深圳市凯中精密技术股份有限公司 2023 年度监事会工作报告 深圳市凯中精密技术股份有限公司 2023 年度监事会工作报告 2023 年度，公司监事会严格按照《公司法》《公司章程》《监事会议事规则》 等规定和要求，认真履行各项职责和义务，依法行使职权。监事会成员通过召开 监事会会议、列席董事会会议、出席股东大会等会议，了解和掌握公司经营情况， 参与公司重大事项决策，审核相关报告并出具意见，对公司决策程序、内部控制 制度的建立与执行情况，公司经营及财务情况，公司董事、高级管理人员履行职 责情况等进行了监督，维护了公司利益和股东合法权益。现将 2023 年的主要工 作情况汇报如下： 一、2023 年度监事会会议情况 2023 年度，公司监事会共召开了 5 次会议，审议 27 项议案，各位监事认真 审议每项议案，确保审议事项合法合规。具体情况如下： | 序号 | 会议名称 | 召开日期 | 会议议案 | | --- | --- | --- | --- | | 1 | 第四届监事会 第十四次会议 | | 5、《2022 年度内部控制自我评价报告》 7、《关于 2022 年度计提资产减值准备的议案》 | | | | | ...

深圳市凯中精密技术股份有限公司 独立董事述职报告 深圳市凯中精密技术股份有限公司 独立董事述职报告（王成义） 各位股东及股东代表： 本人作为深圳市凯中精密技术股份有限公司（以下简称"公司"）的独立董事， 根据《公司法》《上市公司独立董事管理办法》《深圳市凯中精密技术股份有限公 司章程》（以下简称"公司章程"）及《深圳市凯中精密技术股份有限公司独立董事 工作制度》（以下简称"独立董事工作制度"）等相关法律、法规、制度的规定和要 求，忠实、勤勉、认真地履行了独立董事的职责，积极发挥独立董事的独立性和专 业性作用，切实维护了公司和全体股东特别是中小股东的利益。现将本人2023年度 任职期间履职情况向各位股东及股东代表汇报如下： 一、 基本情况 本人王成义，1967 年出生，硕士研究生，法学研究员，律师。现任东方昆仑 （深圳）律师事务所合伙人、律师，深圳国际仲裁院仲裁员，深圳美凯电子股份有 限公司董事，广东创世纪智能装备集团股份有限公司独立董事，公司独立董事。 报告期内，本人任职符合法律法规和规范性文件等规定的独立性要求，不存在 影响独立性的情况。 二、2023年度履职情况 （一）出席董事会、股东大会会议情况 202 ...

深圳市凯中精密技术股份有限公司 机构名称：大华会计师事务所（特殊普通合伙） 成立日期：2012 年 2 月 9 日成立（由大华会计师事务所有限公司转制为特 殊普通合伙企业） 组织形式：特殊普通合伙 注册地址：北京市海淀区西四环中路 16 号院 7 号楼 1101 首席合伙人：梁春 截至 2023 年 12 月 31 日合伙人数量：270 人 截至 2023 年 12 月 31 日注册会计师人数：1471 人，其中：签署过证券服务 业务审计报告的注册会计师人数：1141 人 会计师事务所 2023 年度履职情况评估及审计委员会履行监 督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》《深圳证券交易所上市公 司自律监管指引第 1 号--主板上市公司规范运作》和深圳市凯中精密技术股份有 限公司（以下简称"公司"）《公司章程》《董事会审计委员会实施细则》等规定和 要求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董事 会审计委员会对会计师事务所大华会计师事务所（特殊普通合伙）（以下简称"大 华会计师事务所"）202 ...

| 证券代码：002823 | 证券简称：凯中精密 | 公告编号：2024-031 | | --- | --- | --- | | 债券代码：128042 | 债券简称：凯中转债 | | 深圳市凯中精密技术股份有限公司 关于提请股东大会延长授权董事会以简易程序向特定对象 公司于2023年4月24日召开第四届董事会第十七次会议，审议通过了《关于 提请股东大会授权董事会办理以简易程序向特定对象发行股票相关事宜的议案》， 同意公司董事会提请股东大会授权董事会办理以简易程序向特定对象发行融资 总额不超过人民币3亿元且不超过最近一年末净资产20%股票（以下简称"本次发 行"或"小额快速融资"）的相关事宜，授权期限自2022年年度股东大会审议通过 之日起至2023年年度股东大会召开之日止。公司于2023年5月25日召开年度股东 大会，审议通过了上述议案。 鉴于上述议案有效期即将届满，相关事项仍在筹备中，为保证本项工作的延 续性和合规有效性，公司于2024年4月15日召开第四届董事会第二十五次会议， 审议通过了公司《关于提请股东大会延长授权董事会以简易程序向特定对象发行 股票授权有效期的议案》，同意提请股东大会将授权有效期 ...

