陕西能源投资股份有限公司全体股东： 根据《企业内部控制基本规范》（以下简称《基本规范》）及其配套指引的规定 和其他内部控制监管要求，结合（陕西能源投资股份有限公司，以下简称"公司"） 公司内部控制制度和评价办法，在内部控制日常监督和专项监督的基础上，我们对公 司 2023 年 12 月 31 日（内部控制评价报告基准日）的内部控制有效性进行了评价。 一、重要声明 公司董事会、监事会及董事、监事、高级管理人员保证本报告内容不存在任何虚 假记载、误导性陈述或重大遗漏，并对报告内容的真实性、准确性和完整性承担个别 及连带法律责任。 建立健全并有效实施内部控制是公司董事会的责任；监事会对董事会建立与实施 内部控制进行监督；经理层负责组织领导公司内部控制的日常运行。 公司内部控制的目标是:合理保证经营合法合规、资产安全、财务报告及相关信 息真实完整，提高经营效率和效果，促进实现发展战略。由于内部控制存在固有局限 性，故仅能为实现上述目标提供合理保证。此外，由于情况的变化可能导致内部控制 变得不恰当，或对控制政策和程序遵循的程度降低，根据内部控制评价结果推测未来 内部控制的有效性具有一定的风险。 二、内部控制评价工作的总 ...

证券代码：001286 证券简称：陕西能源 公告编号：2024-016 陕西能源投资股份有限公司 第二届监事会第十次会议决议的公告 本公司及监事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 陕西能源投资股份有限公司（以下简称公司）第二届监事会第十次会议于 2024 年 4 月 25 日上午 11 时在陕西投资大厦十六楼会议室以现场方式召开。会 议通知已于 2024 年 4 月 12 日以电话、书面通知等方式通知全体监事。会议由公 司监事会主席王亮先生主持。本次会议应到监事5人，实际出席会议的监事5人。 本次会议的召集、召开符合《中华人民共和国公司法》等有关法律法规和《陕西 能源投资股份有限公司章程》的规定。 1．审议通过《关于审议 2023 年年度报告及其摘要的议案》 经审核，监事会认为董事会编制和审核公司《陕西能源投资股份有限公司 2023 年年度报告》《陕西能源投资股份有限公司 2023 年年度报告摘要》的程序 符合法律、行政法规和中国证监会的规定，报告内容真实、准确、完整地反映了 公司 2023 年年度的财务状况和经营成果，不存在任何虚假记 ...

证券代码：001286 证券简称：陕西能源 公告编号：2024-015 陕西能源投资股份有限公司 第二届董事会第十四次会议决议的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 陕西能源投资股份有限公司（以下简称公司）第二届董事会第十四次会议于 2024 年 4 月 25 日上午 9 时在陕西投资大厦十六楼会议室以现场方式召开。会议 通知已于 2024 年 4 月 12 日以电话、书面通知等方式通知全体董事、监事及高级 管理人员。本次会议应出席的董事 9 人，实际出席的董事 9 人（其中委托出席的 董事 1 名），董事长赵军先生因工作原因无法亲自出席本次会议，委托副董事长 王栋先生出席并投票表决。会议由王栋先生主持，公司监事、高级管理人员列席 了本次会议。本次会议的召集、召开符合《中华人民共和国公司法》等有关法律 法规和《陕西能源投资股份有限公司章程》的规定。 二、董事会会议审议情况 本次会议逐项审议并通过了以下议案： 1．审议通过《关于审议 2023 年年度报告及其摘要的议案》 《陕西能源投资股份有限公司 2023 年年度报告》已 ...

