中信证券股份有限公司 关于惠州硕贝德无线科技股份有限公司 2023年年度跟踪报告 | 保荐人名称：中信证券股份有限公司 | 被保荐公司简称：硕贝德（300322） | | --- | --- | | 保荐代表人姓名：刘坚 | 联系电话：0755-23835269 | | 保荐代表人姓名：印鹏 | 联系电话：0755-23835269 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 无 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不限于 防止关联方占用公司资源的制度、募集资金管理制 | 是 | | 度、内控制度、内部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是，根据《惠州硕贝德无线科技股份有限公 司2023年度内部控制评价报告》，发行人有 | | | 效执行了相关规章制度 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | ...

中信证券股份有限公司 关于惠州硕贝德无线科技股份有限公司 现场检查手段： 查阅了公司募集资金管理使用制度，查阅了募集资金专户银行对账单和募集资金 使用明细账，并对大额募集资金支付进行凭证抽查，查阅募集资金使用信息披露 文件和决策程序文件，实地查看募集资金投资项目现场，了解项目建设进度及资 金使用进度，取得上市公司出具的《惠州硕贝德无线科技股份有限公司 2023 年 度内部控制评价报告》和年审会计师出具的《关于惠州硕贝德无线科技股份有限 公 司 2023 年 度 募 集 资 金 存 放 与 实 际 使 用 情 况 鉴 证 报 告 》（ 容 诚 专 字 [2024]200Z0089 号），访谈公司高级管理人员。 2023 年度持续督导工作定期现场检查报告 | 保荐人名称：中信证券股份有限公司 被保荐公司简称：硕贝德 | | --- | | （以下简称"中信证券"或"保荐人"） | | 保荐代表人姓名：刘坚 联系电话：0755-23835269 | | 保荐代表人姓名：印鹏 联系电话：0755-23835269 | | 现场检查人员姓名：刘坚 | | 现场检查对应期间：2023 年 月 日-2023 年 月 日 1 ...

报告期内，国际形势错综复杂，经济复苏面临较大压力，行业竞争加剧，公 司指纹模组业务、新能源部品业务、散热组件业务出现亏损。公司因存货跌价损 失、固定资产减值损失、商誉减值损失等导致资产减值 9,820.52 万元，应收账款 坏账计提 2,304.85 万元，因其他非流动金融资产公允价值变动导致损失 1,288.52 万元。公司 2023 年营业收入 165,276.93 万元，同比增长 6.92%，2023 年归属于 上市公司股东的净利润-19,456.13 万元，同比下滑 124.65%，公司归属于上市公 司股东的净利润同比下滑幅度较大。根据公司 2024 年第一季度报告，2024 年一 季度归属于上市公司股东的净利润为-825.08 万元，较上年同期亏损 2,687.13 万 元大幅收窄。保荐人提请公司关注行业政策及国际经济贸易风险对公司业务的影 响，并积极做好经营应对和风险防范措施，强化经营风险防范意识。 附件：《中信证券股份有限公司关于惠州硕贝德无线科技股份有限公司 2023 年度持续督导工作定期现场检查报告》 中信证券股份有限公司 关于惠州硕贝德无线科技股份有限公司2023年度持续督导 工作现场检查 ...

