截至 2023 年末，立信拥有合伙人 278 名、注册会计师 2,533 名、从业人员总数 10,730 名，签署过证券服务业务审 计报告的注册会计师 693 名。 （二）投资者保护能力 晋能控股山西煤业股份有限公司 关于立信会计师事务所（特殊普通合伙）的履职情况 评估报告 晋能控股山西煤业股份有限公司（以下简称"公司"）聘 请立信会计师事务所（特殊普通合伙）（以下简称"立信"） 作为公司 2023 年度审计机构。根据《国有企业、上市公司选 聘会计师事务所管理办法》，公司对立信在 2023 年度的审计 工作履职情况进行了评估。经评估，公司认为立信资质等方面 合规有效，履职保持独立性，勤勉尽责，具体情况如下： 一、会计师事务所的基本情况 （一）基本信息 立信会计师事务所（特殊普通合伙）由我国会计泰斗潘序 伦博士于 1927 年在上海创建，1986 年复办，2010 年成为全国 首家完成改制的特殊普通合伙制会计师事务所，注册地址为上 海市。立信是国际会计网络 BDO 的成员所，长期从事证券服务 业务，新证券法实施前具有证券、期货业务许可证，具有 H 股审计资格，并已向美国公众公司会计监督委员会（PCAOB） 注册 ...

第二条 公司独立董事议事时，应严格遵守本制度规定的程序，行使法律、 行政法规、部门规章以及《公司章程》赋予的职权。 第二章 独立董事的任职资格 第三条 担任独立董事应当符合下列基本条件： 晋能控股山西煤业股份有限公司独立董事工作制度 第一章 总 则 第一条 为保证晋能控股山西煤业股份有限公司（以下简称"公司"或"本 公司"）规范运作和公司独立董事依法行使职权，确保独立董事议事程序，完善 独立董事制度，提高独立董事工作效率和科学决策能力，充分发挥独立董事的作 用，维护公司和董事的合法权益，根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《上市公司独立董 事管理办法》（以下简称"《管理办法》"）和《晋能控股山西煤业股份有限公司章 程》（以下简称"《公司章程》"）及其他有关法律、行政法规和规范性文件，制定 本制度。 （一）根据法律、行政法规和其他有关规定，具备担任上市公司董事的资格； （二）符合本办法第六条规定的独立性要求； （三）具备上市公司运作的基本知识，熟悉相关法律法规和规则； （四）具有五年以上履行独立董事职责所必需的法律、会计或者经济等工作 经 ...

晋能控股山西煤业股份有限公司 关于大同煤矿集团财务有限责任公司 的风险评估报告 根据上交所《上海证券交易所上市公司自律监管指引第 5 号—交 易与关联交易》的要求，晋能控股山西煤业股份有限公司（以下简称 "晋控煤业"或"本公司"）通过查验大同煤矿集团财务有限责任公 司（以下简称"财务公司"）的《营业执照》与《金融许可证》等资 料，并审阅了包括资产负债表、利润表、现金流量表等在内的财务公 司的定期财务报告，对其经营资质、业务和风险状况进行了评估，具 体情况报告如下： 一、 大同煤矿集团财务有限责任公司基本情况 (一)公司简介 大同煤矿集团财务有限责任(以下简称"财务公司")经银监复 〔2013〕68 号文批准由晋能控股煤业集团有限公司（原大同煤矿集 团有限责任公司，以下简称"煤业集团"）和晋能控股山西煤业股份 有限公司（原大同煤业股份有限公司）于 2013 年 2 月共同出资设立， 注册资本：100,000.00 万元人民币，其中：煤业集团出资 80,000.00 万元，占财务公司注册资本的 80%；晋控煤业出资 20,000.00 万元， 占财务公司注册资本的 20%。 2015 年财务公司经山西省国资委《关 ...

