国都证券股份有限公司关于成都大宏立机器股份有限公司2023年半年度持续督导跟踪报告 国都证券股份有限公司 关于成都大宏立机器股份有限公司 2023年半年度持续督导跟踪报告 | 保荐人名称：国都证券股份有限公司 | 被保荐公司简称：大宏立 | | --- | --- | | 保荐代表人姓名：廖海华 | 联系电话：010-87413704 | | 保荐代表人姓名：胡志明 | 联系电话：010-87413704 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1、公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 无 | | 2、督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不 限于防止关联方占用公司资源的制度、募集资金 | | | | 是 | | 管理制度、内控制度、内部审计制度、关联交易 | | | 制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3、募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月1次 | ...

成都大宏立机器股份有限公司 独立董事意见 公司与融资租赁公司、客户开展融资租赁业务并为客户提供融资租赁担保， 有利于公司拓展市场、开发客户资源，有利于满足公司日常经营的资金需求。公 司按照对外担保的条件严格筛选、谨慎管理，要求被担保对象即公司客户就公司 担保事宜提供反担保措施以加强风险控制。目前公司客户重庆瑞建祥物流有限公 司、凉山州鑫顺建材集团有限公司正常开展经营，资产、资金、资信状况良好， 风险总体可控，公司为其担保不会给公司生产经营带来重大不利风险。 公司董事会审议为客户以融资租赁方式向永赢金融租赁有限公司租赁机器 设备及支付融资租赁费用的履约义务提供连带责任回购担保相关事项的会议召 开程序、表决程序符合相关法律法规及公司章程的规定，形成的决议合法、有效。 独立董事一致同意上述担保事项。 （以下无正文） 关于第四届董事会第十六次会议相关事项的独立意见 根据中国证券监督管理委员会《上市公司独立董事规则》、深圳证券交易所 《深圳证券交易所创业板股票上市规则（2023 年修订）》、《深圳证券交易所上市 公司自律监管指引第 2 号——创业板上市公司规范运作》以及《成都大宏立机器 股份有限公司章程》（以下简称《公 ...

证券代码：300865 证券简称：大宏立 公告编号：2023-087 成都大宏立机器股份有限公司 第四届监事会第十四次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 成都大宏立机器股份有限公司（以下简称"公司"）第四届监事会第十四次 会议（以下简称"本次会议"）于 2023 年 8 月 28 日在四川省成都市大邑县晋原 镇工业大道 128 号公司二楼会议室以现场会议的方式召开，本次会议的通知于 2023 年 8 月 22 日以书面及口头方式送达全体监事。本次会议由袁涛先生召集并 主持，本次会议应出席监事 3 人，实际出席监事 3 人，公司部分高级管理人员列 席了本次会议。本次会议的召集、召开和表决程序符合《中华人民共和国公司法》 等法律法规、规范性文件和《成都大宏立机器股份有限公司章程》（以下简称《公 司章程》）的有关规定，会议合法有效。 经审议，监事会认为，公司对信誉良好且具备公司对外担保条件的客户开展 融资租赁业务并提供担保，能够有效拓宽产品销售渠道，挖掘客户资源，促进公 司经营资金的回笼。本次开展融资租赁业务并提供担 ...

经审议，董事会认为，公司根据实际经营发展需要，通过融资租赁方式进行 融资与销售，有利于拓宽销售渠道、优化融资结构，为公司的生产经营提供一定 的资金支持。本次开展融资租赁业务并提供担保严格按照公司对外担保条件筛选， 并要求客户关联股东就公司担保事宜提供反担保措施，风险在可控范围内，不存 在损害公司及公司股东相关利益的情形。董事会同意公司拟向永赢金融租赁有限 公司推荐租赁客户—重庆瑞建祥物流有限公司提供额度不超过人民币 315 万元 证券代码：300865 证券简称：大宏立 公告编号：2023-085 成都大宏立机器股份有限公司 第四届董事会第十六次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 成都大宏立机器股份有限公司（以下简称"公司"）第四届董事会第十六次 会议（以下简称"本次会议"）于 2023 年 8 月 28 日在四川省成都市大邑县晋原 镇工业大道 128 号公司二楼会议室以现场表决结合通讯表决的方式召开，本次会 议通知于 2023 年 8 月 22 日以书面及口头方式送达全体董事。本次会议由董事长 甘德宏先生召集 ...

