UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identif ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q1 2023 Earnings Conference Call April 27, 2023 5:00 PM ET Company Participants Dan Arnold - CEO Matthew Audette - CFO Conference Call Participants Steven Chubak - Wolfe Research Alexander Blostein - Goldman Sachs Jeff Schmitt - William Blair Kyle Voigt - KBW Michael Cyprus - Morgan Stanley Brennan Hawken - UBS Craig Siegenthaler - Bank of America Michael Cho - JPMorgan Bill Katz - Credit Suisse Operator Good afternoon, and thank you for joining the First Quarter 20 ...

Organic Independent RIA Advisory NNA(21) Organic Corporate RIA NNA(21) Acquired Corporate RIA NNA Average Total Advisory & Brokerage Assets(10) Gross Profit* ROA(11) OPEX ROA(12) YOY Change SEQ Change (2%) 0% 9.4 bps 3.1 bps 2.6 bps 0.7 bps $835 $915 $998 $1,079 $1,135 $1,144 $1,131 $1,112 $1,114 25.2 bps 24.3 bps 23.5 bps 22.7 bps 22.4 bps 23.2 bps 25.3 bps 28.7 bps 31.8 bps 16.7 bps 16.0 bps 15.5 bps 15.3 bps 15.3 bps 15.8 bps 16.5 bps 17.2 bps 17.9 bps Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Q1 2021 2022 2023 6.8 bps 2. ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 20-3717839 (State or other jurisdiction of inc ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q4 2022 Results Conference Call February 2, 2023 5:00 PM ET Company Participants Dan Arnold - CEO Matthew Audette - CFO Conference Call Participants Alexander Blostein - Goldman Sachs Steven Chubak - Wolfe Research Devin Ryan - JMP Securities Kyle Voigt - KBW Jeff Schmitt - William Blair Gerry O'Hara - Jefferies Operator Good afternoon, and thank you for joining the Fourth Quarter 2022 Earnings Conference Call for LPL Financial Holdings Inc. Joining the call today a ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of in ...

LPL Financial Holdings, Inc. (NASDAQ:LPLA) Q3 2022 Earnings Conference Call October 27, 2022 5:00 PM ET Company Participants Dan Arnold - President & Chief Executive Officer Matthew Audette - Chief Financial Officer Conference Call Participants Steven Chubak - Wolfe Research Alexander Blostein - Goldman Sachs Michael Cyprys - Morgan Stanley Brennan Hawken - UBS Devin Ryan - JMP Securities William Katz - Credit Suisse Kyle Vogt - KBW Operator Good afternoon and thank you for joining the Third Quarter 2022 Ea ...

| --- | --- | --- | --- | |-------|------------------|------------------------------|---------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | LPL FINANCIAL HOLDINGS INC. | | | | | Q3 2022 EARNINGS KEY METRICS | | | | October 27, 2022 | | | | | | | | | | | | | | | | | LPL Financial Member FINRA/SIPC | Notice to Investors: Safe Harbor Statement Statements in this presentation regarding LPL Financial Holdings Inc.'s (together with its subsidiaries, the "Company") fut ...

OR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) Delawar ...

LPL Financial Holdings, Inc. (NASDAQ:LPLA) Q2 2022 Earnings Conference Call August 2, 2022 5:00 PM ET Company Participants Dan Arnold - President & Chief Executive Officer Matt Audette - Chief Financial Officer Conference Call Participants Alex Blostein - Goldman Sachs Steven Chubak - Wolfe Research Michael Cyprys - Morgan Stanley Brennan Hawken - UBS Devin Ryan - JMP Securities Gerald O'Hara - Jefferies Kyle Voigt - KBW Craig Siegenthaler - Bank of America Operator Good afternoon and thank you for joining ...