Revenue and Profit - Revenue for Q1 2024 reached ¥5,640,329,568, an increase of 10.39% compared to ¥5,109,420,883.70 in Q1 2023[4] - Net profit attributable to shareholders was ¥987,204,787.01, reflecting a growth of 15.30% from ¥856,238,005.28 in the same period last year[4] - Total operating revenue for Q1 2024 reached CNY 5,640,329,568, an increase of 10.4% compared to CNY 5,109,420,883.70 in Q1 2023[20] - Net profit for Q1 2024 was CNY 1,482,268,245.09, representing a growth of 6.2% from CNY 1,396,334,969.41 in Q1 2023[21] - The total comprehensive income attributable to the parent company was CNY 987,204,787.01, an increase of 15.3% compared to CNY 856,238,005.28 in the previous period[22] - The company’s total comprehensive income for the period was CNY 1,482,268,245.09, up 6.2% from CNY 1,396,334,969.41 in the previous period[22] Earnings and Shareholder Information - The basic earnings per share decreased by 7.74% to ¥0.2633 from ¥0.2854 in Q1 2023[4] - Basic and diluted earnings per share were both CNY 0.2633, down from CNY 0.2854 in the previous period, reflecting a decrease of 7.4%[22] - The number of ordinary shareholders at the end of the reporting period was 153,314[9] - The largest shareholder, Shaanxi Investment Group Co., Ltd., holds 64.31% of the shares[10] - The company reported a total of 11,665,001 shares purchased by the controlling shareholder, representing 0.31% of the total share capital[15] Assets and Liabilities - Total assets increased by 3.04% to ¥64,957,322,365.59 compared to ¥63,040,372,018.06 at the end of the previous year[4] - The company's total assets increased to CNY 64,957,322,365.59, up from CNY 63,040,372,018.06 year-over-year[19] - Total current assets increased to RMB 9.78 billion from RMB 8.99 billion, reflecting a growth of approximately 8.8%[17] - Total liabilities of the company rose to CNY 34,545,348,636.42, compared to CNY 33,453,552,008.82 in the same quarter last year[19] - Non-current liabilities decreased to CNY 21,273,907,806.75 from CNY 21,805,591,553.42 in the previous year[19] Cash Flow - Cash flow from operating activities was ¥2,337,206,061.96, a slight decrease of 0.59% compared to ¥2,351,178,154.13 in Q1 2023[4] - Cash inflow from operating activities totaled CNY 6,688,756,807.26, up 10.2% from CNY 6,068,785,600.34 in the previous period[23] - Net cash flow from operating activities was CNY 2,337,206,061.96, slightly down by 0.6% compared to CNY 2,351,178,154.13 in the previous period[23] - Cash outflow from investing activities was CNY 963,928,274.07, a decrease of 23.5% from CNY 1,259,707,583.61 in the previous period[24] - Net cash flow from investing activities was -CNY 962,917,680.52, an improvement from -CNY 1,259,685,562.21 in the previous period[24] - Cash inflow from financing activities was CNY 664,823,166.67, down 61.5% from CNY 1,729,420,297.10 in the previous period[24] - Net cash flow from financing activities was -CNY 555,299,055.24, compared to a positive CNY 262,698,460.79 in the previous period[24] - The ending balance of cash and cash equivalents was CNY 5,883,104,262.97, an increase of 36.5% from CNY 4,311,593,332.70 in the previous period[24] Investments and Projects - Investment income surged by 473.81%, indicating significant profit growth from associated companies[8] - The company is investing approximately RMB 3.53 billion in the construction of the Shaanxi Yan'an 2×350MW combined heat and power project, with a capital contribution of 20% from its subsidiary[15] - The company has approved an increase of RMB 1.121336 billion in capital for the construction of the Shaanxi Shangluo Power Plant Phase II (2×660MW) project, using RMB 834.5586 million from raised funds and RMB 286.7774 million from its own funds[16] - The first unit of the Qingshuichuan Energy Plant Phase III (2×1000MW) successfully passed a 168-hour continuous full-load test on January 15, 2024[14] Research and Development - Research and development expenses for Q1 2024 amounted to CNY 1,328,970.34, an increase from CNY 969,181.57 in Q1 2023[20]

陕西能源投资股份有限公司 控股股东及其他关联方资金占用情况的 专项说明 大华核字[2024]0011005014 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants (Special General Partnership) 午可的会计师 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http: 陕西能源投资股份有限公司 控股股东及其他关联方资金占用情况的专项说明 (截至 2023 年 12 月 31 日） | 目 录 | 页 次 | | --- | --- | | 控股股东及其他关联方资金占用情况的专项 | 1-2 | | 说明 | | | 陕西能源投资股份有限公司 2023 年度非经营 | 1-5 | | 性资金占用及其他关联资金往来情况汇总表 | | Í i i 控 股 股 东 及 其 他 关 联 方 资 金 占 用 情 况 的 专 项 说 明 大华核字[2024]0011005014 号 陕西能源投资股份有限公司全体股东: 我们接受委托,依据《中国注册会计师执业准则》审计了陕西能 源投资股份有限公司(以下简称陕西能源公司)2023年 ...