证券代码：300865 证券简称：大宏立 成都大宏立机器股份有限公司 投资者关系活动记录表 编号：2023-004 特定对象调研 □分析师会议 投资者关系活 □媒体采访 □业绩说明会 动类别 □新闻发布会 □路演活动 □现场参观 □其他 （请文字说明其他活动内容） 参与单位名称 及人员姓名 中欧基金 寇煜 时间 2023 年 08 月 24 日 地点 成都大宏立机器股份有限公司大邑总部 上市公司接待 董事长甘德宏 人员姓名 董事兼副总经理甘德君 一、公司基本情况介绍 由董事兼副总经理甘德君向投资者介绍公司基本情况、 发展历程、公司产品、公司未来发展展望等事项。 二、互动交流环节 问题 1：公司产品有哪些？具备什么样的竞争优势？ 投资者关系活 公司以市场需求为导向，经过多年的技术研发、创新积 动主要内容介 累，开发了全系列多层次的成套产品体系，包括液压圆锥（单 绍 缸/多缸）、旋回破、高压辊磨机、高效冲击破、颚式等破碎 机系列，振动筛分选筛系列等十余个系列和几十余种产品。 公司产品种类齐全，形成了覆盖非金属矿山、金属矿山 生产过程中给料、破碎、筛分、输送、洗选等各个环节的完 整产品系列；公司产品通过多组合搭配模 ...

Corporate Governance and Structure - The company plans not to distribute cash dividends, issue bonus shares, or increase capital using reserves[4] - The report period covers from January 1, 2023, to June 30, 2023[19] - The company is listed on the Shenzhen Stock Exchange under the stock code 300865[19] - The legal representative of the company is Gan Dehong[19] - The company has not changed its registered address or contact information during the reporting period[21] - The company has not reported any changes in its registration status during the reporting period[24] - The company’s contact information remains unchanged, with the secretary and representative reachable at the same phone number[20] - The company has not faced any administrative penalties for environmental issues during the reporting period and adheres to various environmental protection laws[94] - The company has established a robust investor relations management system, conducting one on-site and one online research meeting during the reporting period[102] - The company reported no significant litigation or arbitration matters during the reporting period[110] - There were no major related party transactions or significant contracts during the reporting period[120] - The company maintained a good integrity status with no unfulfilled court judgments or significant overdue debts[112] - The company did not engage in any asset or equity acquisitions or sales during the reporting period[115] - The company did not experience any bankruptcy reorganization matters during the reporting period[111] - The company did not have any leasing, contracting, or custodial arrangements during the reporting period[121][122][123] - The company did not report any major related party transactions in the context of joint external investments[116] - The company did not have any significant related party transactions involving financial companies during the reporting period[118] - The company has a registered capital of 9,568,000.00 RMB, with its business primarily focused on manufacturing and selling mining machinery and equipment[185] - The company has been operational since May 2004 and transitioned to a joint-stock company in July 2013, showing a long-standing presence in the industry[184] - The company’s registered address is located in Chengdu, Sichuan Province, indicating its operational base in a key industrial area[185] Financial Performance - The financial report is guaranteed to be true, accurate, and complete by the board of directors and senior management[3] - The company has not disclosed any specific financial metrics or performance indicators in the provided content[18] - The company's operating revenue for the reporting period was ¥197,451,164.69, a decrease of 40.84% compared to the same period last year[25] - Net profit attributable to shareholders was ¥9,012,772.55, down 55.72% year-over-year[25] - Basic and diluted earnings per share were both ¥0.0942, reflecting a decline of 55.71% from the previous year[25] - Total assets at the end of the reporting period were ¥1,238,622,834.79, a slight increase of 0.48% from the end of the previous year[25] - The company reported a total of ¥524,489.42 in non-recurring gains and losses for the reporting period[29] - The company's operating revenue for the first half of 2023 was 134,405,299.56, a decrease of 40.84% compared to the same period last year, primarily due to the downturn in the real estate market and insufficient infrastructure investment[52] - Operating costs decreased by 44.93% to 134,405,299.56, following the same trend as operating revenue[52] - The company's net cash flow from operating activities increased by 165.13% to 22,035,277.92, attributed to improved management and effective measures to accelerate receivables collection[52] - Financial expenses increased by 48.95% to -771,662.92, mainly due to increased loan interest and reduced exchange gains[52] - Research and development expenses decreased by 12.68% to 12,788,311.12, reflecting a focus on cost management[52] - The company's cash and cash equivalents decreased by 192.73% to -27,402,411.77, primarily due to reduced cash flow from financial product investments[53] - The gross profit margin for crushing equipment was 36.46%, a decrease of 20.23% compared to the previous year[54] - The