2023 年第二次临时股东大会 之法律意见书 致：中国石油集团资本股份有限公司 北京市金杜律师事务所 关于中国石油集团资本股份有限公司 4. 公司本次股东大会股权登记日的股东名册； 5. 出席现场会议的股东的到会登记记录及凭证资料； 6. 深圳证券信息有限公司提供的本次股东大会网络投票情况的统计结果； 7. 公司本次股东大会议案及涉及相关议案内容的公告等文件； 8. 其他会议文件。 公司已向本所保证，公司已向本所披露一切足以影响本法律意见书出具的事 实并提供了本所为出具本法律意见书所要求公司提供的原始书面材料、副本材 料、复印材料、承诺函或证明，并无隐瞒记载、虚假陈述和重大遗漏之处；公司 提供给本所的文件和材料是真实、准确、完整和有效的，且文件材料为副本或复 印件的，其与原件一致和相符。 北京市金杜律师事务所（以下简称本所）接受中国石油集团资本股份有限公 司（以下简称公司）委托，根据《中华人民共和国证券法》（以下简称《证券法》）、 《中华人民共和国公司法》（以下简称《公司法》）、中国证券监督管理委员会 《上市公司股东大会规则（2022 年修订）》（以下简称《股东大会规则》）等 中华人民共和国（以下简称中国境内 ...

| | 绩是不是存在更强的韧性？资产质量水平会不会 | | --- | --- | | | 更好？ | | | 昆仑银行始终按照监管部门和股东的要求， | | | 锚定建设能源领域最具竞争力的一流特色化商业 | | | 银行战略目标，坚持稳中求进，着力提升市场竞 | | | 争力和管理能力，坚守审慎稳健合规、风险可控 | | | 可承担的低风险偏好，全力推进全行"二次创业"， | | | 力争明年实现业绩的良好增长和资产质量的持续 | | | 向好。 | | | 4. 目前财务公司的资产和负债中，境外占比 | | | 有多少？今年美债高息，明年预计降息，对利润 | | | 分别有多少影响？ | | | 财务公司境外资产和负债约为其全部资产、 | | | 负债的 左右，境外有息资产收益率和有息负 1/3 | | | 债成本率与美联储利率相关性较强。下一步，财 | | | 务公司将结合境外市场利率变化，深入提质增效， | | | 合理安排资产负债结构，控制利率敞口，着力提 | | | 升资金效益，最大限度提升息差。 | | | 特定对象调研中，公司相关人员与投资者进 | | | 行了充分的交流与沟通，并严格按照公 ...

证券代码：000617 证券简称：中油资本 公告编号：2023-035 中国石油集团资本股份有限公司 关于召开 2023 年第二次临时股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完 整，没有虚假记载、误导性陈述或重大遗漏。 一、召开会议基本情况 （一）会议名称：中国石油集团资本股份有限公司（以下简称公 司）2023 年第二次临时股东大会 （二）会议召集人：公司第十届董事会 经 2023 年 12 月 13 日（周三）召开的第十届董事会第五次会议 审议通过，决定于 2023 年 12 月 29 日（周五）召开公司 2023 年第二 次临时股东大会。 （三）本次股东大会的召开符合有关法律、行政法规、部门规章、 规范性文件、深圳证券交易所（以下简称深交所）规则和公司章程等 规定。 （四）会议的召开方式：采取现场投票与网络投票相结合的方式。 股东应选择现场投票、网络投票中的一种方式进行表决，如果同一表 决权出现重复投票表决的，以第一次有效投票表决结果为准。 （五）会议召开时间： 1.现场会议召开时间：2023 年 12 月 29 日（周五）上午 11:00 2.网络投票时间： （1）通过深交所 ...

中国石油集团资本股份有限公司 独立董事工作制度 第一章 总则 立董事行为，充分发挥独立董事在公司治理中的作用，促进提高上市公司 质量，依据《中华人民共和国公司法》《中华人民共和国证券法》《国务 院办公厅关于上市公司独立董事制度改革的意见》《上市公司独立董事管 理办法》等规定以及《中国石油集团资本股份有限公司章程》（以下简称 《公司章程》），结合公司实际，特制定本制度。 第一条 为规范中国石油集团资本股份有限公司（以下简称公司）独 及其主要股东、实际控制人不存在直接或者间接利害关系，或者其他可能 影响其进行独立客观判断关系的董事。 第二条 独立董事是指不在公司担任除董事外的其他职务，并与公司 单位或者个人的影响。 独立董事应当独立履行职责，不受公司及其主要股东、实际控制人等 法律、行政法规、中国证券监督管理委员会（以下简称中国证监会）规定、 深圳证券交易所（以下简称深交所）业务规则和《公司章程》的规定，认 真履行职责，在董事会中发挥参与决策、监督制衡、专业咨询作用，维护 公司整体利益，保护中小股东合法权益。 第三条 独立董事对公司及全体股东负有忠实与勤勉义务，应当按照 第四条 公司应当为独立董事依法履职提供必要 ...

