证券代码：688502 证券简称：茂莱光学 公告编号：2025-091 南京茂莱光学科技股份有限公司 关于开立可转换公司债券募集资金专项账户 并签订募集资金专户存储三方监管协议的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 一、 募集资金基本情况 经中国证券监督管理委员会《关于同意南京茂莱光学科技股份有限公司向不 特定对象发行可转换公司债券注册的批复》（证监许可〔2025〕2433 号）同意 注册，南京茂莱光学科技股份有限公司（以下简称"公司"）向不特定对象发行 56,250.00 万元的可转换公司债券，期限为 6 年，每张面值为人民币 100 元，发 行数量为 562,500 手（5,625,000 张）。本次发行的募集资金总额为人民币 56,250.00 万元，扣除不含税的发行费用 813.50 万元，实际募集资金净额为 55,436.50 万元。 上述募集资金已于 2025 年 11 月 27 日到位，公证天业会计师事务所（特殊普通 合伙）对公司募集资金到账情况进行了审验，并出具了《验资报告》（苏公 W 〔2 ...

证券代码：688502 证券简称：茂莱光学 公告编号：2025-090 南京茂莱光学科技股份有限公司 向不特定对象发行可转换公司债券发行结果公告 保荐人（主承销商）：中国国际金融股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 南京茂莱光学科技股份有限公司（以下简称"茂莱光学"、"发行人"或"公 司"）向不特定对象发行可转换公司债券（以下简称"可转债"）已获得中国证券 监督管理委员会证监许可〔2025〕2433 号文同意注册。中国国际金融股份有限公 司（以下简称"中金公司"、"保荐人（主承销商）"或"主承销商"）为本次发行 的保荐人（主承销商）。本次发行的可转债简称为"茂莱转债"，债券代码为"118061"。 | 类别 | 认购数量（手） | 放弃认购数量（手） | | --- | --- | --- | | 原股东 | 450,200 | 0 | | 网上社会公众投资者 | 110,115 | 2,185 | | 主承销商包销数量（放弃认 购总数量） | | 2,185 | | 发行数量合计 | ...

Meeting Overview - The third extraordinary general meeting of shareholders for Nanjing Maolai Optical Technology Co., Ltd. was convened, with no resolutions being rejected [2] - The meeting was chaired by Chairman Fan Hao and utilized a combination of on-site and online voting methods, complying with relevant laws and regulations [2][3] Attendance - All six current directors attended the meeting, along with the board secretary and other senior management personnel [3] Resolutions Passed - The following key resolutions were approved: - Cancellation of the supervisory board, change of business scope, and amendment of the Articles of Association [4] - Amendments to various corporate governance documents, including: - Revised rules for shareholder meetings [5] - Revised rules for board meetings [5] - Revised independent director working guidelines [5] - Revised external guarantee management system [5] - Revised external investment and financing management system [5] - Revised related party transaction decision-making system [5] - Revised system for preventing fund occupation by controlling shareholders and other related parties [5] - Revised management system for controlling subsidiaries [5] - Revised fundraising management system [6] - Revised implementation details for cumulative voting at shareholder meetings [6] - Revised foreign exchange hedging business management system [6] - Revised cash management business system [6] - Revised rules for convertible bondholders' meetings [6] - Established a remuneration management system for directors and senior management [6] - Abolished the rules for supervisory meetings [6] - Adjustment of the remuneration for certain directors and senior executives for the year 2025 [7] Legal Verification - The meeting was witnessed by lawyers from Guohao Law Firm (Nanjing), confirming that the meeting's procedures and voting results were legal and valid [7]

者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 证券代码：688502 证券简称：茂莱光学 公告编号：2025-089 南京茂莱光学科技股份有限公司 2025年第三次临时股东会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 一、 会议召开和出席情况 （一） 股东会召开的时间：2025 年 11 月 25 日 （二） 股东会召开的地点：江苏省南京市江宁开发区铺岗街 398 号会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 80 | | --- | --- | | 普通股股东人数 | 80 | | 2、出席会议的股东所持有的表决权数量 | 38,306,751 | | 普通股股东所持有表决权数量 | 38,306,751 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比例（%） | 72.8931 | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 72.8931 | （四） 表决方式是否符合《 ...