中信证券股份有限公司关于 惠州硕贝德无线科技股份有限公司 向特定对象发行股票并在创业板上市 之持续督导保荐总结报告书 | 申报时间：2024 | | --- | | 年 月 保荐人编号：Z20374000 5 | 一、发行人基本情况 | 项目 | 内容 | | --- | --- | | 发行人名称 | 惠州硕贝德无线科技股份有限公司 （以下简称"硕贝德"、"公司"） | | 证券代码 | 300322.SZ | | 注册资本 | 465,746,427元 | | 注册地址 | 惠州市仲恺高新区东江高新科技产业园惠泽大道138号 | | 主要办公地址 | 惠州市仲恺高新区东江高新科技产业园惠泽大道138号 | | 法定代表人 | 朱坤华 | | 董事会秘书 | 黄刚 | | 联系电话 | 0752-2836716 | | 本次证券发行类型 | 向特定对象发行股票 | | 本次证券上市时间 | 2021年1月13日 | | 本次证券上市地点 | 深圳证券交易所 | 二、本次发行情况概述 经中国证券监督管理委员会出具的《关于同意惠州硕贝德无线科技股份有限 公司向特定对象发行股票注册的批复》（证监许可[2020]1 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥365,400,111.63, representing a 4.38% increase compared to ¥350,080,636.23 in the same period last year[3]. - The net profit attributable to shareholders was -¥8,250,756.60, a 69.30% improvement from -¥26,871,347.64 year-over-year[3]. - The net cash flow from operating activities was ¥32,107,973.10, a significant increase of 155.40% compared to -¥57,960,276.92 in Q1 2023[3]. - The net loss for Q1 2024 was CNY 11,634,483.70, compared to a net loss of CNY 25,231,572.43 in the same period last year, indicating an improvement in financial performance[22]. - The total comprehensive income for Q1 2024 was -11,956,550.55 CNY, compared to -25,316,703.04 CNY in the same period last year, indicating a 52.8% decrease in losses[23]. Assets and Liabilities - The total assets at the end of Q1 2024 were ¥2,772,411,500.66, down 3.85% from ¥2,883,539,924.87 at the end of the previous year[3]. - Current liabilities totaled CNY 1,384,291,163.88, down from CNY 1,506,173,332.29, a decrease of about 8.1%[19]. - The total equity attributable to shareholders decreased to CNY 1,025,484,863.23 from CNY 1,034,057,686.68, a decline of approximately 0.3%[21]. Cash Flow - The cash flow from financing activities showed a net outflow of -¥42,765,344.59, a decrease of 126.75% compared to a net inflow of ¥159,874,252.52 in the previous year[8]. - The net cash flow from investing activities was -22,141,762.55 CNY, slightly improved from -24,730,116.36 CNY in the same quarter last year[26]. - The total cash and cash equivalents at the end of Q1 2024 were 383,380,614.52 CNY, down from 598,590,726.57 CNY at the end of Q1 2023[26]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 57,965[10]. - The largest shareholder, Tibet Shobeyde Holdings Co., Ltd., holds 16.92% of shares, totaling 78,825,104 shares, with 44,500,000 shares pledged[10]. - The top ten shareholders hold a total of 78,825,104 unrestricted shares, with the largest unrestricted shareholder being Tibet Shobeyde Holdings Co., Ltd.[10]. - The company has a total of 22,202,315 restricted shares, with 1,676,250 shares released during the reporting period[14]. - The company’s actual control is held by Zhu Kunhua, who is also a significant shareholder with 2.78% of shares[10]. Operational Efficiency - The weighted average return on equity improved to -0.80% from -2.21% in the same period last year, reflecting better operational efficiency[3]. - The company reported a 34.52% increase in contract liabilities, rising to ¥11,665,459.28 from ¥8,672,234.74, indicating growth in pre-received payments[7]. - The basic earnings per share improved to -¥0.02 from -¥0.06, indicating a reduction in losses per share[3]. Investments and Subsidiaries - The company established a wholly-owned subsidiary, Huizhou Det Investment Co., Ltd., with a registered capital of 1 million RMB in February 2024[15]. - In March 2024, the company transferred 20% equity of Jiangsu Shobeyde Microelectronics Technology Co., Ltd. for 1 RMB, retaining 80% ownership[15]. - The subsidiary Huizhou Shobeyde Automotive Intelligent Technology Co., Ltd. acquired 20% equity of Huizhou Shobeyde Automotive Electronics Co., Ltd. for 549,000 RMB, achieving 100% ownership[16]. Research and Development - The company reported R&D expenses of CNY 35,756,161.12, slightly down from CNY 36,970,873.99, indicating a focus on cost management in innovation[22]. Other Information - The company received government subsidies amounting to ¥209,683.00, contributing to the overall financial performance[4]. - The company did not undergo an audit for the Q1 2024 report[28]. - The company has not disclosed any related party transactions among shareholders holding more than 5% of shares[10]. - The company’s financial report for Q1 2024 is pending further details[17].

1、召开时间：2024年4月25日（星期四）15:00-17:00 2、召开地点：价值在线（www.ir-online.cn） 3、召开方式：网络互动方式 二、参加人员 公司董事长朱坤华先生、总经理温巧夫先生、董事会秘书黄刚先生、财务负责 人陈忠琪先生、独立董事陈荣盛先生及保荐代表人印鹏先生（如遇特殊情况，参会 人员可能进行调整）。 证券代码：300322 证券简称：硕贝德 公告编号：2024-022 惠州硕贝德无线科技股份有限公司 关于举行 2023 年度网上业绩说明会的公告 公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误 导性陈述或者重大遗漏。 惠州硕贝德无线科技股份有限公司（以下简称"公司"）已于2024年4月13日 在巨潮资讯网上披露了《2023年年度报告》。为便于广大投资者更加全面深入地了 解公司2023年度经营成果、财务状况及未来发展规划，公司定于2024年4月25日（星 期四）15:00至17:00在"价值在线"（www.ir-online.cn）举行公司2023年度业绩说 明会。 一、说明会召开的时间、地点和方式 1 特此公告。 惠州硕贝德无线科技股份有限公司董事会 二0 ...