对外担保管理办法 第一章 总 则 限公司（以下简称公司）及下属公司的对外担保行为，防范和降低对外担 保风险，促进公司业务健康平稳发展，根据《中华人民共和国公司法》《上 市公司监管指引第 8 号——上市公司资金往来、对外担保的监管要求》《深 圳证券交易所股票上市规则》等法律、法规、规章、公司股票上市地证券 管理机构有关规定以及《中国石油集团资本股份有限公司章程》（以下简 称《公司章程》），制定本办法。 第一条 为了维护投资者的合法权益，规范中国石油集团资本股份有 的对外担保管理工作。 第二条 本办法适用于公司及纳入公司合并报表范围内的各级子公司 对外担保管理和审批程序。 公司各下属公司应当通过法定程序实施本办法，按照本办法规定履行 业监管相关规定，不适用于本办法。 经金融行业监督管理机构批准的经营范围内的金融担保业务适用行 中国石油集团资本股份有限公司 自调整或违背审批权限。 （二）严格限权。严格遵照权限规定审批办理对外担保事项，不得擅 被担保基础业务及对外担保方案的合法性、可行性和安全性。 （三）分级负责。公司及下属公司按照授权权限分别负责论证和审查 门，协同论证和审查被担保基础业务及对外担保方案，强化公司对 ...

证券代码：000617 证券简称：中油资本 公告编号：2023-034 中国石油集团资本股份有限公司 第十届董事会第五次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 中国石油集团资本股份有限公司（以下简称公司）第十届董事会 第五次会议于 2023 年 12 月 13 日（周三）以通讯方式召开。本次董 事会会议通知文件于 2023 年 12 月 8 日（周五）以专人通知、电子邮 件的形式发出。会议应出席董事 9 人，实际亲自出席董事 9 人。会议 的召开符合《中华人民共和国公司法》和《中国石油集团资本股份有 限公司章程》的有关规定。参会全体董事对本次会议全部议案进行认 真审议，通过如下议案： 一、审议通过《关于修订<独立董事工作制度>的议案》 本议案尚需提交公司股东大会审议。 表决结果：9 票同意，0 票反对，0 票弃权。 四、审议通过《关于董事会审计委员会委员变更的议案》 《中国石油集团资本股份有限公司独立董事工作制度》同日在巨 潮资讯网（www.cninfo.com.cn）披露。 本议案尚需提交公司股东大会审议。 表决结果：9 票同意，0 票 ...