中信证券股份有限公司、西部证券股份有限公司 关于《金融服务协议》及相关风险控制措施2023年度执行情况 的核查意见 中信证券股份有限公司（以下简称"中信证券"或保荐人）、西部证券股份 有限公司（以下简称"西部证券"或"保荐人"）作为陕西能源投资股份有限公 司（以下简称"陕西能源"或"公司"）首次公开发行股票并在主板上市的保荐 人和持续督导机构，根据《证券发行上市保荐业务管理办法》《深圳证券交易所 股票上市规则（2023 年 8 月修订）》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作（2023 年 12 月修订）》《深圳证券交易所上市 公司自律监管指引第 7 号——交易与关联交易（2023 年修订）》和《深圳证券交 易所上市公司自律监管指引第 13 号——保荐业务》等有关规定，对陕西能源与 陕西投资集团财务有限责任公司（以下简称"财务公司"）签《金融服务协议》 及相关风险控制措施 2023 年度执行情形进行了核查，具体情况如下： 一、金融服务协议条款的完备性 经过公司第二届董事会第十一次会议审议了《关于与陕投集团财务公司续签 金融服务协议暨关联交易的议案》，公司与财务公司于 2023 ...

陕西能源投资股份有限公司 2023 年度募集资金存放与使用情况专项报告 一、募集资金基本情况 经中国证券监督管理委员会证监许可[2023] 587 号文核准，并经深圳证券 交易所同意，本公司由主承销商中信证券股份有限公司（以下简称"中信证券"）、 西部证券股份有限公司（以下简称"西部证券"）于 2023 年 3 月 29 日向社会公 众公开发行普通股（A 股）股票 75,000.00 万股，每股面值 1 元，每股发行价人 民币 9.60 元。截至 2023 年 4 月 4 日止，本公司共募集资金 7,200,000,000.00 元，扣除发行费用（不含增值税） 365,441,397.11 元，募集资金净额 6,834,558,602.89 元。 截至 2023 年 4 月 4 日，本公司上述发行募集的资金已全部到位，业经大华 会计师事务所（特殊普通合伙）以"大华验字[2023]000172 号"验资报告验证确 认。 截至 2023 年 12 月 31 日止，募集资金的存储情况列示如下： 注 1：《募集资金使用情况对照表》中募集资金结余金额与募集资金专项账户余额的差 异，系利息收入累计形成的金额。 截至 20 ...

Financial Performance - The company's operating revenue for 2023 was ¥19,452,826,607.90, a decrease of 4.10% compared to ¥20,285,170,834.78 in 2022[22]. - The net profit attributable to shareholders for 2023 was ¥2,555,693,443.09, representing an increase of 3.30% from ¥2,471,523,404.67 in 2022[22]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥2,526,367,090.78, up 4.18% from ¥2,422,422,702.27 in 2022[22]. - The total assets at the end of 2023 reached ¥63,040,372,018.06, an increase of 11.91% from ¥56,237,444,737.46 at the end of 2022[23]. - The net assets attributable to shareholders increased by 54.65% to ¥23,205,062,577.77 at the end of 2023, compared to ¥15,006,640,710.29 at the end of 2022[23]. - The cash flow from operating activities for 2023 was ¥7,133,297,555.72, a decrease of 19.88% from ¥8,902,967,372.95 in 2022[22]. - The basic earnings per share for 2023 was ¥0.73, down 10.98% from ¥0.82 in 2022[22]. - The weighted average return on equity for 2023 was 12.69%, a decrease of 4.93 percentage points from 17.62% in 2022[22]. - The company reported a total profit of 4.892 billion yuan, an increase of 3.52% year-on-year, with a net profit attributable to the parent company of 2.556 billion yuan, up 3.30% year-on-year[53]. Dividend and Shareholder Information - The company plans to distribute a cash dividend of 3.60 RMB per 10 shares to all shareholders, based on a total of 3,750,000,000 shares[4]. - The company has committed RMB 420,000,000 for the Qing Shui Chuan Energy Plant Phase III project, with 88.31% of the investment completed by the end of the reporting period[117]. - The company has also allocated RMB 180,000,000 for working capital, which has been fully utilized[117]. - The company is committed to maintaining a high dividend payout ratio, although specific future plans were not disclosed[142]. Operational Highlights - The company achieved a coal production of 23.29 million tons in 2023, contributing to the overall energy supply[47]. - The company completed the acquisition of a 46% stake in Xinjiang Lu'an Xiexin Energy Co., enhancing its operational capacity[46]. - The company’s total installed capacity reached 15.25 million kW, an increase of 36.5% compared to the previous year, which was 11.18 million kW[41]. - The company’s power generation for 2023 was 44.3 billion kWh, a decrease of 3.8% from 46.05 billion kWh in the previous year[41]. - The company’s sales volume of electricity reached 414.41 billion kWh, slightly down from 431.11 billion kWh in the previous year[41]. - The company’s average electricity price remained stable at 0.35 yuan per billion kWh, unchanged from the previous year[41]. Risk Management and Strategic Focus - The company reported a significant focus on risk management and future development strategies in its management discussion section[4]. - The company emphasizes the importance of understanding the differences between plans, forecasts, and commitments to mitigate investment risks[4]. - The company acknowledges the risk of coal price fluctuations impacting both its power generation costs and coal business revenues, and plans to leverage its coal-power integration strategy to mitigate these risks[133]. - The company faces risks from increasing competition in the electricity market and plans to actively participate in power trading to secure contracts and improve operational efficiency[134]. Environmental and Technological Initiatives - The company is committed to environmental sustainability, aligning with national "dual carbon" goals and enhancing its environmental management practices[130]. - The company is advancing intelligent mining technologies, with significant achievements in smart coal mining recognized at the national level[64]. - The company is focusing on the comprehensive utilization of solid waste, planning to analyze policies, technologies, and market conditions to develop a high-quality development strategy[88]. - The company is developing a smart operation management platform for electric vehicle charging and swapping services, aiming to enhance service quality and operational efficiency[87]. Research and Development - The company achieved a research and development investment of ¥10,335,833.25 in 2023, representing an increase of 11.93% compared to ¥9,234,374.34 in 2022[94]. - The company is investing 500 million RMB in R&D for new technologies aimed at enhancing operational efficiency[157]. - The number of R&D personnel remained stable at 167, with a slight decrease in the proportion of R&D personnel from 1.78% in 2022 to 1.76% in 2023[94]. Corporate Governance - The company has established a governance structure based on the shareholders' meeting, board of directors, and supervisory board, ensuring compliance with relevant laws and regulations[148]. - The company maintains an independent business system and has no asset occupation by the controlling shareholder or other enterprises under its control[145]. - The company has revised its internal reporting systems to strengthen insider information management following the latest regulations[141]. - The company held multiple board meetings throughout the reporting period, with significant decisions made on April 10, 2023, regarding the company's listing[191]. Market Expansion and Future Outlook - The company is planning to expand its market presence and explore mergers and acquisitions as part of its growth strategy[136]. - The company is considering strategic acquisitions to enhance its market position, with a budget of 1 billion RMB allocated for potential deals[157]. - The company has set a revenue guidance for 2024 at 12 billion RMB, indicating a growth target of 20%[170]. - The company is exploring new energy development plans and potential projects in the renewable energy sector[137].