| 证券代码：002823 | 证券简称：凯中精密 | 公告编号：2024-028 | | --- | --- | --- | | 债券代码：128042 | 债券简称：凯中转债 | | 深圳市凯中精密技术股份有限公司 关于会计政策变更的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，不 存在虚假记载、误导性陈述或重大遗漏。 特别提示：本次会计政策变更是公司根据财政部发布的《企业会计准则解释 第17号》的要求对原会计政策相关内容进行变更。本次会计政策变更不会对公司 营业收入、净利润、净资产等产生重大影响。 深圳市凯中精密技术股份有限公司（以下简称"公司"）于2024年4月15日召 开了第四届董事会第二十五次会议和第四届监事会第二十一次会议，会议分别审 议通过了《关于会计政策变更的议案》，具体情况如下。 一、本次会计政策变更概述 本次会计政策变更后，公司将执行准则解释第17号。其他未变更部分，仍按 照财政部前期颁布的《企业会计准则—基本准则》和各项具体会计准则、企业会 计准则应用指南、企业会计准则解释公告以及其他相关规定执行。 3、会计政策变更审议程序 公司于2024年4月15日召开了第四届董事 ...

深圳市凯中精密技术股份有限公司 内部控制审计报告 大华内字[2024]0011000070 号 大 华 会 计 师 事 务 所 (特 殊 普 通 合 伙 ) Da Hua Certified PublicAccountants（Special General Partnership） 深圳市凯中精密技术股份有限公司 内部控制审计报告 （截止 2023 年 12 月 31 日） 目 录 页 次 一、 内部控制审计报告 1-2 大华会计师事务所（特殊普通合伙） 北京市海淀区西四环中路 16 号院 7 号楼 12 层 [100039] 电话：86 (10) 5835 0011 传真：86 (10) 5835 0006 www.dahua-cpa.com 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企 业内部控制评价指引》的规定，建立健全和有效实施内部控制，并评 价其有效性是企业董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上，对财务报告内部控制的 有效性发表审计意见，并对注意到的非财务报告内部控制的重大缺陷 进行披露。 三、内部控制的固有局限性 内 部 控 制 审 计 报 告 ...

深圳市凯中精密技术股份有限公司 第四届监事会第二十一次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，不 存在虚假记载、误导性陈述或重大遗漏。 深圳市凯中精密技术股份有限公司（以下简称"公司"）第四届监事会第二十 一次会议通知于2024年4月3日以电子邮件、电话等形式向各位监事发出，会议于 2024年4月15日在公司会议室以现场与通讯相结合的方式召开。本次会议应出席 监事3名，实际出席3名，本次会议由监事会主席汪成斌先生主持。本次会议的召 集、召开和表决程序均符合《公司法》等法律、法规及《公司章程》的有关规定， 合法有效。经与会监事认真审议，表决通过了如下议案： | 证券代码：002823 | 证券简称：凯中精密 | 公告编号：2024-024 | | --- | --- | --- | | 债券代码：128042 | 债券简称：凯中转债 | | 一、 审议并通过《2023年度监事会工作报告》 具体内容详见公司同日披露于巨潮资讯网（www.cninfo.com.cn）的相关公告。 表决结果：3票同意、0票反对、0票弃权、0票回避。 本议案尚需提交公司2023年年度股东大会审议。 二、审 ...

本人作为深圳市凯中精密技术股份有限公司（以下简称"公司"）的独立董事， 根据《公司法》《上市公司独立董事管理办法》《深圳市凯中精密技术股份有限公 司章程》（以下简称"公司章程"）及《深圳市凯中精密技术股份有限公司独立董事 工作制度》（以下简称"独立董事工作制度"）等相关法律、法规、制度的规定和要 求，忠实、勤勉、认真地履行了独立董事的职责，积极发挥独立董事的独立性和专 业性作用，切实维护了公司和全体股东特别是中小股东的利益。现将本人2023年度 任职期间履职情况向各位股东及股东代表汇报如下： 一、 基本情况 本人冯艳，1974年出生，博士学位，教学副教授。现任北京大学汇丰商学院教 师，公司独立董事。 深圳市凯中精密技术股份有限公司 独立董事述职报告（冯艳） 各位股东及股东代表： 深圳市凯中精密技术股份有限公司 独立董事述职报告 1 报告期内，本人任职符合法律法规和规范性文件等规定的独立性要求，不存在 影响独立性的情况。 二、2023年度履职情况 深圳市凯中精密技术股份有限公司 独立董事述职报告 （二）出席董事会专门委员会情况 （一）出席董事会、股东大会会议情况 2023年，公司共召开6次董事会，3次股东大会， ...