gross profit margin for screening equipment was 25.18%, down 34.85% year-on-year[54] - The company's total assets included cash and cash equivalents of 114,259,732.86, accounting for 9.22% of total assets, a decrease of 2.31% from the previous year[56] - The company's long-term equity investments increased to 8,368,12, accounting for 0.68% of total assets, up by 0.44%[56] - The total amount of funds raised by the company is CNY 427.91 million, with CNY 23.45 million invested during the reporting period[64] - The company redeemed financial products amounting to CNY 210 million, with a total impact of CNY 209.95 million from the redemption and income from financial products[59] - The company reported a 21.10% increase in investment amount during the reporting period, totaling CNY 21.75 million compared to CNY 17.96 million in the same period last year[61] - The balance of the company's fundraising account as of June 30, 2023, is CNY 76.23 million, including interest income and investment returns from financial products[64] - The company has not changed the use of raised funds, with a cumulative change ratio of 0.00%[64] - The company has invested CNY 120 million of temporarily idle raised funds in financial products that are not yet due[64] - The company has a total of CNY 3.04 million in buyer's credit and CNY 0.14 million in performance guarantee letters as part of its restricted cash[60] - The company has not reported any significant changes in the measurement attributes of its major assets during the reporting period[62] - The company has not made any significant equity investments during the reporting period[62] - The company reported a total revenue of 1.66 billion in the first half of 2023, representing a year-on-year increase of 2.44%[126] - The company has provided guarantees for loans amounting to 569 million, with a guarantee period extending to 2024[125] - The company has committed to sustainability initiatives, aiming for a 20% reduction in carbon emissions by 2025[126] - The total guarantee amount approved during the reporting period was CNY 1,109.64 million, with an actual occurrence of CNY 1,043.8 million[128] - The total approved guarantee amount at the end of the reporting period was CNY 6,958.71 million, with a total guarantee balance of CNY 3,296.19 million[128] - The actual total guarantee amount accounted for 3.63% of the company's net assets[128] - The total number of shareholders at the end of the reporting period was 9,218[139] - The largest shareholder, Gan Dehong, held 34.441 million shares, accounting for 36.00% of total shares[139] - The second-largest shareholder, Zhang Wenxiu, held 15.396 million shares, representing 16.09% of total shares[139] - The company reported a total of 68.333 million restricted shares at the beginning of the period, with 68.128 million remaining at the end[137] - The company plans to release restricted shares on August 23, 2023, for several shareholders[137] - The shareholding structure indicates no foreign ownership, with all shares held by domestic entities[134] - The company has not reported any significant changes in share repurchase or issuance activities during the reporting period[138] - As of June 30, 2023, the company's total current assets amounted to CNY 899,351,332.36, a decrease from CNY 944,247,242.31 at the beginning of the year, reflecting a decline of approximately 4.7%[153] - The company's cash and cash equivalents decreased to CNY 114,259,732.86 from CNY 142,100,771.28, representing a decline of about 19.6%[153] - Accounts receivable decreased to CNY 144,626,384.95 from CNY 187,255,838.14, indicating a reduction of approximately 22.7%[153] - Inventory increased to CNY 406,282,774.35 from CNY 371,362,381.88, showing an increase of about 9.4%[153] - The company reported an increase in financing receivables to CNY 11,310,000.00 from CNY 5,500,000.00, which is an increase of approximately 105%[153] - The total liabilities of the company as of June 30, 2023, were not specified in the provided documents, indicating a need for further financial details[152] - The company’s financial report for the first half of 2023 was not audited, which may affect the reliability of the financial data presented[151] - The company has no preferred shares or bond-related situations reported during the period[146][149] - Total operating revenue for the first half of 2023 was CNY 197,451,164.69, a decrease of 41% compared to CNY 333,785,292.43 in the same period of 2022[160] - Total operating costs for the first half of 2023 were CNY 185,946,247.70, down from CNY 309,497,314.49 in the first half of 2022, reflecting a reduction of approximately 40%[160] - The company's total assets as of June 30, 2023, amounted to CNY 1,238,622,834.79, slightly up from CNY 1,232,921,443.48 at the beginning of the year[155] - Non-current