国浩律师（南京）事务所 关于南京茂莱光学科技股份有限公司 2025 年第三次临时股东会 之 法律意见书 中国江苏省南京市汉中门大街 309 号 B 座 5、7、8 层 邮编：210036 5、7、8/F, Block B, 309 Hanzhongmen Street, Nanjing, China, 210036 电话/Tel: +86 25 8966 0900 传真/Fax: +86 25 89660966 网址/Website: http://www.grandall.com.cn 国浩律师（南京）事务所 股东会法律意见书 法律意见书 致：南京茂莱光学科技股份有限公司 根据《中华人民共和国证券法》《中华人民共和国公司法》以及中国证券监 督管理委员会《上市公司股东会规则》的规定，本所接受南京茂莱光学科技股份 有限公司（以下简称"公司"）的聘请，指派王卓、高林律师出席公司 2025 年 第三次临时股东会（以下简称"本次股东会"），并就公司本次股东会出具法律 意见书。 为出具本法律意见书，本所律师参加了公司本次股东会，并对本次股东会召 集和召开的相关事实以及公司提供的文件进行了核查和验证。 根据《上市公司股东 ...

Core Viewpoint - Maolai Optical (688502) has received approval from the China Securities Regulatory Commission (CSRC) for the issuance of convertible bonds totaling 562.5 million yuan, indicating a strategic move to raise capital for future growth [1]. Group 1: Stock Performance - As of November 24, 2025, Maolai Optical's stock closed at 336.55 yuan, reflecting a 1.88% increase from the previous trading day [1]. - The stock opened at 330.44 yuan, reached a high of 339.37 yuan, and recorded a low of 330.44 yuan during the trading session [1]. - The total market capitalization of the company is 17.77 billion yuan, with a trading volume of 1.97 billion yuan and a turnover rate of 3.5% [1]. Group 2: Convertible Bond Issuance - The company plans to issue convertible bonds with a total amount of 562.5 million yuan, with existing shareholders given priority to subscribe for 450,200 lots, accounting for 80.04% of the total issuance [1]. - Public investors submitted effective subscriptions totaling 8,307,061,392 lots, with a final allocation of 112,300 lots, resulting in a lottery rate of 0.00135186% [1]. - CICC is acting as the sponsor (lead underwriter) for this issuance, and any shortfall in subscriptions will be underwritten by them [1].

南京茂莱光学科技股份有限公司 向不特定对象发行可转换公司债券 证券代码：688502 证券简称：茂莱光学 公告编号：2025-088 网上中签结果公告 保荐人（主承销商）：中国国际金融股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 根据《南京茂莱光学科技股份有限公司向不特定对象发行可转换公司债券发 行公告》，发行人南京茂莱光学科技股份有限公司及本次可转债发行的保荐人（主 承销商）中国国际金融股份有限公司于 2025 年 11 月 24 日（T+1 日）主持了南 京茂莱光学科技股份有限公司向不特定对象发行可转换公司债券（以下简称"茂 莱转债"）网上发行中签摇号仪式。摇号仪式按照公开、公平、公正的原则在有 关单位代表的监督下进行，摇号结果经上海市东方公证处公证。现将中签结果公 告如下： | 末尾位数 | 中签号码 | | --- | --- | | 末"5"位数 | 98150 | | 末"6"位数 | 944400，444400，859082 | | 末"7"位数 | 3454501，5454501，7454 ...

Core Viewpoint - Nanjing Maolai Optical Technology Co., Ltd. has completed the cancellation of part of its special account for raised funds from its initial public offering (IPO) [2][5] Summary by Sections Fundraising Overview - The company issued 13.2 million shares at a price of RMB 69.72 per share, raising a total of RMB 920.304 million, with a net amount of RMB 811.342 million after deducting issuance costs [2] Fund Management and Special Account - The company established a fundraising management system to regulate the storage and use of raised funds, ensuring compliance with relevant laws and protecting investor interests [3] - Special accounts for the raised funds were set up in collaboration with the underwriting institution, China International Capital Corporation [3] Cancellation of Special Accounts - The company decided to transfer excess funds (including interest income) from a special account at Ningbo Bank to a new account at China Merchants Bank and subsequently canceled the Ningbo Bank account [5] - As of the announcement date, the cancellation procedures for the special fundraising accounts have been completed, and the corresponding regulatory agreements with the banks have been terminated [5]