一、召开会议的基本情况 1、会议届次：2023年年度股东大会 深圳市凯中精密技术股份有限公司 | 证券代码：002823 | 证券简称：凯中精密 | 公告编号：2024-033 | | --- | --- | --- | | 债券代码：128042 | 债券简称：凯中转债 | | 关于召开 2023 年年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，不 存在虚假记载、误导性陈述或重大遗漏。 深圳市凯中精密技术股份有限公司（以下简称"公司"）于2024年4月15日召 开第四届董事会第二十五次会议，会议决议于2024年5月7日召开2023年年度股东 大会，本次股东大会采用现场投票与网络投票相结合的方式召开，现将本次会议 的有关事项通知如下： 2、会议召集人：公司第四届董事会 3、会议召开的合法、合规性：公司第四届董事会第二十五次会议审议通过 了《关于召开2023年年度股东大会的议案》，本次股东大会会议的召开符合有关 法律、行政法规、部门规章、规范性文件和《公司章程》等的规定。 4、会议召开的时间： （1）现场会议时间：2024年5月7日（星期二）下午14:30 （2）网络投票时间：2 ...

Financial Performance - Revenue for 2023 reached 3.024 billion yuan, a year-on-year increase of 13.60%[9] - Net profit attributable to shareholders of the listed company was 76.7186 million yuan, a year-on-year increase of 209.54%[9] - Net profit attributable to shareholders of the listed company after deducting non-recurring gains and losses was 81.2539 million yuan, a year-on-year increase of 1,204.81%[9] - Sales expenses decreased by 13.50% to 62,485,583.98 RMB in 2023 compared to 72,239,552.33 RMB in 2022[29] - Management expenses decreased by 7.86% to 117,865,571.50 RMB in 2023 compared to 127,913,605.54 RMB in 2022[29] - Financial expenses increased by 13.43% to 60,628,145.30 RMB in 2023 compared to 53,449,407.16 RMB in 2022[29] - R&D expenses increased by 2.03% to 93,123,429.64 RMB in 2023 compared to 91,268,406.24 RMB in 2022[29] - R&D investment increased by 4.35% to 114,851,015.27 RMB in 2023 compared to 110,058,133.16 RMB in 2022[30] - R&D investment as a percentage of revenue decreased by 0.33% to 3.80% in 2023 compared to 4.13% in 2022[30] - Capitalized R&D investment decreased by 13.56% to 21,727,585.63 RMB in 2023 compared to 25,136,771.53 RMB in 2022[30] - The proportion of capitalized R&D investment to total R&D investment decreased by 3.92% to 18.92% in 2023 compared to 22.84% in 2022[30] - The company's monetary funds increased to 167,307,230.94 yuan, accounting for 4.37% of total assets, up by 0.10% compared to the previous year[178] - Accounts receivable rose to 500,937,704.06 yuan, representing 13.09% of total assets, an increase of 1.00% due to higher revenue[178] - Inventory grew to 555,466,672.68 yuan, making up 14.51% of total assets, with a 0.37% increase[178] - Fixed assets expanded significantly to 1,927,813,248.62 yuan, accounting for 50.36% of total assets, a 6.38% rise due to new factories and production lines[178] - Construction in progress decreased to 131,526,551.22 yuan, representing 3.44% of total assets, a drop of 6.09% as projects were transferred to fixed assets[178] - Short-term loans stood at 729,594,769.66 yuan, making up 19.06% of total assets, a slight decrease of 0.63%[178] - Long-term loans were 421,540,389.84 yuan, accounting for 11.01% of total assets, down by 0.58%[178] - The company's financial liabilities amounted to 7,313,451.17, with a net change of -7,313,451.17, resulting in a balance of 0.00[184] R&D and Innovation - The company is focusing on R&D projects in the new energy vehicle sector, aiming to optimize product structure and expand market share[30] - R&D personnel decreased by 1.23% to 401 in 2023 compared to 406 in 2022[30] - The company has achieved market breakthroughs in the fields of new energy vehicle three-electric systems, fuel cells, and energy storage, securing new customer projects from first-tier automakers and well-known enterprises[9] - The company's new energy vehicle components have seen strong demand, with orders for power battery and motor control components growing significantly[9] - The company plans to accelerate the implementation of the project for new energy vehicle power battery components and connectors due to rapid market growth, with production in China by KZ Precision and packaging and sales in Germany by KZ Walter[43] Global Expansion and Customer Relationships - The company has established a global layout with sales, R&D centers, and production bases in mainland China, Hong Kong, Taiwan, Germany, and Japan[11] - The company has been appointed as a long-term strategic partner by global well-known component customers such as Bosch, ZF, Brose, Nidec, and Denso[8] - The company has obtained dozens of projects and hundreds of product designations from international and domestic well-known customers in the field of new energy vehicle components[8] - The top five customers accounted for 40.70% of the total annual sales, with a total sales amount of 1.23068263472 billion yuan[26] - The company will continue to promote overseas R&D, production, and customer collaboration, enhancing local supporting capabilities to meet