Financial Performance - Total operating revenue for Q3 2023 reached ¥9,529,067,364.76, an increase of 19.97% compared to the same period last year[3] - Net profit attributable to shareholders was ¥1,359,239,346.90, a decrease of 6.51% year-on-year[3] - Net profit excluding non-recurring gains and losses was ¥1,326,600,007.94, down 6.47% from the previous year[3] - Basic earnings per share for Q3 2023 were ¥0.11, a decrease of 8.33% compared to the same period last year[3] - The weighted average return on equity was 1.37%, a decrease of 0.16 percentage points year-on-year[3] - Total operating revenue for Q3 2023 reached ¥28.21 billion, up from ¥23.30 billion in Q3 2022, representing a growth of approximately 21.5%[16] - Net profit for Q3 2023 was ¥9.90 billion, slightly up from ¥9.87 billion in the same period last year, indicating a growth of 0.3%[17] - The company reported a total profit of ¥11.41 billion, down from ¥12.04 billion, reflecting a decrease of approximately 5.3%[17] - The basic and diluted earnings per share for Q3 2023 were both ¥0.42, compared to ¥0.39 in Q3 2022, showing an increase of 7.7%[18] - The total comprehensive income for Q3 2023 was ¥11.47 billion, compared to ¥10.62 billion in the previous year, representing a growth of about 8.0%[18] Cash Flow and Liquidity - Cash flow from operating activities for the year-to-date increased by 601.32% to ¥94,839,362,481.10[7] - Cash flow from operating activities was ¥174.41 million, an increase from ¥152.82 million in the same quarter last year, indicating a growth of approximately 14.1%[19] - The company recorded a net increase in customer deposits and interbank placements of ¥64.13 billion, reflecting strong liquidity management[19] - The cash and cash equivalents at the end of Q3 2023 amounted to ¥186,022,483,390.57, up from ¥169,992,898,323.09 at the end of the previous period, reflecting an increase of about 9.4%[21] - The cash received from interest, fees, and commissions was ¥24,253,555,739.27, compared to ¥20,114,265,256.85 in the previous period, indicating an increase of about 20.6%[20] - The cash received from tax refunds was ¥361,459,679.16, up from ¥217,970,604.60, representing an increase of approximately 65.5%[20] - The cash paid for taxes decreased to ¥2,679,103,449.69 from ¥3,695,206,559.09, reflecting a decrease of about 27.5%[20] Assets and Liabilities - Total assets as of the end of Q3 2023 were ¥1,086,729,078,942.03, reflecting a growth of 6.15% from the end of the previous year[4] - As of September 30, 2023, total assets reached approximately 1,086.73 billion, an increase from 1,023.77 billion on January 1, 2023, reflecting a growth of about 6.15%[12] - Total current assets amounted to approximately 722.90 billion, up from 638.46 billion, indicating a growth of around 13.19%[13] - The total liabilities as of September 30, 2023, were approximately 902.43 billion, compared to 848.09 billion at the beginning of the year, marking an increase of about 6.41%[15] - The total liabilities due within one year increased to approximately 879.72 billion from 833.44 billion, an increase of about 5.55%[14] - The company's long-term borrowings increased to approximately 9.98 billion from 3.13 billion, a substantial rise of about 219.00%[15] Shareholder Information - Shareholders' equity attributable to shareholders was ¥100,229,470,375.74, up 4.85% year-on-year[4] - The total number of ordinary shareholders at the end of the reporting period was 161,474[8] Government Support - The company received government subsidies amounting to ¥67,352,305.93 during the reporting period[5] Investment Performance - Investment income for Q3 2023 was ¥3.08 billion, down from ¥3.38 billion, indicating a decrease of about 8.9%[17] - The company reported a significant credit impairment loss of ¥2.06 billion, compared to a gain of ¥1.23 billion in the previous year, highlighting increased credit risk[17] Other Financial Metrics - The company's cash and cash equivalents increased to approximately 39.06 billion from 37.41 billion, representing a growth of about 4.36%[12] - The company's receivables from insurance premiums rose to approximately 205.00 million from 116.43 million, a significant increase of about 76.00%[12] - Short-term borrowings decreased to approximately 29.01 billion from 35.53 billion, a reduction of about 18.38%[14] - The company's total equity increased to approximately 184.30 billion from 175.69 billion, reflecting a growth of about 4.63%[15] - The non-current assets totaled approximately 363.83 billion, down from 385.32 billion, indicating a decrease of about 5.56%[13]

