（二）可转债上市情况 ● 未转股可转债情况：截至2024年11月11日，"利元转债"尚有671,224,000元 （6,712,240张）未转股，占"利元转债"发行总量的70.6552%。 | 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-108 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 一、可转债发行上市概况 （一）可转债发行情况 广东利元亨智能装备股份有限公司 关于"利元转债"转股数额累计达到转股前 公司已发行股份总额10%的公告 经中国证券监督管理委员会出具的《关于同意广东利元亨智能装备股份有限公 司向不特定对象发行可转债注册的批复》（证监许可[2022]2066号）同意注册，公司 向不特定对象发行950万张可转换公司债券（以下简称"可转债"），每张面值为人 民币100元，募集资金总额为人民币95,000.00万元，期限为自发行之日起六年，即自 2022年10月24日至2028年10月23日。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法 ...

本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 | 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-107 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于 2024 年员工持股计划完成股票购买的公告 广东利元亨智能装备股份有限公司（以下简称"公司"）分别于 2024 年 7 月 17 日召开第三届董事会第二次会议和第三届监事会第二次会议、2024 年 8 月 2 日召开 2024 年第三次临时股东大会，审议通过《关于〈广东利元亨智能装备 股份有限公司 2024 年员工持股计划（草案）〉及其摘要的议案》《关于〈广东利 元亨智能装备股份有限公司 2024 年员工持股计划管理办法〉的议案》等相关议 案，具体内容详见公司分别于 2024 年 7 月 18 日、2024 年 8 月 3 日在上海证券 交易所网站（www.sse.com.cn）披露的相关公告。 根据《关于上市公司实施员工持股计划试点的指导意见》《上海证券交 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-109 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 股票及"利元转债"交易异常波动公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： ● 广东利元亨智能装备股份有限公司（以下简称"公司"）股票连续三个 交易日（2024 年 11 月 8 日、2024 年 11 月 11 日、2024 年 11 月 12 日）内收盘价 格涨幅偏离值累计达到 30%。根据《上海证券交易所交易规则》《上海证券交易 所科创板股票异常交易实时监控细则》的有关规定，属于股票交易异常价格波动 情形。 ● 公司可转换公司债券（以下简称"利元转债"）连续三个交易日（2024 年 11 月 8 日、2024 年 11 月 11 日、2024 年 11 月 12 日）内收盘价格涨幅偏离值 累计达到 30%。根据《上海证券交易所可转换公司债券交易实施细则》的有关规 定，属于可转债交易 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-106 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于 2024 年员工持股计划实施进展的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 特此公告。 广东利元亨智能装备股份有限公司董事会 2024 年 11 月 8 日 广东利元亨智能装备股份有限公司（以下简称"公司"）分别于 2024 年 7 月 17 日召开第三届董事会第二次会议和第三届监事会第二次会议、2024 年 8 月 2 日召开 2024 年第三次临时股东大会，审议通过《关于〈广东利元亨智能装备 股份有限公司 2024 年员工持股计划（草案）〉及其摘要的议案》《关于〈广东利 元亨智能装备股份有限公司 2024 年员工持股计划管理办法〉的议案》等相关议 案，具体内容详见公司分别于 2024 年 7 月 18 日、2024 年 8 月 3 日在上海证券 交易所网站（www.sse.com.cn）披 ...

