FF301 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2025年3月31日 狀態: 新提交 | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 000166 | 說明 | A股 (深圳證券交易所) | | | | | | | | | 法定/註冊股份數目 | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 22,535,944,560 RMB | | 1 | RMB | | 22,535,944,560 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 22,535,944,560 RMB | | 1 | RMB | | 22,535,944,560 | 本月底法定/註冊股本總額： RMB 25,039,944,560 致：香港交易及結算所有限公司 公司名稱: 申萬宏源集團股份有 ...

Core Points - The Shanghai Stock Exchange (SSE) has issued disciplinary actions against Shenwan Hongyuan Securities and its representatives for failing to fulfill their responsibilities during the IPO process of Guohong Tool System [1][2][16] - Guohong Tool System has been penalized for multiple violations, including inaccurate disclosure of R&D personnel and investment, governance issues, and insufficient provisions for bad debts [3][6][10] Group 1: Shenwan Hongyuan Securities - Shenwan Hongyuan Securities failed to adequately verify the accuracy of R&D personnel recognition and investment amounts, leading to the issuer not meeting the Sci-Tech innovation attributes [17][22] - The SSE has imposed a public reprimand on Shenwan Hongyuan Securities and a six-month ban on its representatives from signing IPO application documents [2][26] Group 2: Guohong Tool System - Guohong Tool System inaccurately disclosed the number of R&D personnel and investment amounts, with a total of 727.84 million yuan overstated in R&D investment [6][10] - The company did not follow proper decision-making procedures for a buyback obligation, failing to disclose governance deficiencies [7][39] - The company was found to have not adequately recognized related parties as acting in concert with the actual controller, leading to inaccurate disclosures [8][40] - The SSE has decided to suspend Guohong Tool System from submitting IPO application documents for one year and publicly reprimanded its executives [3][10] Group 3: Public Accounting and Legal Firms - The public accounting firm, Gongzheng Tianye, failed to verify the accuracy of R&D investment amounts and assess the risk of accounts receivable [28][30] - The SSE has issued a public reprimand to Gongzheng Tianye and a six-month ban on its signatory accountants from signing IPO documents [36][36] - The law firm, Shanghai Tongli, did not adequately verify governance issues and the recognition of actual controllers, leading to inaccurate disclosures [38][41] - The SSE has publicly reprimanded Shanghai Tongli and its signatory lawyers for their failures [38][43]

券业行家，事实说话。 欢迎留言，如果认同，请传播正能量。 纵然是头部券商，3亿元也不是小数目。然而，申万宏源旗下子公司宏源期货，向股东方借入的一笔3亿元的次级债，刚刚官宣展期十年三个月。 十年展期！宏源期货公告，感谢申万宏源的鼎力支持 罕见公告 浏览中国期货业协会官网，行家发现一则罕见的会员动态，来自宏源期货有限公司（简称：宏源期货）。 3月27日，宏源期货发布了《关于次级债务展期的公告》。其中载明：为满足公司业务发展需要，宏源期货决定将2021年12月27日借入的次级债务进行展 期。展期后次级债务金额仍为叁亿元人民币，借款期限展期至10年3个月。 要知道，中期协上一次发布的展期信息，还是在2022年9月。彼时，海通期货公告称，将2021年3月31日向控股股东海通证券借入的次级债务展期至8年。 根据《期货公司次级债管理规则》规定，期货机构次级债发生展期事项，需要在3个工作日内向住所地中国证监会派出机构进行报告，"报备"后方可按规定 比例计入净资本。 没想到的是，时隔数载，再度看到期货机构展期公告，并且期限超过了十年。 股东债主 中期协官网显示，宏源证券这笔次级债务到期日为2027年3月26日，目前尚未更新。 ...