global customer needs and improve market competitiveness[55] Corporate Governance and Shareholder Information - The company's top shareholder, Zhang Haoyu, holds 26.84% of the shares, totaling 77,428,676 shares, with 58,071,507 restricted shares and 19,357,169 unrestricted shares[47] - The second-largest shareholder, Wu Ying, holds 22.79% of the shares, totaling 65,734,669 shares, with 53,589,521 restricted shares and 12,145,148 unrestricted shares[47] - The company's top 10 shareholders did not change during the reporting period, and no repurchase transactions were conducted[52] - The company's controlling shareholder, Wu Ying, is a natural person with Hong Kong nationality and holds residency rights in other countries or regions[56] - The company's limited-sale condition shares decreased by 12,365,999, resulting in a total of 116,902,154 shares, representing 40.53% of the total shares[196] - The company's unrestricted shares increased by 13,702,538, resulting in a total of 171,538,693 shares, representing 59.47% of the total shares[196] - The company's total shares increased by 1,336,539, resulting in a total of 288,440,847 shares[196] Environmental, Social, and Governance (ESG) - The company will actively implement ESG concepts, continuously improve corporate governance, environmental protection, and social responsibility, and enhance comprehensive management levels to promote high-quality sustainable development[50] - The company has implemented energy-saving measures such as waste heat recovery from air compressors and the use of energy-efficient lighting to reduce carbon emissions[165] - The company has achieved zero discharge of wastewater and organized high-altitude emissions of dust and exhaust gases after treatment, meeting environmental standards[160] - The company respects and protects the legitimate rights and interests of stakeholders, balancing the interests of society, shareholders, the company, and employees[83] Employee and Workforce Information - Total number of employees at the end of the reporting period is 4,362, with 2,559 from the parent company and 1,803 from major subsidiaries[122] - Production personnel account for 2,752 employees, representing 63.1% of the total workforce[122] - Sales personnel account for 88 employees, representing 2.0% of the total workforce[122] - Technical personnel account for 849 employees, representing 19.5% of the total workforce[122] - Employees with a high school education (including vocational school) account for 1,038, representing 23.8% of the total workforce[122] - Employees with a bachelor's degree or college diploma account for 866, representing 19.9% of the total workforce[122] - Employees with a postgraduate degree or higher account for 53, representing 1.2% of the total workforce[122] - The company provides extensive training programs covering automation, information systems, quality management, and employee development to enhance skills and support strategic goals[79] Fund Management and Capital Allocation - The company used RMB 6,485.93 million of raised funds to replace self-raised funds previously invested in the project[43] - The company temporarily supplemented working capital with RMB 31,000 million of idle raised funds, which was fully returned to the raised funds account by June 20, 2019[43] - The company temporarily supplemented working capital with RMB 23,900 million of idle raised funds, which was fully returned to the raised funds account by April 9, 2020[43] - The company temporarily supplemented working capital with RMB 19,000 million of idle raised funds, which was fully returned to the raised funds account by February 25, 2021[43] - The company used RMB 16,000,000 of idle funds raised from the issuance of convertible bonds to temporarily supplement working capital, with a usage period not exceeding 12 months from February 25, 2021, to February 24, 2022[45] - RMB 14,250,000 of the temporarily supplemented working capital was returned to the special fundraising account by December 7, 2021[45] - The company used RMB 9,000,000 of idle funds raised from the issuance of convertible bonds to temporarily supplement working capital, with a usage period not exceeding 12 months from December 8, 2021, to December 7, 2022[45] - RMB 9,000,000 of the temporarily supplemented working capital was returned to the special fundraising account by November 25, 2022[45] - The company used RMB 7,400,000 of idle funds raised from the issuance of convertible bonds to temporarily supplement working capital, with a usage period not exceeding 12 months from November 28, 2022, to