liabilities decreased significantly to CNY 11,391,106.93 from CNY 42,075,880.75, indicating a reduction of about 73%[155] - The total liabilities of the company were CNY 330,234,421.06, a marginal increase from CNY 327,091,252.54[155] - The company's cash and cash equivalents decreased to CNY 111,630,629.56 from CNY 139,094,723.26, representing a decline of approximately 20%[156] - Inventory levels increased to CNY 382,282,049.66 from CNY 345,692,200.21, showing an increase of about 11%[157] - The company's total equity as of June 30, 2023, was CNY 908,388,413.73, slightly up from CNY 905,830,190.94 at the beginning of the year[155] - The accounts receivable increased to CNY 143,015,578.62 from CNY 185,122,455.03, indicating a decrease of approximately 23%[156] - The company reported a significant increase in long-term equity investments to CNY 33,300,000.00 from CNY 27,900,000.00, reflecting an increase of about 19%[157] - The company's operating revenue for the first half of 2023 was CNY 192.81 million, a decrease of 40.0% compared to CNY 321.74 million in the same period of 2022[164] - The net profit attributable to shareholders for the first half of 2023 was CNY 9.01 million, down 55.7% from CNY 20.36 million in the first half of 2022[162] - The gross profit margin for the first half of 2023 was approximately 31.7%, compared to 27.1% in the same period of 2022, indicating improved cost management[164] - Research and development expenses for the first half of 2023 were CNY 12.79 million, representing 6.6% of operating revenue, compared to CNY 14.65 million in the same period of 2022[164] - The company reported a financial expense of CNY -770.84 thousand in the first half of 2023, an improvement from CNY -1.51 million in the same period of 2022[165] - The total profit for the first half of 2023 was CNY 10.20 million, a decrease of 55.0% from CNY 22.68 million in the first half of 2022[162] - Basic earnings per share for the first half of 2023 were CNY 0.0942, down from CNY 0.2127 in the same period of 2022[162] - The company experienced a significant reduction in sales expenses, which were CNY 24.04 million in the first half of 2023, down from CNY 28.78 million in the same period of 2022[164] - The company reported a net profit margin of approximately 4.7% for the first half of 2023, compared to 6.3% in the same period of 2022[162] - The company aims to enhance its market expansion strategies and invest in new product development to drive future growth[162] - In the first half of 2023, the company's operating cash flow net amount was ¥22,035,277.92, a significant improvement compared to a net loss of ¥33,833,099.44 in the same period of 2022[167] - Total cash inflow from investment activities was ¥281,873,043.84, while cash outflow was ¥326,946,710.60, resulting in a net cash flow from investment activities of -¥45,073,666.76, down from ¥72,723,777.39 in the previous year[168] - The company reported a decrease in cash received from sales of goods and services, totaling ¥253,814,422.48 in the first half of 2023, compared to ¥320,850,942.61 in the same period of 2022, reflecting a decline of approximately 21%[167] - Cash outflow for purchasing goods and services was ¥152,794,514.16, down from ¥262,737,496.09 in the previous year, indicating a reduction of about 42%[167] - The company’s cash and cash equivalents at the end of the period were ¥105,732,232.86, a decrease from ¥118,080,577.15 at the end of the first half of 2022[168] - The company raised ¥10,000,000.00 from borrowings in the first half of 2023, compared to ¥18,000,000.00 in the same period of 2022, reflecting a decrease of approximately 44%[168] - The total cash outflow for financing activities was ¥14,499,650.13, down from ¥28,034,459.00 in the previous year, indicating a reduction of about 48%[168] - The company experienced a net decrease in cash and cash equivalents of ¥27,402,411.77 in the first half of 2023, contrasting with an increase of ¥29,551,597.04 in the same period of 2022[168] - The cash inflow from the recovery of investments was ¥210,000,000.00, consistent with the previous year's figure of ¥434,060,500.00, indicating a significant decline of approximately 52%[169] - The company’s total cash inflow from operating activities was ¥261,694,265.25, down from ¥342,361,202.06 in the first half of 2022, reflecting a decrease of about 23%[167] Market and Industry Analysis - The company is focused on developing integrated environmental intelligent crushing production lines to enhance competitiveness in the market[35] - The market for mining machinery is large, with a low industry concentration, but is expected to see increasing consolidation as it matures[34] - The company emphasizes a market-oriented and forward-looking R&D approach, managing the entire product development process