Financial Performance - The company achieved a net profit attributable to shareholders of RMB 3,300,812,740.80 in 2023, representing an increase of 8.27% compared to RMB 3,048,741,588.58 in 2022[7]. - Operating revenue for 2023 was RMB 15,341,619,531.62, a decrease of 4.6% from RMB 16,081,691,589.86 in 2022[25]. - The net cash flow from operating activities increased by 9.41% to RMB 6,168,757,447.19 in 2023, up from RMB 5,638,019,384.83 in 2022[25]. - The company's total assets decreased by 10.76% to RMB 37,674,524,722.73 at the end of 2023, down from RMB 42,218,384,893.14 at the end of 2022[25]. - The net assets attributable to shareholders increased by 16.24% to RMB 16,896,831,797.79 at the end of 2023, compared to RMB 14,536,022,213.01 at the end of 2022[25]. - Basic earnings per share for 2023 were RMB 1.97, an increase of 8.24% from RMB 1.82 in 2022[26]. - The weighted average return on equity decreased by 2.17 percentage points to 20.89% in 2023, down from 23.06% in 2022[26]. - The company plans to distribute a cash dividend of RMB 7.90 per 10 shares, totaling RMB 1,322,223,000.00[7]. - The company does not plan to allocate statutory reserve funds for the year 2023[7]. Production and Sales - In 2023, the company's raw coal production reached 34.69 million tons, an increase of 5.75% year-on-year, while the sales volume of commercial coal was 30.10 million tons, up 10.21% year-on-year[34]. - The coal business revenue amounted to 14.9 billion yuan, a decrease of 4.86% compared to the previous year[34]. - The total coal production in China reached 4.71 billion tons in 2023, with an annual growth rate of 4.5%[38]. - Total production of thermal coal was 3,468.76 million tons, while sales volume was 3,009.57 million tons, indicating a year-over-year increase in sales volume of 10.21%[51]. Research and Development - Research and development expenses increased by 379.15% to ¥303.42 million, indicating a strong focus on innovation and technology advancement[47]. - The company completed 10 technology innovation projects, with 3 recognized as internationally advanced and 6 as domestically leading[36]. - The company has initiated over 10 "industry-university-research" cooperation projects to enhance technological innovation and address production challenges[36]. - Research and development expenses totaled ¥303,418,177.21, representing 1.98% of total revenue, with a significant increase of 379.15% compared to the previous year[57]. Operational Efficiency - The company implemented a "136" safety management model, enhancing risk control and safety performance across operations[35]. - The company optimized production processes, achieving a top coal recovery rate consistently above 90% through various advanced mining techniques[35]. - The company focused on improving production efficiency by addressing bottlenecks and enhancing organizational strategies[35]. - The company is implementing cost control measures, including strict budget management and resource allocation, to enhance operational efficiency[77]. Environmental Initiatives - The company invested 20,677.70 million CNY in environmental protection during the reporting period[131]. - The company has implemented a zero wastewater discharge policy, with all wastewater being treated and reused for underground production and firefighting[143]. - The company has established a 7,500 m³/d mine water treatment plant and a 4,000 m³/d domestic wastewater treatment plant, both of which are operating normally[143]. - The company has achieved a carbon dioxide equivalent emission reduction of 16,300 tons through various energy-saving and carbon reduction measures[149]. - The company has achieved a 100% reuse rate of treated mine water and domestic wastewater, saving approximately 3.5 million tons of water annually[151]. Governance and Compliance - The company has established a robust internal control system to ensure compliance with laws and regulations, enhancing governance and operational transparency[81]. - The company maintains independence from its controlling shareholder, ensuring a separate operational and financial structure[81]. - The company emphasizes effective communication with investors, ensuring transparency and adherence to information disclosure regulations[83]. - The company has established "five independences" with its controlling shareholder, ensuring independent operations in personnel, assets, finance, institutions, and business[84]. Shareholder Information - The total number of ordinary shareholders as of the reporting period end was 53,702, an increase from 45,069 at the end of the previous month[196]. - The largest shareholder, Jinneng Holding Coal Industry Group, holds 961,632,508 shares, representing 57.46% of the total shares[198]. - The company issued corporate bonds amounting to 1 billion RMB with a maturity of 5 years and an interest rate of 3.47%[194]. - The total number of shares held by the top ten shareholders is 26,592,080 shares, representing a significant portion of the company's equity[199]. Financial Transactions - The company reported a total of CNY 5,442,062,190.86 in related party transactions for the year[166]. - The company executed actual related party transactions amounting to CNY 289,046,024.23 for procurement of goods[165]. - The company incurred CNY 743,615,511.80 for procurement of services from related parties[166]. Future Outlook - The company provided a forward guidance of 12 billion RMB in revenue for the next fiscal year, indicating a projected growth of 20%[100]. - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by 2025[101]. - A strategic acquisition of a competitor is anticipated to enhance operational efficiency and increase market share by 5%[100].