Financial Performance - The company reported a decline in net profit attributable to shareholders for 2023 due to losses in fingerprint module, new energy components, and thermal components businesses[4]. - The company plans to not distribute cash dividends, issue bonus shares, or increase share capital from reserves for the year[5]. - The company has made provisions for asset impairment based on prudent principles, impacting overall financial performance[4]. - The company's operating revenue for 2023 was ¥1,652,769,308.17, representing a 6.92% increase compared to ¥1,545,732,661.62 in 2022[25]. - The net profit attributable to shareholders was -¥194,561,319.72, a decrease of 124.65% from -¥86,605,158.85 in the previous year[25]. - The net cash flow from operating activities was -¥84,130,314.78, a significant decline of 157.40% compared to ¥146,559,834.19 in 2022[25]. - The total assets at the end of 2023 were ¥2,883,539,924.87, down 3.69% from ¥2,994,159,895.95 at the end of 2022[25]. - The net assets attributable to shareholders decreased by 16.00% to ¥1,034,057,686.68 from ¥1,231,001,194.35 in 2022[25]. - The basic and diluted earnings per share were both -¥0.42, a decline of 121.05% from -¥0.19 in 2022[25]. - The company experienced a net loss of -¥12,410,461.60 from non-recurring gains and losses in 2023, compared to a gain of ¥36,237,800.72 in 2022[33]. - The company has acknowledged uncertainty regarding its ability to continue as a going concern, as indicated by the negative net profit figures over the past three years[27]. Market Conditions - The company is facing challenges due to the global economic slowdown and slow recovery in consumer electronics demand[4]. - The global smartphone shipment is projected to recover in 2024, with an estimated 1.519 billion units shipped by 2025, driven by the further adoption of 5G applications[39]. - The new energy vehicle market in China is expected to grow at a compound annual growth rate of 35.1%, reaching a scale of 15.98 million units by 2026[40]. - Fixed asset investment in China's telecommunications industry reached ¥420.5 billion in 2023, with 5G investments totaling ¥190.5 billion, a year-on-year increase of 5.7%[38]. - In 2023, the production and sales of new energy vehicles in China reached 9.587 million and 9.495 million units, respectively, representing year-on-year growth of 35.8% and 37.9%[40]. Research and Development - The company holds 225 patents, including 53 invention patents, demonstrating its strong research and development capabilities in the communication industry[44]. - Research and development expenses amounted to ¥155,161,800, accounting for 9.39% of total revenue, with a focus on fields such as satellite antennas and millimeter-wave radar antennas[47]. - The number of R&D personnel increased by 5.33% to 474 in 2023[61]. - The company invested 200 million RMB in R&D for new technologies, focusing on 5G and IoT applications[120]. Operational Strategy - The company has adopted a just-in-time procurement model to minimize inventory risks associated with customized products[43]. - The company has initiated the "Automotive Business Headquarters Project" to expand its production lines for new energy vehicle components and smart automotive electronics[46]. - The company has established multiple manufacturing bases in regions including Huizhou, Suzhou, Anhui, and Vietnam, enhancing its production capacity[45]. - The company has improved production efficiency through existing equipment to meet customer demand despite the slowdown in market conditions[84]. - The company plans to allocate funds to the "Automotive Business Headquarters Project" and "Permanent Supplement of Working Capital" due to the rapid development of the new energy vehicle market[88]. Governance and Compliance - The report indicates that all board members attended the meeting to review the annual report, ensuring accountability[4]. - The company emphasizes the importance of risk awareness regarding forward-looking statements and plans[4]. - The company has established a governance structure that ensures effective operation among the shareholders' meeting, board of directors, supervisory board, and management[155]. - The company maintains independence in operations, assets, and finances, adhering to relevant laws and regulations[106]. - The company has a clear asset relationship with its controlling shareholders, ensuring no asset or fund occupation that harms other shareholders' interests[107]. - The company held 1 annual and 2 temporary shareholder meetings during the reporting period, ensuring compliance with legal procedures[104]. Employee and Management - The total number of employees at the end of the reporting period is 2,473, with 1,112 in the parent company and 1,361 in major subsidiaries[140]. - The professional composition includes 1,451 production personnel, 150 sales personnel, 474 technical personnel, 51 financial personnel, and 347 administrative personnel[140]. - The company has established a performance-based compensation policy that includes basic salary and performance bonuses, aligning with individual responsibilities and company performance[141]. - Employee training programs are conducted through a combination of online and offline methods to enhance professional skills and overall quality[142]. Environmental and Social Responsibility - The company received the "Pollution Reduction and Carbon Reduction Demonstration Award" from the Huizhou Zhongkai High-tech Industrial Development Zone Management Committee for its efforts in reducing carbon emissions[154]. - The company has implemented measures to reduce energy consumption and promote paperless operations, contributing to a stable operation of its rooftop solar photovoltaic power generation project[154]. - The company has not reported any significant environmental penalties during the reporting period, adhering to various environmental protection laws[154]. Future Outlook - The company provided guidance for 2024, expecting revenue to grow by 20% to 1.44 billion RMB[120]. - The company plans to expand its market presence and enhance product development in the upcoming year[189]. - The company is exploring potential mergers and acquisitions to enhance its competitive position in the market[189].

