until November 2, 2014[15] - A total of 6,803,793 shares are subject to management lock-up, with 25% of these shares being released on the first trading day of each year[15] - The company has implemented a performance-based stock incentive plan, with various executives holding shares that will be released in three phases upon meeting performance targets[15] - The stock incentive plan is designed to align executive performance with company goals, ensuring that shares are only released upon achieving specific targets[16] - The company has a long-term commitment from its shareholders to limit share transfers during specified periods following the public offering[41] Assets and Liabilities - Total assets at the end of the reporting period were ¥572,103,905.47, representing a 2.12% increase from ¥560,246,422.84 at the end of the previous year[7] - The total liabilities of the company were reported at 51,201,351.52 CNY, compared to 46,908,455.24 CNY at the beginning of the period[56] - The company's total equity increased to 520,902,553.95 CNY from 513,337,967.60 CNY[56] - The company's total current assets reached 266,698,104.45 CNY, up from 261,754,014.18 CNY at the start of the period[54] - The company's total non-current assets increased to 305,405,801.02 CNY from 298,492,408.66 CNY[55] Future Plans and Commitments - The company plans to enhance its R&D and manufacturing capabilities in whole-house water treatment systems and related components[9] - The company plans to actively seek partnerships with investment banks or fund management companies to establish a water treatment industry fund, aiming to reduce investment risks and leverage its technological advantages[33] - The company has established measures to prevent conflicts of interest and ensure compliance with these commitments[42] - The company has not faced any issues regarding the fulfillment of these commitments as of the reporting date[42]