证券代码：300423 证券简称： 昇辉科技 公告编号：2024-038 昇辉智能科技股份有限公司 第五届监事会第四次临时会议决议公告 为进一步提升公司规范运作水平，维护公司及股东的合法权益，建立健全 内部管理机制，根据《中华人民共和国公司法（2023 修订）》《深圳证券交易 所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号—— 创业板上市公司规范运作》等的有关规定，并结合公司自身实际情况和《公司 章程》修订情况，公司对《监事会议事规则》进行了修订。 具体内容详见公司同日在深圳证券交易所网站（http://www.szse.cn）及巨潮 资讯网（http://www.cninfo.com.cn）披露的《监事会议事规则》。 表决结果：3 票同意、0 票反对、 0 票弃权。 本议案尚需提交公司股东会审议。 二、备查文件 1、公司第五届监事会第四次临时会议决议 特此公告。 昇辉智能科技股份有限公司监事会 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 昇辉智能科技股份有限公司（以下简称"公司"）第五届监事会第四次临 时会议通知于 2024 年 1 ...

证券代码：300423 证券简称：昇辉科技 公告编号：2024-039 昇辉智能科技股份有限公司 关于控股子公司出售股权资产的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、交易概述 昇辉智能科技股份有限公司（以下简称"公司"）于 2024 年 11 月 19 日召 开第五届董事会第四次临时会议，审议通过了《关于控股子公司出售股权资产的 议案》，同意控股子公司昇辉控股有限公司（以下简称"昇辉控股"）向公司供 应商天门乐可邦照明有限公司（以下简称"乐可邦"）出售持有的上海九嶷投资 管理有限公司（以下简称"上海九嶷""标的公司"）100%的股权，股权交易 价格为 13,267.69 万元，同时乐可邦同意代上海九嶷向昇辉控股偿还 4,582.31 万 元的债务。昇辉控股与乐可邦已于 2024 年 11 月 19 日签署关于股权转让及承担 债务的《股权转让协议》。本次交易完成后，公司不再持有标的公司股权。 本次交易总价占上市公司最近一年经审计净资产的 12.22%，根据《深圳证 券交易所股票上市规则》和《公司章程》等有关规定，本次交易事项属于公司董 事会决策 ...

昇辉智能科技股份有限公司 董事会议事规则 第一章 总 则 第一条 为规范昇辉智能科技股份有限公司（以下简称"公司"）董事会内 部机构及运作程序，确保董事会依法运作，提高工作效率和进行科学决策，公司 根据《中华人民共和国公司法》《中华人民共和国证券法》和《昇辉智能科技股 份有限公司章程》（以下简称"《公司章程》"）等有关规定，制定本规则。 第二条 公司依法设立董事会，董事会是公司的经营决策机构和执行机构， 行使《公司章程》及股东会赋予的职权。董事会对股东会负责，向其报告工作， 在股东会闭会期间对内管理公司事务。 第二章 董事会的构成、职权 第三条 董事会由九名董事组成，其中三名为独立董事，且独立董事中应至 少包括一名会计专业人士。董事会设董事长一名，设副董事长一名。 董事由股东会选举或更换，并可在任期届满前由股东会解除其职务。董事任 期三年，任期届满可连选连任。独立董事连续任职不得超过六年，在公司连续任 职独立董事已满六年的，自该事实发生之日起三十六个月内不得被提名为公司独 立董事候选人。 第四条 董事会行使下列职权： （一）召集股东会，并向股东会报告工作； （二）执行股东会的决议； （三）决定公司的经营计划和 ...

证券代码：300423 证券简称：昇辉科技 公告编号：2024-040 昇辉智能科技股份有限公司 关于变更经营范围、修订《公司章程》及部分治理制度的公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 昇辉智能科技股份有限公司（以下简称"公司"）于2024年11月19日召开 第五届董事会第四次临时会议，审议通过了《关于变更公司经营范围的议案》 《关于修订<公司章程>及部分治理制度的议案》，公司于同日召开第五届监事 会第四次临时会议，审议通过《关于修订<监事会议事规则>的议案》。现将相 关情况公告如下： 一、经营范围变更情况 二、修订《公司章程》的情况 鉴于上述经营范围变更情况及根据《中华人民共和国公司法（2023修订）》 （以下简称"《公司法》"）等相关法律法规和规范性文件的规定，并结合公 司实际情况，拟对《公司章程》相关条款进行相应的修订和完善，具体修订内 容如下（修改的内容以加粗字体显示）： | 修订前 | 修订后 | | --- | --- | | 第七条 总经理为公司的法定代表人。 | 第七条 总 经 理 为 公 司 的 法 定 代 表 | | | 人 ...