Core Points - The company has completed the cancellation of certain special accounts for raised funds, which were established for the management and use of funds from its initial public offering (IPO) [1][5] - The total amount raised from the IPO was RMB 920.304 million, with a net amount of RMB 811.342 million after deducting issuance costs [1][2] - The company has established a fund management system to ensure the proper storage and usage of the raised funds, in compliance with relevant laws and regulations [3] Fund Management and Usage - The company has set up special accounts for the raised funds in accordance with the "Company Law" and "Securities Law" of the People's Republic of China, as well as the regulations of the Shanghai Stock Exchange [3] - A tripartite or quadripartite supervision agreement was signed with the banks and the sponsor institution to clarify the rights and obligations of all parties involved in the management of the raised funds [3] - The company has transferred excess raised funds (including interest income) from one bank to another and subsequently decided to cancel the special account at the original bank [4][5]

Report Industry Investment Rating No relevant content provided. Core Viewpoints of the Report - In the week from November 17 - 21, 2025, the stock market oscillated downward due to factors like geopolitical tensions, concerns about overseas AI bubbles, and weakening interest - rate cut expectations. The bond market had a narrow - range oscillation. The convertible bond market mostly declined, with the CSI Convertible Bond Index down 1.78% for the week, the price median down 1.89%, and the arithmetic average parity down 6.70%. The overall market conversion premium rate increased by 7.72% compared to the previous week [1][8][9]. - During the period from November 24 - 28, 2025, the convertible bond market showed strong resilience during the A - share adjustment. Fed officials' dovish signals may improve market sentiment, and the convertible bond asset prices have strong bottom support. Attention should be paid to sectors such as energy storage, power, semiconductor equipment and materials, photovoltaic, and chemical industries, and high - volatility underlying stocks in balanced convertible bonds or low - premium equity - biased individual bonds should be selected [2][18]. Summary by Relevant Catalogs Market Trends - **Stock Market**: In the week from November 17 - 21, 2025, the market oscillated downward. All Shenwan primary industries closed down. Banks (-0.89%), media (-1.25%), food and beverage (-1.44%), national defense and military industry (-1.72%), and household appliances (-2.30%) performed relatively well, while power equipment (-10.54%), comprehensive (-9.18%), basic chemicals (-7.47%), and commercial retail (-7.24%) performed poorly [8][9]. - **Bond Market**: At the beginning of the week, the capital was tight, and it became balanced and loose in the second half of the week. The bond market had a narrow - range oscillation, and the 10 - year Treasury bond rate closed at 1.82% on Friday, up 0.26bp from the previous week [1][9]. - **Convertible Bond Market**: Most convertible bond individual bonds declined. The CSI Convertible Bond Index was down 1.78% for the week, the price median was down 1.89%, and the arithmetic average parity was down 6.70%. The overall market conversion premium rate increased by 7.72% compared to the previous week. The total trading volume of the convertible bond market last week was 318.036 billion yuan, with an average daily trading volume of 63.607 billion yuan, a decrease from the previous week [1][9][16]. Valuation Overview - As of November 21, 2025, for equity - biased convertible bonds, the average conversion premium rates in different price ranges are at relatively high percentile values. For debt - biased convertible bonds, the average YTM of those with a parity below 70 yuan is -4.27%, at the 1%/4% percentile since 2010/2021. The average implied volatility of all convertible bonds is 46.1%, at the 93%/99% percentile since 2010/2021 [19]. Primary Market Tracking - **Last Week (November 17 - 21, 2025)**: Maolai Convertible Bond was announced for issuance, and Qizhong Convertible Bond was listed. Maolai Convertible Bond has a scale of 563 million yuan, and Qizhong Convertible Bond has a scale of 850 million yuan [27][28]. - **Next Week (November 24 - 28, 2025)**: Zhuomei Convertible Bond is expected to be listed, with a scale of 450 million yuan [29][30]. - **Approval Progress**: Last week, 2 companies including Aohong Electronics and Pulian Software got registration approval, 1 company including Chunfeng Power passed the listing committee review, 4 companies including Haoneng Co., Ltd. passed the general meeting of shareholders, and 1 company including Zhaomin Technology had a board of directors' plan. As of now, there are 95 convertible bonds to be issued, with a total scale of 143.93 billion yuan [31].