Core Viewpoint - Shenwan Hongyuan reported a strong financial performance for 2024, with significant growth in revenue and net profit, indicating a positive trend in the company's operations and investor returns [1][2]. Financial Performance - In 2024, Shenwan Hongyuan achieved an operating revenue of 24.735 billion yuan, a year-on-year increase of 15.04% [2]. - The net profit for the year was 6.251 billion yuan, reflecting a growth of 14.16% compared to the previous year [2]. - The net profit attributable to shareholders was 5.211 billion yuan, up by 13.12% year-on-year [2]. - The company’s basic and diluted earnings per share were both 0.21 yuan, representing a 16.67% increase from the previous year [2]. Business Segments - The institutional services and trading segment generated 13.426 billion yuan in revenue, marking a substantial growth of 44.12% [4]. - The personal financial services segment reported revenue of 7.868 billion yuan, a modest increase of 2.37% [4]. - The company sold financial products worth 5.912 trillion yuan, a growth of 25.08% year-on-year [4]. Investment and Market Activity - Investment income reached 11.631 billion yuan, a significant increase of 49.24%, accounting for 47.02% of total operating revenue [5]. - The brokerage business generated net income of 4.603 billion yuan, up 6.19%, contributing 18.61% to total commission income [4][5]. - However, the investment banking segment saw a decline in revenue to 973 million yuan, down 32.64%, primarily due to a slowdown in IPO activities [5]. Dividend Policy - The company announced its first interim dividend, proposing a cash dividend of 0.46 yuan per 10 shares, with a total dividend payout of 1.578 billion yuan, a 12.55% increase from the previous year [3]. - Shenwan Hongyuan has maintained a consistent cash dividend policy over the past ten years, with cumulative dividends amounting to 17.2 billion yuan [3]. Market Performance - On March 28, the company's stock price increased by 0.39%, closing at 5.09 yuan per share, with a market capitalization of 127.5 billion yuan [6].

Core Viewpoint - Shenwan Hongyuan has shown a positive stock performance with a current price of 5.09 CNY, reflecting a 1.19% increase from the previous week, and has a total market capitalization of 127.45 billion CNY, ranking 9th in the securities sector and 104th in the A-share market [1] Group 1: Bond Issuance and Redemption - Shenwan Hongyuan Securities Co., Ltd. completed the redemption and delisting of its third phase bond issued on March 24, 2022, with a total amount of 3.5 billion CNY and a coupon rate of 3.18% [1] - The company announced the listing of its first phase bond for 2025 on the Shenzhen Stock Exchange, which will be available from March 27, 2025, with a total issuance of 1.8 billion CNY and a coupon rate of 2.07% for a 2-year term [1] - The second phase bond issuance for 2025 has been completed with a total scale of 4.2 billion CNY, consisting of two varieties: the first with 2.4 billion CNY for a 2-year term at a coupon rate of 1.99%, and the second with 1.8 billion CNY for a 3-year term at a coupon rate of 2.01% [2][3]

Core Viewpoint - The company reported a steady growth in financial performance for the year ending December 31, 2024, with total revenue and other income reaching RMB 34.778 billion, an increase of 8.97% year-on-year, and a net profit attributable to shareholders of RMB 5.211 billion, up 13.12% year-on-year [1][2] Financial Performance - Total revenue and other income for the year amounted to RMB 34.778 billion, reflecting a year-on-year growth of 8.97% [1][2] - The net profit for the year was RMB 6.251 billion, representing a year-on-year increase of 14.16% [2] - The profit attributable to the parent company was RMB 6.176 billion, which is an increase of 11.81% year-on-year [2] - The total assets and equity of the group at year-end were RMB 697.597 billion and RMB 133.349 billion, respectively, showing year-on-year growth of 9.78% and 3.54% [2] Operational Efficiency - The return on equity (ROE) for the year was 5.08%, an increase of 0.36 percentage points year-on-year [2] - The operating expense ratio for the year was 56.80%, a decrease of 4.17 percentage points year-on-year [2] Dividend Policy - The company implemented its first interim dividend in 2024, proposing a cash dividend of RMB 0.46 per 10 shares based on the annual performance, resulting in a total dividend payout ratio of 30.27% [2] Strategic Focus - The company aims to align its operations with the principles of Xi Jinping's New Era Socialism, focusing on becoming a first-class investment bank and investment institution while enhancing its core competitiveness [1]