第一章 总则 第一条 为规范惠州硕贝德无线科技股份有限公司（下简称"公司"、"本公司"）募 集资金的管理和使用，提高募集资金使用效率，保护投资者的合法权益，根据《中华 人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》《上市 公司监管指引第 2 号—上市公司募集资金管理和使用的监管要求》《深圳证券交易所 创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上 市公司规范运作》等有关法律、法规、规范性文件和《惠州硕贝德无线科技股份有限 公司章程》（以下简称"《公司章程》"）的规定，结合公司的实际情况，制定本办法。 惠州硕贝德无线科技股份有限公司 募集资金管理办法 第二条 本办法所称募集资金，是指公司通过发行股票及其衍生品种，向投资者募 集并用于特定用途的资金，但不包括公司实施股权激励计划募集的资金。 第三条 公司募集的资金实行严格的专户管理，并限于募集文件所明确的投资项目 和计划使用，变更募集资金的用途，必须经过股东大会批准，并履行信息披露义务和 其他相关法律义务。 第四条 公司董事会负责建立健全募集资金管理制度，并确保本办法的有效实施， 公司应当制定募集资金的详细使 ...

惠州硕贝德无线科技股份有限公司 独立董事工作制度 第一章 总 则 第一条 为进一步完善惠州硕贝德无线科技股份有限公司（以下简称"公司"）的 治理结构，强化对董事会及管理层的约束和监督制度，更好的维护中小股东的利益， 根据《中华人民共和国公司法》《上市公司独立董事管理办法》等法律、行政法规、 规范性文件的有关规定以及《惠州硕贝德无线科技股份有限公司章程》（以下简称《公" 司章程》"）的规定，制定本制度。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与其所受聘的公司 及其主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能影响其进行 独立客观判断关系的董事。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人等单位或者个 人的影响。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务，应当按照法律、行政 法规、中国证券监督管理委员会（以下简称"中国证监会"）规定、证券交易所业务规 则和公司章程的规定，认真履行职责，在董事会中发挥参与决策、监督制衡、专业咨 询作用，维护公司整体利益，保护中小股东合法权益。 第四条 公司独立董事占董事会成员的比例不得低于三分之一，且至少包括一名 会计专业人士 ...

惠州硕贝德无线科技股份有限公司 2023年独立董事述职报告（张耀平） 作为惠州硕贝德无线科技股份有限公司（以下简称"公司"）的独立董事，本 人严格按照《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》（以下简称"《证券法》"）、《上市公司自律监管指引第 2 号—— 创业板上市公司规范运作》等法律、法规、规范性文件以及《惠州硕贝德无线科 技股份有限公司章程》（以下简称"《公司章程》"）和《惠州硕贝德无线科技股 份有限公司独立董事工作制度》的规定，勤勉尽责，及时了解公司的生产经营情 况，认真审议公司董事会各项议案，维护公司整体利益和全体股东，尤其是中小 股东的合法权益。 现将 2023 年度履行独立董事职责情况汇报如下： 一、独立董事的基本情况 本人张耀平，男，1958年出生，中国国籍，具有新加坡永久居留权，香港中 文大学电子工程博士。曾任太原理工大学教授、香港大学客座教授及香港城市大 学研究员，现任新加坡南洋理工大学教授，兼任惠州硕贝德无线科技股份有限公 司独立董事及深圳国人科技股份有限公司独立董事。 报告期内，本人任职符合《上市公司独立董事管理办法》独立性要求，不存 在影响独立性的 ...