中证鹏元资信评估股份有限公司 中证鹏元公告【2024】493 号 中证鹏元关于关注广东利元亨智能装备股份有限公司 2024 年前三季度亏损事项的公告 中证鹏元资信评估股份有限公司（以下简称"中证鹏元"）对广 东利元亨智能装备股份有限公司（以下简称"利元亨"或"公司"， 股票代码：688499.SH）及其发行的下述债券开展评级。除评级委托 关系外，中证鹏元及评级从业人员与公司不存在任何足以影响评级行 为独立、客观、公正的关联关系。 | 债券简称 | 上一次评级时间 | 上一次评级结果 | | | | --- | --- | --- | --- | --- | | | | 主体等级 | 债项等级 | 评级展望 | | 利元转债 | 2024-06-27 | A+ | A+ | 稳定 | 根据公司于 2024 年 10 月 31 日发布的《广东利元亨智能装备股 份有限公司 2024 年第三季度报告》，公司 2024 年前三季度实现营业 收入 23.23 亿元，同比降低 45.17%，实现归属于母公司所有者的净利 润为-5.20 亿元，同比降低 3,328.84%，实现归属于母公司所有者的扣 除非经常性损益后的净利润 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-105 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 2024 年员工持股计划第一次持有人会议决议公告 1、审议通过《关于设立广东利元亨智能装备股份有限公司 2024 年员工持 股计划管理委员会的议案》 广东利元亨智能装备股份有限公司（以下简称"公司"）2024 年员工持股计 划（以下简称"本持股计划"）第一次持有人会议于 2024 年 11 月 7 日以现场结 合通讯方式召开。会议应到持有人 55 名，实际出席会议持有人 55 人，代表员工 持股计划份额 562.50 万份，占公司本持股计划总份额的 100%。本次会议由公司 董事会秘书陈振容先生主持。会议以记名投票表决方式审议议案。本次会议的召 集、召开和表决程序符合公司本持股计划的有关规定。 二、持有人会议审议情况 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、持有人会议召开情况 为保证公司本持股计划的 ...

| 证券简称：利元亨 | 股票代码：688499 | | --- | --- | | 债券简称：利元转债 | 债券代码：118026 | 民生证券股份有限公司 关于 广东利元亨智能装备股份有限公司 2024 年度第四次临时受托管理事务报告 住所：中国（上海）自由贸易试验区浦明路 8 号 二〇二四年十一月 1 声明 本报告依据《公司债券发行与交易管理办法》《公司债券受托管理人执业行 为准则》《广东利元亨智能装备股份有限公司与民生证券股份有限公司关于广东 利元亨智能装备股份有限公司向不特定对象发行可转换公司债券之受托管理协 议》（以下简称"《债券受托管理协议》"）《广东利元亨智能装备股份有限公司可 转换公司债券持有人会议规则》（（以下简称"《债券持有人会议规则》"）等公开信 息披露文件以及广东利元亨智能装备股份有限公司出具的相关公告、说明文件等， 由债券受托管理人民生证券股份有限公司（以下简称"民生证券"）编制。 住所：惠州市惠城区马安镇新鹏路 4 号 债券受托管理人 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜做出独立判断，而不应将本报告中的任何内容据以作为民生证券所作的承诺 或声明 ...

Revenue and Profit Performance - Revenue for the third quarter was RMB 469.57 million, a decrease of 68.82% year-over-year[3] - Net profit attributable to shareholders was RMB -347.08 million, a decrease of 828.26% year-over-year[3] - Revenue for the year-to-date was RMB 2.32 billion, a decrease of 45.17% year-over-year[3] - Net profit attributable to shareholders for the year-to-date was RMB -519.88 million, a decrease of 3,328.84% year-over-year[3] - Net profit attributable to shareholders of the listed company for the reporting period was -828.26 million yuan, mainly due to a significant decline in revenue, intense competition in the power lithium battery equipment business, and extended project cycles leading to lower gross margins[9] - Revenue for the reporting period decreased by 68.82 million yuan, mainly due to the extended delivery and acceptance cycles of projects in the new energy industry[9] - The company's net profit attributable to shareholders from the beginning of the year to the reporting period was -3,328.84 million yuan, mainly due to a significant decline in revenue and intense competition in the power lithium battery equipment business[9] - Total operating revenue for the first three quarters of 2024 was RMB 2,322,561,194.21, a decrease of 45.2% compared to RMB 4,235,607,713.43 in the same period of 2023[21] - Net profit for the first three quarters of 2024 was a loss of RMB 522,041,106.19, compared to a profit of RMB 15,508,458.93 in the same period of 2023[23] - Revenue for the first three quarters of 2024 decreased to 2,361,070,875.89 RMB, a significant drop from 4,236,699,810.09 RMB in the same period of 2023[33] - Net profit for the first three quarters of 2024 was -407,634,598.99 RMB, compared to a profit of 66,601,712.91 RMB in the same period of 2023[34] R&D Investment and Expenses - R&D investment for the quarter was RMB 113.12 million, a decrease of 18.92% year-over-year[4] - R&D investment as a percentage of revenue increased by 14.83 percentage points to 24.09%[4] - R&D expenses for the first three quarters of 2024 were RMB 313,014,678.68, a decrease of 