LPL Financial Holdings Inc. (NASDAQ:LPLA) Q2 2021 Earnings Conference Call July 29, 2021 5:00 PM ET Company Participants Dan Arnold - President and CEO Matt Audette - CFO Conference Call Participants Steven Chubak - Wolfe Research Bill Katz - Citigroup Michael Cyprys - Morgan Stanley Kyle Voigt - KBW Alex Blostein - Goldman Sachs Devin Ryan - JMP Securities LLC. Operator Good afternoon. And thank you for joining the second quarter 2021 earnings conference call for LPL financial holdings, Inc. Joining the ca ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of incorp ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q1 2021 Earnings Conference Call April 29, 2021 5:00 PM ET Company Participants Dan Arnold - President and CEO Matt Audette - Chief Financial Officer Conference Call Participants Bill Katz - Citigroup Steven Chubak - Wolfe Research Alex Blostein - Goldman Sachs Craig Siegenthaler - Credit Suisse Michael Cyprys - Morgan Stanley Chris Harris - Wells Fargo Gerry O'Hara - Jefferies Brennan Hawken - UBS Operator Good afternoon, and thank you for joining the First Quarter ...

| --- | --- | --- | |---------------------------------|------------------------------|---------------------------------| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Q1 2021 EARNINGS KEY METRICS | | | Q1 2021 Earnings April 29, 2021 | LPL Financial Holdings Inc. | | | | | LPL Financial Member FINRA/SIPC | Notice to Investors: Safe Harbor Statement Statements in this presentation regarding LPL Financial Holdings Inc.'s (together with its subsidiaries, the "Company") future fina ...

| --- | --- | |------------------------------------------------------|-------------------| | | | | | | | | | | LPL Financial | | | | | | Credit Suisse 22nd Annual Financial Services Forum | | | February 24, 2021 | | | | | | | Member FINRA/SIPC | Notice to Investors: Safe Harbor Statement Statements in this presentation regarding LPL Financial Holdings Inc.'s (together with its subsidiaries, the "Company") future financial and operating results, growth, priorities, business strategies and outlook, including ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) Delaware 20-3717839 (State or other jurisdiction of inc ...

Q4 2020 Earnings Key Metrics LPL Financial Holdings Inc. Q4 2020 Earnings February 4, 2021 LPL Financial Member FINRA/SIPC Member FINRA/SIPC 1 Notice to Investors: Safe Harbor Statement 2 Statements in this presentation regarding LPL Financial Holdings Inc.'s (together with its subsidiaries, the "Company") future financial and operating results, growth, priorities, business strategies and outlook, including forecasts and statements relating to the Company's future advisory and brokerage asset levels and mix ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q4 2020 Results Earnings Conference Call February 4, 2021 5:00 PM ET Company Participants Dan Arnold - President and CEO Matt Audette - Chief Financial Officer Conference Call Participants Steven Chubak - Wolfe Research Bill Katz - Citigroup Craig Siegenthaler - Credit Suisse Alex Blostein - Goldman Sachs Chris Harris - Wells Fargo Jeremy Campbell - Barclays Kyle Voigt - KBW Gerry O’Hara - Jefferies Chris Shutler - William Blair Michael Cyprys - Morgan Stanley Opera ...

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-34963 LPL Financial Holdings Inc. (Exact name of registrant as specified in its charter) (State or other jurisdiction of in ...

LPL Financial Holdings Inc. (NASDAQ:LPLA) Q3 2020 Results Earnings Conference Call October 29, 2020 5:00 PM ET Company Participants Dan Arnold - President and CEO Matt Audette - Chief Financial Officer Conference Call Participants Bill Katz - Citigroup Steven Chubak - Wolfe Research Alex Blostein - Goldman Sachs Craig Siegenthaler - Credit Suisse Michael Cyprys - Morgan Stanley Chris Harris - Wells Fargo Kyle Voigt - KBW Gerry O'Hara - Jefferies Will Cuddy - JP Morgan Operator Good afternoon. And thank you ...