昇辉智能科技股份有限公司 股东会议事规则 第一章 总 则 第一条 为保证昇辉智能科技股份有限公司（以下简称"公司"）股东会的 正常秩序和规范运作，提高股东会的议事效率，维护股东的合法权益，根据 《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国 证券法》《上市公司股东大会规则》和《昇辉智能科技股份有限公司章程》 （以下简称"《公司章程》"）的规定，特制定本规则。 （二）公司未弥补的亏损达实收股本总额1/3时； （三）单独或者合计持有公司10%以上股份的股东请求时； （四）董事会认为必要时； 第二条 公司应当严格按照法律、行政法规、本规则及公司章程的相关规定 召开股东会，保证股东能够依法行使权利。 公司董事会应当切实履行职责，认真、按时组织股东会。公司全体董事应 当勤勉尽责，确保股东会正常召开和依法行使职权。 第三条 股东会分为年度股东会和临时股东会。年度股东会每年召开一次， 应当于上一会计年度结束后的6个月内举行。临时股东会不定期召开。 出现《公司法》和《公司章程》规定的应当召开临时股东会的情形时，临 时股东会应当在2个月内召开，包括： （一）董事人数不足《公司法》规定人数或者《公司章程》所 ...

证券代码：300423 证券简称：昇辉科技 公告编号：2024-035 昇辉智能科技股份有限公司 第五届董事会第三次临时会议决议公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 董事会认为：公司编制和审核《2024年第三季度报告》的程序符合相关法律 法规，报告内容真实、准确、完整地反映了公司2024年第三季度经营的实际情况， 不存在虚假记载、误导性陈述或重大遗漏。 具体内容详见公司同日在深圳证券交易所网站（http://www.szse.cn）及巨潮 资讯网（http://www.cninfo.com.cn）披露的《2024年第三季度报告》。 表决结果：9 票同意、0 票反对、 0 票弃权。 二、审议通过《关于调整第五届董事会审计委员会委员的议案》 根据《上市公司独立董事管理办法》等法律法规的相关规定，董事会审计委 员会成员应当为不在上市公司担任高级管理人员的董事。为进一步完善公司治理 结构，保障董事会审计委员会规范运作，公司董事会对第五届董事会审计委员会 部分成员进行调整。调整完成后，公司董事、副总经理、董事会秘书谭海波先生 不再担任审计委员会委员职务， ...

证券代码：300423 证券简称： 昇辉科技 公告编号：2024-036 昇辉智能科技股份有限公司 经审核，监事会认为公司董事会编制和审核公司《2024年第三季度报告》 的程序符合法律、行政法规和中国证监会的规定，报告内容真实、准确、完整 地反映了公司的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏。 具体内容详见公司同日在深圳证券交易所网站（http://www.szse.cn）及巨潮 资讯网（http://www.cninfo.com.cn）披露的《2024年第三季度报告》。 表决结果：3 票同意、0 票反对、 0 票弃权。 备查文件 1.公司第五届监事会第三次临时会议决议 特此公告。 昇辉智能科技股份有限公司监事会 2024年10月23日 第五届监事会第三次临时会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假记 载、误导性陈述或重大遗漏。 昇辉智能科技股份有限公司（以下简称"公司"）第五届监事会第三次临 时会议通知于 2024 年 10 月 21 日以专人送出等方式发出，会议于 2024 年 10 月 23 日在公司会议室召开，应参加会议监事 3 人，实际参加会议监 ...

