☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorp ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q1 2022 Earnings Conference Call April 28, 2022 5:00 PM ET Company Participants Dan Arnold – President and Chief Executive Officer Matt Audette – Chief Financial Officer Conference Call Participants Alex Blostein – Goldman Sachs Bill Katz – Citigroup Brennan Hawken – UBS Steven Chubak – Wolfe Research Michael Cyprys – Morgan Stanley Gerry O’Hara – Jefferies Kyle Voigt – KBW Michael Wong – Truist Securities Operator Good afternoon and thank you for joining the First ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 20-3717839 (State or other jurisdiction of inc ...

| --- | --- | --- | --- | |-------|------------------|-----------------------------|---------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | LPL FINANCIAL HOLDINGS INC. | | | | Q4 | | 2021 EARNINGS KEY METRICS | | | February 3, 2022 | | | | | | | | | | | | | | | | | LPL Financial Member FINRA/SIPC | Notice to Investors: Safe Harbor Statement Statements in this presentation regarding LPL Financial Holdings Inc.'s (together with its subsidiaries, the "Company") futu ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q4 2021 Results Conference Call February 3, 2022 5:00 PM ET Company Participants Dan Arnold - President and CEO Matt Audette - CFO Conference Call Participants Alex Blostein - Goldman Sachs Bill Katz - Citigroup Steven Chubak - Wolfe Research Michael Cyprys - Morgan Stanley Kyle Voigt - KBW Gerry O'Hara - Jefferies Brennan Hawken - UBS Michael Young - Truist Securities Operator Good afternoon, and thank you for joining the Fourth Quarter 2021 Earnings Conference Cal ...

☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 or UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of in ...

| --- | --- | --- | --- | |-------|------------------|-----------------------------------------------------------|---------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | October 28, 2021 | LPL FINANCIAL HOLDINGS, INC. Q3 2021 EARNINGS KEY METRICS | | | | | | | | | | | LPL Financial Member FINRA/SIPC | Notice to Investors: Safe Harbor Statement Statements in this presentation regarding LPL Financial Holdings Inc.'s (together with its subsidiaries, the "Company") fut ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q3 2021 Earnings Conference Call October 28, 2021 5:00 PM ET Company Participants Dan Arnold - President and CEO Matt Audette - CFO Conference Call Participants Bill Katz - Citigroup Steven Chubak - Wolfe Research Alex Blostein - Goldman Sachs Michael Cyprys - Morgan Stanley Brennan Hawken - UBS Gerry O'Hara - Jefferies Devin Ryan - JMP Securities Operator Good afternoon, and thank you for joining the Third Quarter 2021 Earnings Conference Call for LPL Financial Hol ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) Delaware 20-3717839 4707 Executiv ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q2 2021 Earnings Conference Call July 29, 2021 5:00 PM ET Company Participants Dan Arnold - President and CEO Matt Audette - CFO Conference Call Participants Steven Chubak - Wolfe Research Bill Katz - Citigroup Michael Cyprys - Morgan Stanley Kyle Voigt - KBW Alex Blostein - Goldman Sachs Devin Ryan - JMP Securities LLC. Operator Good afternoon. And thank you for joining the second quarter 2021 earnings conference call for LPL financial holdings, Inc. Joining the ca ...