本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 陕西能源投资股份有限公司（以下简称公司）第二届董事会第十四次会议于 2024 年 4 月 25 日上午 9 时在陕西投资大厦十六楼会议室以现场方式召开。会议 通知已于 2024 年 4 月 12 日以电话、书面通知等方式通知全体董事、监事及高级 管理人员。本次会议应出席的董事 9 人，实际出席的董事 9 人（其中委托出席的 董事 1 名），董事长赵军先生因工作原因无法亲自出席本次会议，委托副董事长 王栋先生出席并投票表决。会议由王栋先生主持，公司监事、高级管理人员列席 了本次会议。本次会议的召集、召开符合《中华人民共和国公司法》等有关法律 法规和《陕西能源投资股份有限公司章程》的规定。 二、董事会会议审议情况 证券代码：001286 证券简称：陕西能源 公告编号：2024-015 陕西能源投资股份有限公司 第二届董事会第十四次会议决议的公告 本次会议逐项审议并通过了以下议案： 1．审议通过《关于审议 2023 年年度报告及其摘要的议案》 《陕西能源投资股份有限公司 2023 年年度报告》已 ...

陕西能源投资股份有限公司 审计报告 大华审字[2024]0011004338 号 大华会计师事务所(特殊普通合伙) Da Hua Certified Public Accountants (Special General Partnership) 是否由具有执业许可的会 平台 (http://acc.mof.gov 您可使用手机"扫一扫"或进入"注册会计师行业统一监管 陕西能源投资股份有限公司 审计报告及财务报表 (2023 年 1 月 1 日至 2023 年 12 月 31 日止) | 日 | 求 | 页 次 | | --- | --- | --- | | 审计报告 | | 1-7 | | 已审财务报表 | | | | 合并资产负债表 | | 1-2 | | 合并利润表 | | 3 | | 合并现金流量表 | | 4 | | 合并股东权益变动表 | | 5-6 | | 母公司资产负债表 | | 7-8 | | 母公司利润表 | | 9 | | 母公司现金流量表 | | 10 | | 母公司股东权益变动表 | | 11-12 | | 财务报表附注 | | 1-118 | 大华会计师事务所 (特殊普说 北京市海 ...