紫光国芯微电子股份有限公司 章 程 （2023年度股东大会审议通过） 紫光国芯微电子股份有限公司章程 目 录 第一条 为维护紫光国芯微电子股份有限公司（以下简称"公司"）、股东 和债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司法》 (以下简称《公司法》)、《中华人民共和国证券法》(以下简称《证券法》)、 《中国共产党党章》和其他有关规定，制订本章程。 第二条 公司系依照《公司法》和其他有关规定成立的股份有限公司（以下 简称"公司"）。 公司经河北省人民政府冀股办[2001]88 号文批准，以发起设立方式由唐山 晶源裕丰电子有限责任公司变更设立；公司在河北省工商行政管理局注册登记， 取得营业执照，营业执照号：1300001001989。 第三条 公司于2005年4月26日经中国证券监督管理委员会（以下简称"中国 证监会"）核准，首次向社会公众发行人民币普通股2500万股，于2005年6月6 日在深圳证券交易所上市。 第四条 公司注册名称：紫光国芯微电子股份有限公司 | 第一章 总则………………………………………………………………………2 | | --- | | 第二章 经营宗旨和范围…………… ...

渤海证券股份有限公司 关于紫光国芯微电子股份有限公司 使用闲置募集资金进行现金管理的核查意见 渤海证券股份有限公司（以下简称"渤海证券"或"保荐机构"）作为紫光国芯 微电子股份有限公司（以下简称"紫光国微"或"公司"）公开发行可转换公司债券 （以下简称"国微转债"）的保荐机构，根据《证券发行上市保荐业务管理办法》 《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司规范运作》《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》《上市公司监管指引第 2 号——上市公司募集资金管理和使用 的监管要求》等有关法律法规和规范性文件的要求，对紫光国微拟使用公开发行 可转换公司债券募集资金进行现金管理事项进行了认真、审慎的核查，具体核查 意见如下： 一、募集资金基本情况 经中国证券监督管理委员会《关于核准紫光国芯微电子股份有限公司公开发 行可转换公司债券的批复》（证监许可[2021]1574 号）核准，公司于 2021 年 6 月向社会公开发行可转换公司债券 1500 万张，每张面值为人民币 100 元，募集 资金总额为人民币 150,000.00 万元，扣除承销费、保荐 ...

| 证券代码：002049 | 证券简称：紫光国微 | 公告编号：2024-024 | | --- | --- | --- | | 债券代码：127038 | 债券简称：国微转债 | | 紫光国芯微电子股份有限公司 关于使用自有资金购买银行理财产品的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 紫光国芯微电子股份有限公司（以下简称"公司"）于 2024 年 5 月 9 日召开 第八届董事会第九次会议，审议通过了《关于使用自有资金购买银行理财产品的 议案》，同意公司及合并报表范围内子公司使用额度不超过人民币 14 亿元（含本 数）的自有资金购买短期保本型银行理财产品，资金使用期限自本次董事会审议 通过之日起不超过 12 个月，在上述额度和期限内，资金可循环滚动使用。现将 相关情况公告如下： 一、使用自有资金购买银行理财产品概述 1、投资目的 为加强现金管理，提高资金的使用效率，在不影响公司正常经营的情况下， 公司及合并报表范围内子公司拟使用部分暂时闲置自有资金购买安全性较高、流 动性较好、风险可控的短期保本型银行理财产品，提高资金效益。 2、投资额度 拟 ...

本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 紫光国芯微电子股份有限公司（以下简称"公司"）第八届监事会第六次会 议通知于 2024 年 5 月 7 日以电子邮件的方式发出，会议于 2024 年 5 月 9 日上午 以通讯表决的方式召开。会议应参加表决的监事 3 人，实际参加表决的监事 3 人。会议符合《中华人民共和国公司法》和《公司章程》的有关规定。 会议以通讯表决的方式，审议通过如下议案： 1、会议以 3 票同意，0 票反对，0 票弃权的表决结果审议通过《关于使用闲 置募集资金进行现金管理的议案》，并发表意见如下： 经审核，监事会认为：公司在确保不影响募集资金投资计划正常进行和募集 资金安全的情况下，使用部分暂时闲置募集资金进行现金管理，不会影响募集资 金投资项目的正常建设，不存在变相改变募集资金用途的行为，有利于提高募集 资金使用效率，增加投资收益，不存在损害公司及全体股东利益的情形，符合相 关法律法规、规范性文件及《公司章程》等相关规定，监事会同意公司本次使用 不超过人民币 5 亿元（含本数）的暂时闲置募集资金进行现金管理。 | 证券代码：00204 ...

| 证券代码：002049 证券简称：紫光国微 | 公告编号：2024-027 | | --- | --- | | 债券简称：国微转债 债券代码：127038 | | 紫光国芯微电子股份有限公司 2023 年度股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、本次股东大会未出现否决提案的情形； 2、本次股东大会未涉及变更以往股东大会已通过的决议； 3、本次股东大会审议的第 4、6、7、8 项提案对中小投资者的表决单独计票。 一、会议召开情况 1、会议召开时间 现场会议召开时间为：2024年5月9日（星期四）下午14:30； 网络投票时间为：2024年5月9日，其中，通过深圳证券交易所交易系统进行 网络投票的具体时间为：2024年5月9日9:15-9:25、9:30-11:30和13:00-15:00；通 过深圳证券交易所互联网投票系统投票的具体时间为：2024年5月9日9:15至15:00 期间的任意时间。 二、会议出席情况 1、出席会议股东总体情况 参加本次股东大会现场会议及网络投票的股东共85名，代表有表决权的股份 1 29 ...