efficiently[40] - Infrastructure investment in China grew by 7.2% in the first half of 2023, contributing to economic recovery and expected to continue supporting stable investment growth[43] - The investment in the non-ferrous metal industry increased by 6.8% from January to May 2023, which is 2.8 percentage points higher than the national average, providing strong growth momentum for the company's mining equipment manufacturing sector[43] - The company has established over ten marketing service centers nationwide, enhancing its sales reach and customer service capabilities[44] - The company holds 375 patents and 8 software copyrights, reflecting its commitment to R&D and technological innovation[47] - The company has implemented a rapid response mechanism promising a 30-minute response, 24-hour on-site arrival, and 72-hour problem resolution[48] - The Belt and Road Initiative countries' infrastructure development index rose from 114 in 2022 to 118 in 2023, indicating improved cooperation and market opportunities for the company[44] - The company has developed a full range of products, including various types of crushers and screens, with many products achieving advanced industry standards[45] - The company is positioned to leverage the advantages of the Chengdu-Chongqing economic circle, which is part of a national strategy for regional development[49] - The company continues to deepen cooperation with existing clients while actively developing new clients to expand its market presence[44] - The company’s production of crushing and screening equipment is significantly influenced by the development of non-metallic and metallic mining industries, as well as construction waste processing[77] - The company anticipates continued growth in market demand for mid-to-high-end crushing and screening equipment due to industry restructuring and environmental regulations[77] - The company is actively exploring new customer acquisition strategies and diversifying its product offerings to strengthen its market position[81] - The company is considering expanding its marketing strategies beyond direct sales to enhance its competitive edge in the market[83] - The company emphasizes the importance of adapting its development strategy based on national and industry policies, leveraging market research and customer analysis to meet market demands[78] - The company faces risks related to its growth potential, which is closely tied to the competitive advantages in product quality and technology development; failure to maintain competitiveness may lead to revenue decline[79] - The cost of raw materials, including steel and components, significantly impacts production costs and gross margin; fluctuations in these prices can exert pressure on profitability[80] - The company acknowledges low short-term repurchase rates from customers due to various factors, including regional and financial constraints, and aims to enhance customer service and expand product categories to mitigate risks[81] - The company plans to optimize its revenue structure and expand market share by adjusting strategies in response to market

成都大宏立机器股份有限公司 2023 年半年度报告全文 成都大宏立机器股份有限公司 2023 年半年度报告 2023-081 【2023 年 08 月】 1 成都大宏立机器股份有限公司 2023 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的 真实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担个别 和连带的法律责任。 公司负责人甘德宏、主管会计工作负责人 LI ZEQUAN 及会计机构负责人(会 计主管人员)叶嘉俊声明：保证本半年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本次半年报的董事会会议。 公司在本报告第三节"管理层讨论与分析"之"十、公司面临的风险和应 对措施"，详细描述了公司经营中可能存在的风险及应对措施，敬请投资者关 注相关内容。 本报告中所涉及的计划、面临的风险及应对措施的描述不构成公司对投资 者的实质承诺，投资者及相关人士均应对此保持足够的风险认识，并且应当理 解计划、预测与承诺之间的差异，敬请广大投资者注意投资风险。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2 | 第一节 重要提 ...

成都大宏立机器股份有限公司 2023 年半年度报告全文 成都大宏立机器股份有限公司 2023 年半年度报告 2023-081 【2023 年 08 月】 1 成都大宏立机器股份有限公司 2023 年半年度报告全文 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容 的真实、准确、完整，不存在虚假记载、误导性陈述或者重大遗漏，并承担 个别和连带的法律责任。 公司负责人甘德宏、主管会计工作负责人 LI ZEQUAN 及会计机构负责人 (会计主管人员)叶嘉俊声明：保证本半年度报告中财务报告的真实、准确、 完整。 所有董事均已出席了审议本次半年报的董事会会议。 公司在本报告第三节"管理层讨论与分析"之"十、公司面临的风险和 应对措施"，详细描述了公司经营中可能存在的风险及应对措施，敬请投资 者关注相关内容。 本报告中所涉及的计划、面临的风险及应对措施的描述不构成公司对投 资者的实质承诺，投资者及相关人士均应对此保持足够的风险认识，并且应 当理解计划、预测与承诺之间的差异，敬请广大投资者注意投资风险。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 2 | 第一节 重要 ...

成都大宏立机器股份有限公司 2023 年第一季度报告 证券代码：300865 证券简称：大宏立 公告编号：2023-051 成都大宏立机器股份有限公司 2023 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 重要内容提示： 1.董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不存在 虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2.公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度报告 中财务信息的真实、准确、完整。 3.第一季度报告是否经过审计 □是 否 一、主要财务数据 （一）主要会计数据和财务指标 公司是否需追溯调整或重述以前年度会计数据 □是 否 | | 本报告期 | 上年同期 | 本报告期比上年同期增减 | | --- | --- | --- | --- | | | | | （%） | | 营业收入（元） | 94,287,030.23 | 130,769,703.63 | -27.90% | | 归属于上市公司股东的净利 | 3,196,998.11 | 9,570 ...