Financial Performance - Total operating revenue for the reporting period reached ¥18,685,291,965.34, an increase of 21.67% compared to the same period last year[11]. - Net profit attributable to shareholders of the listed company was ¥3,906,928,366.89, reflecting an 11.11% increase year-on-year[11]. - Net profit attributable to shareholders after deducting non-recurring gains and losses was ¥3,787,472,812.84, up by 8.22% from the previous year[11]. - Basic earnings per share for the period was ¥0.31, representing a 10.71% increase from ¥0.28 in the previous year[11]. - Diluted earnings per share also stood at ¥0.31, consistent with the basic earnings per share increase of 10.71%[11]. - The weighted average return on equity rose to 3.99%, an increase of 0.26 percentage points compared to the previous year[11]. - The company reported a significant increase in comprehensive income, totaling ¥8,876,060,232.46, up 39.29% from the previous year[35]. - Total operating revenue for the first half of 2023 reached CNY 18.685 billion, representing a year-on-year increase of 21.67%[33]. - The net profit for the first half of 2023 was CNY 6.973 billion, an increase of 8.64% year-on-year[33]. Cash Flow and Assets - Net cash flow from operating activities was ¥35,759,302,374.52, a significant increase of 343.52% compared to the same period last year[11]. - The company’s net increase in cash and cash equivalents was ¥6,965,028,118.39, a 136.36% improvement year-on-year[35]. - The company’s total assets included cash and cash equivalents of ¥36,590,358,223.58, accounting for 3.51% of total assets[39]. - Total assets at the end of the reporting period were ¥1,041,559,604,270.37, marking a 1.74% increase from the end of the previous year[11]. - The company’s total assets reached approximately ¥521.93 billion, with net assets of about ¥85.27 billion[49]. - The company’s total assets reached approximately ¥175.69 billion in the first half of 2023, compared to ¥181.86 billion in the same period of 2022, showing a decrease of 3.4%[116]. Dividends and Shareholder Information - The company plans not to distribute cash dividends or issue bonus shares for the reporting period[2]. - The company plans not to distribute cash dividends or issue bonus shares for the first half of 2023[59]. - The total number of ordinary shareholders at the end of the reporting period is 193,073, with the largest shareholder, China National Petroleum Corporation, holding 77.35%[85]. Risk Management and Compliance - The company maintained a strong risk management framework, ensuring high asset quality and compliance with regulatory requirements[32]. - The company emphasizes a low-risk preference and adheres to regulatory requirements to enhance risk management capabilities[53]. - The company faces various risks including business, market, stock market, financial, overseas operation, and management risks[53]. - The company has not encountered any non-compliance issues regarding external guarantees during the reporting period[68]. - The company has maintained a strong commitment to integrity, with no major unfulfilled court judgments or significant overdue debts reported during the period[70]. Charitable Activities and Community Engagement - In the first half of 2023, Kunlun Bank deployed a team of 6 to assist in rural revitalization efforts in Shaya County, contributing a total of 300,000 CNY for sheep farming, 200,000 CNY for rural tourism facilities, and 300,000 CNY for comprehensive assistance projects[63]. - Kunlun Trust established a charity trust with a scale of 2 million CNY aimed at addressing educational challenges in Hongfeng County, including difficulties in studying, accommodation, and sports[65]. - The company has actively participated in various charitable activities, donating over 1,600 items of warm clothing and materials valued at approximately 500,000 CNY to students in assisted villages[63]. Financial Structure and Investments - The company operates a comprehensive range of financial services through subsidiaries, including banking, finance, leasing, trust, insurance, and securities[17]. - The company is actively involved in equity investment in strategic emerging industries such as new energy and high-end intelligent manufacturing[26]. - The company holds a 28.00% stake in Zhongyou Finance, managing 40.00% of its equity, contributing to over 10% of the total profit for the reporting period[78]. - The company has subsidiaries including CNPC Capital Limited and CNPC Finance Limited, indicating a diversified financial structure[128]. Accounting Policies and Financial Reporting - The financial report indicates a comprehensive consolidation scope, with changes detailed in the notes section[132]. - The group emphasizes adherence to important accounting policies and estimates as outlined in the financial report[133]. - The company’s financial reporting adheres to relevant accounting standards for the classification and measurement of financial instruments[145]. - The group assesses expected credit losses based on the weighted average of credit losses for financial instruments, considering various factors such as default probabilities[149]. Future Outlook and Strategic Goals - The company plans to continue expanding its market presence and investing in new technologies to drive future growth[108]. - The company continues to focus on serving the real economy and optimizing its asset and business structure to enhance resilience against market risks[54].

证券代码：000617 证券简称：中油资本 公告编号：2023-018 中国石油集团资本股份有限公司 关于参加2023年新疆辖区上市公司投资者 网上集体接待日活动的公告 本公司及董事会全体成员保证信息披露内容的真实、准确、完整， 没有虚假记载、误导性陈述或者重大遗漏。 为便于广大投资者更深入全面地了解中国石油集团资本股份有 限公司（以下简称公司）发展战略、经营情况、财务状况、可持续发 展等投资者所关心的问题，公司将参加由新疆证监局、新疆上市公司 协会与深圳市全景网络有限公司联合举办的"2023 年新疆辖区上市 公司投资者集体接待日活动"，现将相关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演" 网站（http://rs.p5w.net/），或关注微信公众号：全景财经，或下 载全景路演 APP，参与公司本次互动交流。活动时间为 2023 年 6 月 16 日（周五）15:30-18:00。届时公司董事长谢海兵先生，副董事长、 总经理卢耀忠先生，副总经理、财务总监、董事会秘书刘强先生将参 与本次互动交流，欢迎广大投资者踊跃参与！ 特此公告。 中国石油集团资本股份有限公司 董 事 会 20 ...

2023第一季度报告 证券代码：000617 证券简称：中油资本 公告编号：2023-011 中国石油集团资本股份有限公司 2023 年第一季度报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导性陈述或重 大遗漏。 重要内容提示： 1.董事会、监事会及董事、监事、高级管理人员保证季度报告的真实、准确、完整，不存在虚假记载、 误导性陈述或重大遗漏，并承担个别和连带的法律责任。 2.公司负责人、主管会计工作负责人及会计机构负责人(会计主管人员)声明：保证季度报告中财务 信息的真实、准确、完整。 3.第一季度报告是否经审计 □ 是 √ 否 一、主要财务数据 ...