Investment Rating - The report maintains a "Buy" rating for the company, with a target price of 115.62 CNY per share based on a 35x PE valuation for 2024 [4][2]. Core Views - The company reported a revenue of 7.565 billion CNY in 2023, a year-on-year increase of 6.26%, while the net profit attributable to shareholders was 2.531 billion CNY, a decrease of 3.84% [2][3]. - In Q1 2024, the company experienced a revenue decline of 26.16% year-on-year, totaling 1.141 billion CNY, and a net profit drop of 47.44% to 307 million CNY [2][3]. - The company continues to lead in the integrated circuit design sector, having developed new products in specialized integrated circuits and smart security chips, with significant growth in sales and profits [2][3]. - R&D investment reached 1.633 billion CNY in 2023, an increase of 30.68%, enhancing the company's core competitiveness [2][3]. Financial Summary - Revenue projections for 2024 to 2026 are 9.183 billion CNY, 11.233 billion CNY, and 13.480 billion CNY, respectively, with growth rates of 21.4%, 22.3%, and 20.0% [3][7]. - The expected EPS for 2024, 2025, and 2026 are 3.30 CNY, 4.12 CNY, and 4.84 CNY, respectively [2][3]. - The company's ROE is projected to decline from 21.7% in 2023 to 18.6% in 2026 [3][7].

2024年5月6日 公司研究 产品技术保持领先地位，需求不振影响公司业绩 ——紫光国微（002049.SZ）跟踪报告之十 要点 买入（维持） 当 前价：58.50元 事件： 公司发布2023年年度报告，实现营业收入75.65亿元，同比增长6.26%；归母 作者 净利润25.31亿元，同比减少3.84%%；扣非归母净利润23.91亿元，同比减少 分析师：刘凯 2.88%。 执业证书编号：S0930517100002 021-52523849 公司发布2024年一季报，实现营业收入11.41亿元，同比减少26.16%；归母 kailiu@ebscn.com 净利润3.07亿元，同比减少47.44%；扣非归母净利润2.27亿元，同比减少 58.25%。 分析师：孙啸 执业证书编号：S0930524030002 点评： 021-52523857 sunxiao@ebscn.com 行业需求不足影响公司24年一季度业绩：公司24Q1销售收入和净利润同比下 滑，主要系公司特种集成电路业务下游需求不足，产品销量和单价下降导致。公 司24Q1毛利率为57.67%，同比下降8.98pct，净利率为27.42%，同比大幅下 市场 ...

Investment Rating - The report upgrades the investment rating to "Buy" [1][10]. Core Views - The company continues to enhance its product lineup, which supports its long-term investment value despite short-term pressures [2][3]. - The company's revenue for Q1 2024 was 1.141 billion yuan, a decrease of 26.16% year-on-year, with net profit attributable to shareholders at 307 million yuan, down 47.44% year-on-year [2][3]. - The company has a strong focus on R&D, with an annual investment of 1.633 billion yuan in 2023, representing 21.58% of its revenue, and has secured 149 patent authorizations [4][10]. Financial Performance Summary - In 2023, the company achieved a revenue of 7.565 billion yuan, a year-on-year increase of 6.26%, while net profit decreased by 3.84% to 2.531 billion yuan [4][11]. - The net cash flow from operating activities was 1.772 billion yuan, an increase of 2.63% year-on-year [4][11]. - As of the end of 2023, total assets were 16.865 billion yuan, a decrease of 3.82% from the beginning of the year, while equity attributable to shareholders increased by 2.55% to 11.954 billion yuan [2][4]. Product Development and Market Position - The company has successfully launched new product lines, including special Nand Flash and RF-SOC products, which have received positive market feedback [6][10]. - The company is recognized as one of the industry leaders in various product categories, with ongoing upgrades in network and interface products [6][10]. - The company is actively expanding its product spectrum to ensure sustainable future growth, including the establishment of a new production base for ultra-miniature quartz crystal resonators with a total investment of 355 million yuan [10][11]. Profit Forecast - The profit forecast for 2024-2026 estimates net profits of 2.793 billion yuan, 3.274 billion yuan, and 3.943 billion yuan, respectively, with corresponding EPS of 3.29 yuan, 3.85 yuan, and 4.64 yuan [10][11]. - The current price-to-earnings ratios are projected to be 17.80 times, 15.18 times, and 12.61 times for the respective years [10][11].