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 证券代码：601001 证券简称：晋控煤业 公告编号：临 2024－001 债券代码：185329 债券简称：22 晋股 01 晋能控股山西煤业股份有限公司 关于副董事长辞职的公告 特此公告。 晋能控股山西煤业股份有限公司董事会 二○二四年一月二十日 晋能控股山西煤业股份有限公司（以下简称"本公司"）副董事 长朱海月先生因个人原因申请辞去公司副董事长、董事职务以及董事 会战略委员会委员职务。 根据《公司法》和《上海证券交易所股票上市规则》的相关规定， 朱海月先生的辞职未导致公司董事会成员人数低于法定最低人数，不 会影响公司生产经营及董事会的正常运作，其辞职报告自送达公司董 事会之日起生效。公司将按照法定程序尽快完成董事补选等相关工 作。 ...

证券代码：601001 证券简称：晋控煤业 公告编号：临2023－031 债券代码：163920 债券简称：20同股01 债券代码：185329 债券简称：22晋股01 晋能控股山西煤业股份有限公司 关于召开 2023 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 会议召开时间：2023 年 11 月 7 日 15:00-16:00 会 议 召 开 地 点 ： 上 海 证 券 交 易 所 上 证 路 演 中 心 （ 网 址 ： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 10 月 31 日至 11 月 6 日 16:00 前登录上证路演 中 心 网 站 首 页 点 击 " 提 问 预 征 集 " 栏 目 或 通 过 公 司 邮 箱 jkmypublic@yeah.net 进行提问。公司将在说明会上对投资者普遍关 注的问题进行回答。 晋能控股山西煤业股份有限公司（以下简称"公司"）已于 2023 年 10 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥3,802,514,439.36, a decrease of 3.07% compared to the same period last year[3]. - The net profit attributable to shareholders for Q3 2023 was ¥778,746,934.77, down 25.87% year-over-year[3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥778,300,244.26, reflecting a decline of 26.23% compared to the previous year[3]. - The basic earnings per share for Q3 2023 was ¥0.46, a decrease of 26.98% year-over-year[4]. - The diluted earnings per share for Q3 2023 was also ¥0.46, down 26.98% from the same period last year[4]. - The weighted average return on equity decreased by 2.45 percentage points to 4.82% for Q3 2023[4]. - The company reported a significant decrease in accounts receivable by 45.19%, primarily due to the recovery of coal payments from previous years[8]. - The company experienced a decrease in investment income by 49.85 million RMB compared to the same period last year, indicating a decline in returns from joint ventures[9]. - The company reported an increase in other income by 383.18 million RMB due to higher fiscal subsidies compared to the same period last year[9]. - The company’s operating profit for Q3 2023 was approximately ¥3.98 billion, a decline of about 35% from ¥6.15 billion in Q3 2022[22]. - The total profit for Q3 2023 was approximately ¥3.97 billion, down from ¥6.10 billion in the same period last year, representing a decline of about 35%[22]. Assets and Liabilities - Total assets at the end of Q3 2023 were ¥38,099,066,113.54, a decrease of 9.76% compared to the end of the previous year[4]. - The equity attributable to shareholders increased by 10.73% to ¥16,096,037,340.09 compared to the end of the previous year[4]. - Total assets decreased to ¥38,099,066,113.54 from ¥42,218,384,893.14, a decline of about 9.5%[20]. - Total liabilities decreased to ¥14,278,298,527.98 from ¥21,019,212,578.42, representing a reduction of approximately 32.0%[20]. - The total owner's equity as of September 30, 2023, was CNY 4,378,155,043.92, down from CNY 5,199,192,041.54 at the end of 2022, a decrease of 15.8%[30]. Cash Flow - The company's cash and cash equivalents decreased from 18.82 billion RMB at the end of 2022 to 15.47 billion RMB by September 30, 2023, a decline of approximately 17.5%[17]. - Cash flow from operating activities in Q3 2023 was approximately ¥4.87 billion, an increase of about 27% from ¥3.83 billion in Q3 2022[26]. - The company reported cash outflows from financing activities of approximately ¥8.54 billion in Q3 2023, compared to ¥6.23 billion in Q3 2022, representing an increase of about 37%[26]. - The total cash inflow from operating activities for the first three quarters of 2023 was approximately ¥14.21 billion, compared to ¥13.90 billion in the same period of 2022, showing a growth of about 2%[24]. - The net cash flow from operating activities for the first three quarters of 2023 was CNY 1,267,620,088.91, a decrease of 49.7% compared to CNY 2,519,649,440.61 in the same period of 2022[34]. - The net cash flow from financing activities was negative CNY 5,415,053,287.12, compared to negative CNY 1,261,362,658.61 in the previous year, indicating increased cash outflows[35]. Research and Development - Research and development expenses decreased by 89.97% compared to the same period last year[8]. - Research and development expenses were reported at ¥30,555.41, significantly lower than ¥304,544.12 in the previous year, indicating a reduction in R&D investment[21]. - Research and development expenses for the first three quarters of 2023 were CNY 30,555.41, significantly lower than CNY 65,319.24 in the same period of 2022[31]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 66,265, with the largest shareholder holding 57.46% of the shares[10]. - The company distributed cash dividends amounting to 227.98 million RMB, an increase compared to the previous period[9]. Other Information - The company has not disclosed any significant new product developments or market expansion strategies during this reporting period[15]. - The company has not applied new accounting standards or interpretations for the current year, ensuring consistency in financial reporting[35].