Revenue and Profit - Revenue for Q3 2024 was CNY 423,721,378.09, a decrease of 19.21% year-over-year, and year-to-date revenue reached CNY 1,055,840,040.71, down 40.97% compared to the same period last year[2]. - Net profit attributable to shareholders for Q3 2024 was CNY 4,362,523.98, a decline of 69.23% year-over-year, while year-to-date net profit was CNY 16,281,579.98, an increase of 103.26%[2]. - Basic earnings per share for Q3 2024 was CNY 0.0088, down 69.12% year-over-year, with year-to-date earnings per share at CNY 0.0327, an increase of 103.26%[2]. - Total operating revenue for the current period is ¥1,055,840,040.71, a decrease of 41% compared to ¥1,788,689,274.02 in the previous period[13]. - Net profit for the current period is ¥8,561,835.61, a significant recovery from a net loss of ¥504,618,553.26 in the previous period[14]. - The company reported a basic earnings per share of ¥0.0327, compared to a loss per share of ¥1.0043 in the previous period[15]. Assets and Liabilities - Total assets as of the end of Q3 2024 were CNY 3,366,252,439.39, reflecting a 2.98% increase from the end of the previous year[2]. - The company’s investment properties increased by 339.07% to CNY 162,853,275.94, indicating expansion in this area[5]. - Total current liabilities increased to ¥1,855,163,579.91 from ¥1,772,167,656.84[11]. - The total liabilities increased to ¥1,884,109,508.34 from ¥1,807,283,288.32, indicating a rise of approximately 4.25%[12]. - The total equity attributable to shareholders of the parent company increased to ¥1,489,010,999.63 from ¥1,460,811,330.79, reflecting a growth of about 1.93%[12]. Cash Flow - Cash flow from operating activities for Q3 2024 was a net outflow of CNY 145,541,910.17, a decrease of 106.32% compared to the same period last year[6]. - The net cash flow from operating activities was -145,541,910.17, compared to -70,542,758.28 in the previous year, indicating a decline in operational performance[17]. - The total cash outflow from operating activities was 926,736,335.96, compared to 2,154,467,928.17 in the previous year, showing a reduction in cash outflows[17]. - Cash inflow from financing activities totaled 112,455,550.87, down from 353,295,792.46 in the previous year, indicating reduced financing activity[18]. - The net cash flow from financing activities was 26,496,467.11, compared to -442,720,566.65 in the previous year, showing an improvement in financing conditions[18]. Expenses - Research and development expenses for Q3 2024 were CNY 27,596,031.13, a decrease of 55.83% year-over-year[6]. - The company’s financial expenses decreased by 80.01% to CNY 1,872,022.12, attributed to adjustments in financing structure and reduced borrowing[6]. - The cash paid to employees was 95,971,599.31, compared to 125,232,270.63 in the previous year, reflecting a decrease in payroll expenses[17]. - The cash paid for taxes was 48,878,600.16, down from 74,332,580.59 in the previous year, indicating a reduction in tax liabilities[17]. Shareholder Information - The total number of common shareholders at the end of the reporting period is 23,385[7]. - The top shareholder, Li Zhaoqiang, holds 23.15% of shares, totaling 115,194,849 shares[7].

万和证券股份有限公司 关于 昇辉智能科技股份有限公司 详式权益变动报告书 之 持续督导总结报告 财务顾问 二〇二四年九月 声明 万和证券股份有限公司（以下简称"万和证券"或"财务顾问"）接受李昭强先 生的委托，担任其本次权益变动的财务顾问。根据《上市公司收购管理办法》的 规定，本财务顾问自 2023 年 7 月 10 日上市公司公告《昇辉智能科技股份有限公 司详式权益变动报告书》起至本次权益变动完成后 12 个月内对李昭强先生履行 持续督导职责。 上市公司于 2024 年 8 月 30 日披露了 2024 年半年度报告，根据《证券法》 和《上市公司收购管理办法》等法律法规的规定，万和证券通过日常沟通，结合 昇辉科技披露 2024 年半年度报告出具本持续督导意见。 本持续督导意见根据上市公司公开披露的相关材料编制，本财务顾问未委托 或授权其他任何机构或个人提供未在本持续督导意见中列载的信息和对本持续 督导意见作任何解释或者说明。同时本财务顾问提请投资者认真阅读上市公司发 布的定期报告及其他信息披露文件。 1 | 声明 1 | | --- | | 释义 3 | | 一、上市公司权益变动情况及标的股份过户情况 4 ...