Financial Performance - The company's revenue for Q1 2024 was CNY 1.14 billion, a decrease of 26.16% compared to CNY 1.54 billion in the same period last year[3] - Net profit attributable to shareholders was CNY 306.70 million, down 47.44% from CNY 583.82 million year-on-year[3] - The basic earnings per share were CNY 0.3637, down 47.04% from CNY 0.6872 in the same period last year[3] - In Q1 2024, the company reported a net profit of CNY 312.80 million, a decrease of 46.0% compared to CNY 578.53 million in Q1 2023[26] - The company's operating profit for Q1 2024 was CNY 328.98 million, down 48.6% from CNY 637.75 million in the same period last year[26] - The total comprehensive income for Q1 2024 was CNY 313.24 million, compared to CNY 575.20 million in the same quarter last year[26] - The company reported a decrease in sales revenue from CNY 1.66 billion in Q1 2023 to CNY 1.14 billion in Q1 2024[27] Cash Flow and Assets - The net cash flow from operating activities was -CNY 271.98 million, a decline of 252.63% compared to CNY 181.20 million in the previous year[3] - The company's cash and cash equivalents decreased to approximately 2.41 billion yuan from 3.10 billion yuan at the beginning of the period, reflecting a decline of 22.3%[22] - Cash and cash equivalents at the end of Q1 2024 totaled CNY 2.29 billion, down from CNY 3.72 billion at the end of Q1 2023[28] - The company experienced a net cash outflow from investing activities of CNY 390.01 million, worsening from a net outflow of CNY 259.40 million in the previous year[28] - Total assets at the end of the reporting period were CNY 16.86 billion, a decrease of 3.82% from CNY 17.53 billion at the end of the previous year[4] - The company's total liabilities decreased to approximately 4.91 billion yuan from 5.80 billion yuan, a reduction of 15.3%[24] Shareholder Information - The total number of common shareholders at the end of the reporting period is 197,459[14] - Tibet Unisoc Chunhua Technology Co., Ltd. holds 26.00% of shares, totaling 220,901,326 shares[14] - The top 10 shareholders include entities such as Hong Kong Central Clearing Limited with 2.85% (24,205,000 shares) and China Construction Bank with 1.76% (14,972,595 shares)[14] - The company’s major shareholders do not have any known relationships or concerted actions among them[15] - The company’s stockholders did not participate in margin financing activities[15] - The total number of preferred shareholders is not applicable[18] - The company’s stock structure includes significant holdings by various investment funds, with the top 10 unrestricted shareholders holding substantial shares[14] Investments and Strategic Actions - The company transferred 35% equity of its subsidiary Unisoc Qingteng for RMB 102.27 million and acquired 65% equity of Unisoc Xinneng and Unisoc Anxin for RMB 4.37 million and RMB 3.29 million respectively[18] - Unisoc Qingteng is no longer included in the consolidated financial statements as of February 20, 2024, while Unisoc Xinneng and Unisoc Anxin are fully owned and included in the financial statements[19] - The company is focusing on optimizing its industrial layout through strategic equity adjustments[18] - The company approved an investment of 355 million yuan to establish a micro quartz crystal resonator production base, aiming for an annual production capacity of 768 million units[20] - The company is in the process of liquidating Wuxi Ziguang Microelectronics due to long-term operational losses and lack of funding, with the liquidation decision made on January 27, 2024[21] Operational Metrics - Total operating costs for Q1 2024 were approximately 896.49 million yuan, a decrease of 9.6% compared to 992.12 million yuan in Q1 2023[25] - Research and development expenses amounted to CNY 292.02 million, slightly down from CNY 310.87 million in Q1 2023[26] - Accounts receivable increased to approximately 4.46 billion yuan, up from 4.31 billion yuan, indicating a rise of 3.9%[22] - The company's equity attributable to shareholders increased to approximately 11.95 billion yuan from 11.66 billion yuan, reflecting a growth of 2.5%[24] - The weighted average return on equity was 2.60%, a decrease of 3.24 percentage points from 5.84% year-on-year[3] - The company reported a significant increase in credit impairment losses, which rose by 777.32% to CNY 21.46 million, attributed to higher provisions for bad debts[11] Audit and Compliance - The company has not undergone an audit for the Q1 2024 report[29]

出席本次年度业绩说明会的人员有：公司副董事长兼总裁谢文刚先生、独立 董事马朝松先生、副总裁乔志城先生、副总裁兼董事会秘书杜林虎先生、财务总 监杨秋平女士。 为充分尊重投资者、提升交流的针对性，现就公司 2023 年度业绩网上说明 会提前向投资者公开征集问题，广泛听取投资者的意见和建议。投资者可于 2024 年 5 月 7 日 15:00 之前访问 http://ir.p5w.net/zj/或扫描下方二维码，进入问题征集 专题页面。公司将在本次年度业绩说明会上对投资者普遍关注的问题进行回答。 欢迎广大投资者积极参与。 特此公告。 | 证券代码：002049 证券简称：紫光国微 | 公告编号：2024-022 | | --- | --- | | 债券简称：国微转债 债券代码：127038 | | 紫光国芯微电子股份有限公司 关于举行 2023 年度业绩网上说明会的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 紫光国芯微电子股份有限公司（以下简称"公司"）于 2024 年 4 月 18 日披 露了《2023 年年度报告》，为便于广大投资者进一步了解公司 20 ...