山 西 华 炬 律 师 事 务 所 关 于 晋 能 控 股 山 西 煤 业 股 份 有 限 公 司 2023 年 第 二 次 临 时 股 东 大 会 之 法律 意 见 书 太原市长风商务区长兴路1号华润大厦T4座34-35层 030000 34-35/f, building T4, China resources building, no.1 changxing road, changfeng business district, taiyuan city. 电话/Tel：0351-2715333\4\5\6\7\8\9 E-mail:office@huajulaw.com www.huajulaw.com 法律意见书 山西华炬律师事务所 关于晋能控股山西煤业股份有限公司 2023 年第二次临时股东大会之 法律意见书 本所仅根据现行有效的中国境内法律法规发表意见，并不根据任何中国境外法律 发表意见。 法律意见书 华律字〔2023〕1025-84 号 致：晋能控股山西煤业股份有限公司 山西华炬律师事务所（以下简称"本所"）接受晋能控股山西煤业股份有限 公司（以下简称"公司"）的专项委托，根据《中华人民共和国公司 ...

第八届董事会第四次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 晋能控股山西煤业股份有限公司 证券代码：601001 证券简称：晋控煤业 公告编号：临2023－030 债券代码：163920 债券简称：20同股01 债券代码：185329 债券简称：22晋股01 一、董事会会议召开情况 晋能控股山西煤业股份有限公司（以下简称"公司"）于 2023 年 10 月 17 日以书面、传真或电子邮件方式向全体董事、监事发出了 召开第八届董事会第四次会议的通知。会议于 2023 年 10 月 27 日在 公司二楼会议室以现场及通讯表决方式召开。会议应出席董事 15 人， 实际出席董事 15 人；以通讯表决方式出席会议的人数为 1 人。会议 由公司副董事长谷敬煊先生主持，符合《公司法》和《公司章程》的 有关规定。公司监事及其他高级管理人员列席了会议。 二、董事会会议审议情况 唐军华，男，汉族，1968 年 5 月出生，中共党员，博士研究生 学历，正高级工程师。曾任晋能控股集团副总经理；晋能控股煤业集 团党委常委、董事、副 ...

证券代码：601001 证券简称：晋控煤业 公告编号：2023-029 晋能控股山西煤业股份有限公司 2023 年第二次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | 11 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 1,029,524,197 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 61.5118 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次股东大会由董事会召集，采用现场会议及网络投票相结合方式召开，由 公司副董事长谷敬煊先生主持，符合《公司法》及《公司章程》的规定。 (五) 公司董事、监事和董事会秘书的出席情况 (一) 股东大会召开的时间：2023 年 10 月 27 日 (二) 股东大会召开的地点：公司二楼会议室 (三) 出席会议的普通股股东和恢复表决权 ...