Jin Mao Partners 金 茂 凯 德 律 师 事 务 所 13F, Hong Kong New World Tower, No. 300 Huaihai Zhong Rd, Shanghai, 200021, P.R.C. 中国 上海 淮海中路300 号香港新世界大厦13 层 邮编：200021 Tel/电话:(8621) 6387 2000 Fax/传真:(8621) 6335 3272 上海金茂凯德律师事务所 关于上海华鑫股份有限公司 2026 年第一次临时股东会的法律意见书 致：上海华鑫股份有限公司 上海华鑫股份有限公司（以下简称"公司"） 2026 年第一次临时股东会（以 下简称"本次股东会"）于 2026 年 1 月 20 日下午在上海市徐汇区云锦路 277 号西岸数字谷二期 T3 楼栋五楼会议室召开。上海金茂凯德律师事务所（以下简 称"本所"）经公司聘请委派欧龙律师、游广律师出席会议，并根据《中华人民 共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》（以下简 称"《证券法》"）、中国证券监督管理委员会《上市公司股东会规则》《上海证 券交易所上市公司自律监管指引第 1 ...

Group 1 - The new materials sector presents growth opportunities, particularly in the solid-state battery industry, which is transitioning from semi-solid to fully solid-state, with engineering breakthroughs expected by 2026-2027 [1] - Key materials such as silicon-based anodes, lithium metal anodes, high-nickel ternary, lithium-rich manganese-based cathodes, and solid electrolytes are anticipated to see development due to this transition [1] - The demand for photoresists, a critical material in the supply chain, is strong, with a continuously expanding market size and a high reliance on imports for high-end products, accelerating the substitution process [1] Group 2 - In the phosphorus chemical sector, the rapid development of the energy storage market is expected to boost the demand for lithium iron phosphate and its upstream phosphoric acid [1] - The New Materials 50 ETF (159761) tracks the New Materials Index (H30597), which selects listed companies involved in advanced basic materials, key strategic materials, and cutting-edge new materials to reflect the overall performance of related securities [1]

Core Viewpoint - Huaxin Co., Ltd. has shown significant stock performance and financial growth, with a notable increase in revenue and net profit year-on-year, indicating strong operational performance and investor interest [1][2]. Financial Performance - As of September 30, 2025, Huaxin Co., Ltd. achieved operating revenue of 2.02 billion yuan, representing a year-on-year growth of 20,726.50% [2]. - The net profit attributable to shareholders for the same period was 506 million yuan, reflecting a year-on-year increase of 66.36% [2]. Stock Performance - On January 14, Huaxin's stock price increased by 2.04%, reaching 16.52 yuan per share, with a trading volume of 251 million yuan and a turnover rate of 1.45% [1]. - Year-to-date, the stock price has risen by 8.40%, with a 3.25% increase over the last five trading days and an 8.76% increase over the last 20 days [1]. Shareholder Information - As of September 30, 2025, the number of shareholders decreased by 5.50% to 61,600, while the average circulating shares per person increased by 5.82% to 17,219 shares [2]. - The top ten circulating shareholders include significant institutional investors, with notable changes in holdings among ETFs [3]. Dividend Distribution - Since its A-share listing, Huaxin Co., Ltd. has distributed a total of 1.711 billion yuan in dividends, with 378 million yuan distributed over the past three years [3].

2026 年第一次临时股东会 会议资料 2026 年 1 月 20 日 1 上海华鑫股份有限公司 2026 年第一次临时股东会会议资料 上海华鑫股份有限公司 2026 年第一次临时股东会会议资料 上海华鑫股份有限公司 2026 年第一次临时股东会会议资料目录 | 序号 | 内容 | 页码 | | --- | --- | --- | | 一 | 上海华鑫股份有限公司2026年第一次临时股东会有关规定 | 3 | | 二 | 2026年第一次临时股东会表决办法说明 | 4 | | 三 | 2026年第一次临时股东会议程 | 5 | | 1 | 公司关于修改《公司章程》的议案 | 6 | | 2 | 公司关于修改《公司董事会议事规则》的议案 | 8 | | 3 | 公司关于选举董事的议案 | 10 | 上海华鑫股份有限公司 2 上海华鑫股份有限公司 2026 年第一次临时股东会会议资料 上海华鑫股份有限公司 2026 年第一次临时股东会有关规定 为了维护投资者的合法权益，确保股东在本公司 2026 年第一次临时股东会期间依法 行使权利，保证股东会的正常秩序和议事效率，依据中国证券监督管理委员会《上市公司 股东会规则 ...