| 做好"五篇大文章" | 21 | | --- | --- | | 服务重点区域发展 | 28 | | 助推资本市场改革 | 31 | | 推进乡村振兴 | 32 | 客户至上，提升金融服务质量 可持续发展暨环境、社会及管治报告 2024 申万宏源集团股份有限公司 目录 | 报告编制说明 | 01 | | --- | --- | | 董事会可持续发展管理声明 | 03 | | 关于申万宏源集团 | 05 | | 议题重要性评估 | 07 | | ESG 治理与战略 | 13 | | ESG 数据表和附注 | 99 | | --- | --- | | 荣誉及奖项 | 105 | | 对标索引表 | 109 | | 独立鉴证报告 | 115 | 可持续发展篇 可持续相关实践与影响 01 | 金融强国，积极服务国家战略 | | --- | | 夯实公司治理 | 77 | | --- | --- | | 全面风险管理 | 79 | | 合规内控管理 | 85 | | 规范商业行为 | 86 | 社会责任 | 负责任营销 | 90 | | --- | --- | | 投资者教育 | 90 | | 责任采购 | 94 ...

证券代码：000166 证券简称：申万宏源 公告编号：临 2025-23 1、拟续聘的会计师事务所名称：毕马威华振会计师事务所（特 殊普通合伙）和毕马威会计师事务所；天健会计师事务所（特殊普通 合伙） 2、本次拟续聘会计师事务所符合财政部、国务院国资委、证监 会印发的《国有企业、上市公司选聘会计师事务所管理办法》（财会 〔2023〕4 号）的规定。 一、拟续聘会计师事务所的基本情况 （一）毕马威华振会计师事务所（特殊普通合伙）和毕马威会计 师事务所（以下合称"毕马威"） 1、机构信息 （1）基本信息 申 万 宏 源 集 团 股 份 有 限 公 司 关于拟续聘会计师事务所的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 特别提示： ①毕马威华振会计师事务所（特殊普通合伙） 毕马威华振会计师事务所于 1992 年 8 月 18 日在北京成立，于 2012 年 7 月 5 日获财政部批准转制为特殊普通合伙的合伙制企业， 更名为毕马威华振会计师事务所（特殊普通合伙）（以下简称"毕马 1 威华振"），2012 年 7 月 10 日取得工商营业执照，并于 2012 ...

证券代码：000166 证券简称：申万宏源 公告编号：临 2025-18 申 万 宏 源 集 团 股 份 有 限 公 司 关于计提资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 一、计提资产减值准备情况概述 根据《企业会计准则》和公司会计政策的相关规定，申万宏源集 团股份有限公司（以下简称"公司"）2024 年计提资产减值准备人民 币 48,998.19 万元，超过公司上一会计年度经审计净利润的 10%。具 体资产减值准备计提情况详见下表： 单位：人民币万元 | | 2024 | | | --- | --- | --- | | | "-" | | | 债权投资 | | 37,925.21 | | 其他债权投资 | | 5,224.92 | | 应收款项(含其他金融资产） | | 2,303.38 | | 买入返售金融资产 | | 1,755.81 | | 大宗商品存货 | | 1,638.22 | | 融出资金 | | 181.32 | | 货币资金 | | -30.67 | | | | 48,998.19 | 二、计提资产减值准备对公司的 ...

申万宏源集团股份有限公司 2024 年度监事会工作报告 申 万 宏 源 集 团 股 份 有 限 公 司 2024 年度监事会工作报告 2024 年，申万宏源集团股份有限公司（以下简称"公司"）监事会以 习近平新时代中国特色社会主义思想为指导，全面贯彻党的二十大和二十 届二中、三中全会精神、中央经济工作会议精神、中央金融工作会议精神， 认真落实党中央、中投公司和公司党委的各项决策部署，严格遵守《公司 法》《证券法》和 A+H 上市公司监管规定，不断深化大局意识、协同意识、 问题意识，忠实、勤勉、有效地履行监督职责，持续推进监督工作精准化 与常态化，推动公司高质量发展走深走实。 第一部分 2024 年监事会运作和监督履职情况 一、笃行不怠，进一步聚焦重点领域，加大监事会监督工作力度 （一）扎实开展专项监督 一是持续关注党的二十大和中央金融工作会议新战略、新部署、新要 求在公司的落地实施情况，关注服务国家战略工作组织架构、闭环管理机 制的建立健全情况，审阅公司 2023 年度可持续发展暨环境、社会及管治 报告、2023 年服务国家战略工作情况报告、2024 年服务国家战略工作计 划，跟踪阅研服务国家战略工作动态等材 ...