Financial Performance - Revenue for the first half of 2024 was CNY 632,118,662.62, a decrease of 50.00% compared to CNY 1,264,236,516.32 in the same period last year[10] - Net profit attributable to shareholders was CNY 11,919,056.00, a significant improvement from a loss of CNY 513,828,980.25 in the previous year, representing a 102.32% increase[10] - Basic and diluted earnings per share were CNY 0.0240, recovering from a loss of CNY 1.03 per share in the previous year, marking a 102.33% increase[10] - The company reported a net loss of CNY 939,706,437.81, slightly improved from a loss of CNY 951,625,493.81 in the previous period[87] - The company reported a comprehensive income total of ¥14,736,815.29 for the first half of 2024, compared to a loss of ¥521,422,459.75 in the first half of 2023[93] - The total comprehensive income for the first half of 2024 was a loss of approximately ¥32.35 million, compared to a loss of ¥3.46 million in the first half of 2023[96] Cash Flow and Liquidity - The net cash flow from operating activities was negative CNY 75,206,948.85, down 145.26% from CNY 166,174,932.59 in the same period last year[10] - The cash flow from operating activities showed a net outflow of approximately ¥75.21 million in the first half of 2024, contrasting with a net inflow of ¥166.17 million in the same period of 2023[97] - The company faces cash flow liquidity risks due to the financial pressures of major clients, which could impact cash flow if large receivables are not collected on time[49] - The company is implementing measures to accelerate receivables collection and negotiate payment terms with suppliers to mitigate liquidity risks[49] Assets and Liabilities - Total assets increased by 3.70% to CNY 3,389,798,904.34 from CNY 3,268,946,294.90 at the end of the previous year[10] - Total liabilities reached CNY 1,913,399,082.47, up from CNY 1,807,283,288.32, marking a growth of around 5.9%[87] - The total number of ordinary shares remains unchanged at 497,511,290.00 CNY, reflecting stability in share capital[108] - The total accounts receivable at the end of the period amounted to ¥2,407,444,180.00, a decrease from ¥2,444,877,964.93 at the beginning of the period, representing a decline of approximately 1.53%[184] Business Segments and Operations - The main business segments include electrical equipment, LED lighting, smart city solutions, and hydrogen energy, with a strategic focus on "smart + dual carbon" since 2020[15] - The company has established a subsidiary, Shenghui New Energy Co., Ltd., to operate in the hydrogen energy sector, investing in parts of the hydrogen industry chain and operating large-scale electrolysis hydrogen production equipment[15] - The company’s LED lighting business encompasses various products, including outdoor and indoor lighting solutions, aimed at enhancing energy efficiency through AI monitoring and smart dimming systems[20] - The smart city solutions provided by the company include customized systems for hotels, communities, and households, featuring smart monitoring, lighting control, and security systems[21] Research and Development - Research and development expenses decreased to ¥18,982,164.03 in the first half of 2024, down 47.5% from ¥36,204,431.94 in the first half of 2023[92] - The company is increasing investment in technology innovation and product development to meet the needs of large industrial enterprises and smart city clients[48] Shareholder Information - The largest shareholder, Li Zhaoqiang, holds 23.15% of the shares, totaling 115,194,849 shares, with 86,396,137 shares under lock-up[77] - The total number of shareholders at the end of the reporting period was 27,702, with no changes in the number of shareholders with priority voting rights[77] - The company did not engage in any repurchase agreements during the reporting period, maintaining stability in its shareholder structure[79] Risk Management - The report highlights potential risks and countermeasures that the company may face in the future[1] - The company is enhancing risk control by strengthening client performance assessments and monitoring contract execution and payment progress[50] Environmental and Regulatory Compliance - The company has passed the ISO 14001:2015 environmental management system certification, indicating a commitment to environmental protection[56] - The company has not faced any administrative penalties related to environmental issues during the reporting period[56] Accounting and Financial Reporting - The half-year financial report has not been audited[64] - The company adheres to the accounting standards for enterprises, ensuring that the financial statements reflect a true and complete picture of its financial status[115] - The company has not reported any significant changes in accounting policies or prior period error corrections, maintaining consistency in financial reporting[107] Bad Debt and Receivables - The provision for bad debts at the end of the period was ¥1,311,415,733.59, which is 54.47% of the total accounts receivable, compared to 54.25% at the beginning of the period[188] - The company recorded a write-off of bad debts amounting to ¥20,904,534.67 during the period[188] - The largest customer, Country Garden Group, accounted for 54.87% of the total accounts receivable and contract assets, with a total balance of ¥1,364,798,494.53[189]