24.3% compared to RMB 413,563,497.67 in the same period of 2023[21] - R&D expenses for the first three quarters of 2024 decreased to 220,645,979.58 RMB from 335,095,467.37 RMB in the same period of 2023[33] Assets and Liabilities - Total assets at the end of the reporting period were RMB 9.29 billion, a decrease of 6.64% compared to the end of the previous year[4] - Equity attributable to shareholders was RMB 1.99 billion, a decrease of 18.16% compared to the end of the previous year[4] - Total assets decreased to 9,291,165,421.42 yuan from 9,951,615,972.15 yuan at the end of 2023[17] - Short-term borrowings increased significantly to 722,202,962.05 yuan from 378,022,055.11 yuan at the end of 2023[17] - Contract liabilities increased to 1,700,444,719.13 yuan from 1,605,124,640.98 yuan at the end of 2023[17] - Total liabilities decreased to 7,307,860,493.39 yuan from 7,525,463,882.73 yuan at the end of 2023[19] - Shareholders' equity decreased to 1,983,304,928.03 yuan from 2,426,152,089.42 yuan at the end of 2023[20] - Fixed assets increased to 1,796,912,483.48 yuan from 1,673,744,112.65 yuan at the end of 2023[17] - Total assets decreased slightly to RMB 9.94 billion from RMB 10.05 billion at the end of the previous year[29] - Accounts receivable increased to RMB 2.34 billion from RMB 2.25 billion at the end of the previous year[29] - Inventory decreased to RMB 2.44 billion from RMB 2.80 billion at the end of the previous year[29] - Total liabilities increased to RMB 7.63 billion from RMB 7.41 billion at the end of the previous year[31] - Shareholders' equity decreased to RMB 2.31 billion from RMB 2.64 billion at the end of the previous year[32] Cash Flow and Financial Position - Operating cash flow for the reporting period turned positive, primarily due to stricter collection policies, improved communication with customers, and optimized supplier payment methods[9] - The company's operating cash flow from the beginning of the year to the reporting period turned positive, mainly due to stricter collection policies and optimized supplier payment methods[9] - Cash and cash equivalents increased to 1,062,073,546.92 yuan as of September 30, 2024, up from 809,675,380.98 yuan at the end of 2023[15] - Accounts receivable decreased slightly to 1,776,694,800.21 yuan from 1,795,285,157.79 yuan at the end of 2023[15] - Inventory decreased to 2,593,044,483.88 yuan from 3,048,805,103.33 yuan at the end of 2023[15] - Cash received from sales of goods and services for the first three quarters of 2024 was RMB 2,475,451,514.38, an increase of 69.3% compared to RMB 1,461,950,596.79 in the same period of 2023[25] - Total cash inflows from operating activities for the first three quarters of 2024 were RMB 2,696,485,569.16, an increase of 66.4% compared to RMB 1,620,085,178.21 in the same period of 2023[25] - Cash paid for goods and services for the first three quarters of 2024 was RMB 1,388,185,036.03, an increase of 32.2% compared to RMB 1,050,260,498.98 in the same period of 2023[25] - Operating cash flow increased to RMB 258.35 million from a negative RMB 819.25 million in the previous period[27] - Net cash flow from financing activities was RMB 179.04 million, down from RMB 379.37 million in the previous period[27] - Cash and cash equivalents at the end of the period were RMB 1.05 billion, up from RMB 767.13 million at the beginning of the period[28] - Operating cash flow for the first three quarters of 2024 improved to 162,320,555.88 RMB, compared to -975,571,765.18 RMB in the same period of 2023[36] - Investment cash flow for the first three quarters of 2024 was -35,057,579.18 RMB, an improvement from -429,491,692.92 RMB in the