Group 1 - The securities sector experienced a short-term surge, with Huaxin Co., Ltd. rising over 7% [1] - Hualin Securities saw an increase of more than 5% [1] - Other securities firms such as Hu'an Securities, Changjiang Securities, and Northeast Securities also followed the upward trend [1]

Group 1 - The company, Huaxin Co., stated that it will disclose the number of shareholders at the end of the reporting period in its periodic reports [2]

Market Overview - On December 30, the securities sector declined by 0.21% compared to the previous trading day, with Hongta Securities leading the decline [1] - The Shanghai Composite Index closed at 3965.12, down 0.0%, while the Shenzhen Component Index closed at 13604.07, up 0.49% [1] Individual Stock Performance - Huayin Securities (002945) saw a closing price of 14.93, with an increase of 3.61% and a trading volume of 282,000 shares, totaling a transaction value of 422 million yuan [1] - Hongta Securities (601236) closed at 8.22, down 1.44%, with a trading volume of 188,700 shares and a transaction value of 156 million yuan [2] - The top gainers included Huayin Securities and Huaxin Co. (600621), which increased by 3.61% and 1.18% respectively, while the top losers included Hongta Securities and Dongxing Securities (601198), which decreased by 1.44% and 1.05% respectively [1][2] Capital Flow Analysis - The securities sector experienced a net outflow of 898 million yuan from institutional investors, while retail investors saw a net inflow of 339 million yuan [2] - The main capital inflows were observed in Huayin Securities, which had a net inflow of 62.70 million yuan from institutional investors, despite a net outflow from retail investors [3] - The overall capital flow indicates a mixed sentiment, with institutional investors pulling back while retail investors are still actively participating [2][3]

Core Viewpoint - The company, Shanghai Huaxin Co., Ltd., has announced the convening of its first extraordinary general meeting of shareholders for 2026, scheduled for January 20, 2026, to discuss various important resolutions [2][25]. Meeting Details - The meeting will be held on January 20, 2026, at 14:00 at the West Bank Digital Valley, Shanghai [2][25]. - Voting will be conducted through a combination of on-site and online methods using the Shanghai Stock Exchange's voting system [2][3]. - Shareholders must register for the meeting by January 14, 2026, and can do so via email or in person [12]. Agenda Items - The meeting will review several key proposals, including amendments to the company's articles of association and the election of a new board member [17][22]. - The company plans to propose a special action plan aimed at improving quality and efficiency, which has been approved by the board [20][32]. Financial Performance - For the first nine months of 2025, the company reported a revenue of 2.02 billion yuan, a year-on-year increase of 36.25%, and a net profit of 506 million yuan, up 66.36% [32]. - As of September 30, 2025, total assets reached 57.78 billion yuan, reflecting a 31.76% increase year-on-year [32]. Corporate Governance - The company emphasizes the importance of compliance and risk management, establishing a comprehensive risk management system to ensure sustainable development [37]. - Amendments to the company's governance documents have been made to align with the new Company Law [36]. Investor Relations - The company is committed to maintaining a stable dividend policy, having distributed cash dividends totaling over 1.6 billion yuan since its listing in 1992 [40]. - Future plans include enhancing investor communication and ensuring transparency in information disclosure [42].

Group 1 - The core point of the article is that Huaxin Co., Ltd. announced the approval of multiple proposals, including the amendment of a specific proposal, during the 24th meeting of its 11th Board of Directors [2][3]

证券代码：600621 证券简称：华鑫股份 编号：临 2025－047 上海华鑫股份有限公司 "提质增效重回报"专项行动方案 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 为贯彻落实国务院《关于进一步提高上市公司质量的意见》要求，积极响应 上海证券交易所《关于开展沪市公司"提质增效重回报"专项行动的倡议》，贯 彻"以投资者为本"的发展理念，切实保障和维护投资者合法权益，进一步增强 投资者信心，上海华鑫股份有限公司（以下简称"公司"）结合公司实际经营情 况及发展战略，制定了《"提质增效重回报"专项行动方案》（以下简称"本行 动方案"），具体内容如下： 一、聚焦主营业务，提升经营质量 公司践行金融服务实体经济的宗旨，持续改善收入结构和利润结构。在坚持 "金融科技引领业务发展"战略、加强创新能力、夯实技术优势的同时，通过提 升管理效率、改良业务模式、优化服务水平等方式寻求突破。2025 年，公司紧 扣金融科技战略主线，以精细化管理为支撑，统筹推进经营管理与创新突破，实 现业绩平稳增长与管理效能提升。2025 年 1-9 月，公司实 ...