same period of 2023[36] - Financing cash flow for the first three quarters of 2024 was 23,218,489.34 RMB, a decrease from 379,369,794.08 RMB in the same period of 2023[36] - Cash and cash equivalents at the end of the third quarter of 2024 were 545,403,393.39 RMB, up from 526,525,152.77 RMB at the end of the same period in 2023[37] Earnings Per Share and Return on Equity - Basic earnings per share for the quarter was RMB -2.67, a decrease of 802.63% year-over-year[3] - Weighted average return on equity for the quarter was -17.15%, a decrease of 18.94 percentage points year-over-year[4] - The company's basic and diluted earnings per share for the reporting period were both -802.63 yuan, primarily due to significant losses[9] - Basic earnings per share for the first three quarters of 2024 were a loss of RMB 3.82 per share, compared to a profit of RMB 0.13 per share in the same period of 2023[24] - Total comprehensive income for the first three quarters of 2024 was a loss of RMB 521,455,242.89, compared to a profit of RMB 13,264,442.65 in the same period of 2023[24] Shareholder Information and Stock Ownership - The top shareholder, Huizhou Liyuanheng Investment Co., Ltd., holds 56,381,965 shares, representing 44.52% of the total shares[10] - The second-largest shareholder, Ningbo Meishan Free Trade Port Zone Hongbang Investment Management Partnership, holds 3,900,311 shares, representing 3.08% of the total shares[10] - The company implemented a 2024 employee stock ownership plan, involving up to 58 participants, including 6 directors, supervisors, and senior executives[13] - Employee stock ownership plan established with a total of 6.04 million shares, funded by employee salaries, self-raised funds, and rewards from the company's actual controller Zhou Junxiong[14] Impairment and Losses - The company's net profit attributable to shareholders after deducting non-recurring gains and losses for the reporting period was -813.54 million yuan, mainly due to inventory write-downs and credit impairment losses[9] - Credit impairment losses for the first three quarters of 2024 were -149,152,133.87 RMB, compared to -79,000,635.79 RMB in the same period of 2023[34] - Asset impairment losses for the first three quarters of 2024 were -39,837,986.95 RMB, compared to -87,549,342.98 RMB in the same period of 2023[34] Sales and Operating Costs - Operating costs for the first three quarters of 2024 were RMB 1,833,563,329.41, a decrease of 40.0% compared to RMB 3,057,758,256.18 in the same period of 2023[21] - Sales revenue from goods and services for the first three quarters of 2024 was 2,189,985,566.84 RMB, up from 1,207,274,497.91 RMB in the same period of 2023[36]

重要内容提示： 关于召开 2024 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 | 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-104 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 一、 说明会类型 本次业绩说明会以网络互动形式召开，公司将针对 2024 年第三季度的经营 成果及财务指标的具体情况与投资者进行互动交流和沟通，在信息披露允许的范 围内就投资者普遍关注的问题进行回答。 二、 说明会召开的时间、地点、方式 会议召开时间：2024 年 11 月 22 日（星期五）上午 11:00-12:00 会议召开地点： 上海证券 交 易 所 上 证 路 演 中 心 （ 网 址 ： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 11 月 15 日（星期五）至 11 月 21 日（星期四）16:00 前登录上证路 ...

| 证券代码：688499 | 证券简称：利元亨 | 公告编号：2024-102 | | --- | --- | --- | | 转债代码：118026 | 转债简称：利元转债 | | 广东利元亨智能装备股份有限公司 关于 2024 年第三季度计提资产减值准备的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、计提资产减值准备情况概述 三、本次计提资产减值准备对公司的影响 | 序号 | 项目 | 年第三季度计提金 2024 额（万元） | 备注 | | --- | --- | --- | --- | | 1 | 资产减值损失 | 2,570.22 | 存货跌价损失 | | 2 | 信用减值损失 | 5,269.32 | 应收票据坏账损失、其他应 收款坏账损失、应收账款坏 账损失、合同资产减值损失 | | | 合计 | 7,839.54 | | 具体情况如下表所示： 二、计提资产减值准备事项的具体说明 （一）资产减值损失 公司对长期股权投资、固定资产、在建工程、其他非流动资产、使用寿命有 限的无形资产等长期资产，在资产 ...