November 27, 2023[45] - RMB 7,400,000 of the temporarily supplemented working capital was returned to the special fundraising account by October 25, 2023[45] - The company used RMB 5,328,000 of idle funds raised from the issuance of convertible bonds to temporarily supplement working capital, with a usage period not exceeding 12 months from October 26, 2023, to October 25, 2024[45] - RMB 1,371,900 of the temporarily supplemented working capital was returned to the special fundraising account by December 31, 2023, with the remaining RMB 3,956,100 to be returned by October 25, 2024[45] - As of December 31, 2023, the unused raised funds amounted to RMB 3,979,920, with RMB 3,956,100 temporarily supplementing working capital and RMB 23,820 stored in the special fundraising account for future use according to the investment plan[45] - The company reported no changes in the use of raised funds during the reporting period[46] Strategic Initiatives and Future Plans - The company's strategic positioning is to become a globally competitive integrated precision component solution provider, focusing on core precision component businesses and seizing opportunities in new energy vehicles and industrial 4.0[49] - The company plans to expand its business around core customers, focusing on key precision components for new energy vehicle power battery systems, drive motor systems, electronic control systems, lightweight vehicles, and intelligent driving[49] - The company adjusted the implementation entity and location for the "Commutator and Slip Ring Production Line Technical Transformation Project," adding Heyuan KZ Precision as an implementation entity and Heyuan City as a new location[43] - The company proposed a plan to issue shares to specific targets through a simplified procedure in 2023, including a feasibility analysis report on the use of raised funds and a three-year (2023-2025) shareholder return plan[110] - The company adjusted its organizational structure and proposed a plan to issue shares to specific targets through a simplified procedure in 2023, including a feasibility analysis report on the use of raised funds and a three-year (2023-2025) shareholder return plan[110] Risk Management and Compliance - The company faces risks from fluctuations in raw material prices, which could impact product gross margins[65] - The company strictly adheres to laws and regulations in information disclosure, ensuring timely, accurate, and fair disclosure of major information[84] - The company reported no speculative derivative investments during the reporting period[197] - The company's derivative investments include currency swaps, foreign exchange forwards, and options, with a total initial investment of 118,853.02 and a net change of -2,272.22[193] - The company's foreign exchange forward contracts had an initial investment of 49,259, with a net change of -2,193.36[193] - The company's option contracts had an initial investment of 57,388.02, with a net change of 389.02[193] Awards and Recognitions - The company has been recognized as a "Global Excellent Supplier" by Bosch for four consecutive terms (8 years), the only company in the industry to receive this honor[168] Shareholder Returns and Dividends - Cash dividend distribution plan: 0.81 RMB per 10 shares, totaling 23,300,000 RMB[123] - Total distributable profit is 544,283,704.94 RMB, with cash dividends accounting for 100% of the profit distribution[123] - The 2023 employee stock ownership plan holds 1,204,819 shares, representing 0.42% of the total share capital[141] - The company implemented a 2021 profit distribution plan, distributing RMB 0.101011 per 10 shares to all shareholders based on a total share capital of 287,095,780 shares, with the ex-dividend date set for June 1, 2022[97] - The conversion price of Kaizhong Convertible Bonds was adjusted from RMB 10.09 per share to RMB 10.08 per share, effective from June 1, 2022[97] Board and Committee Activities - The company's audit committee held 4 meetings in 2023, reviewing various reports including the 2022 annual report, financial statements, and internal audit summaries[81] - The company's compensation and assessment committee approved the 2023 employee stock ownership plan and its management measures in May 2023[81] - The company's board of directors held 6 meetings in 2023, with all directors attending either in person or via teleconference[91] - The company elected new independent directors and employee representative supervisors, with Liu Xiangqing elected as an independent director on January 15, 2024, and Ming Yao elected as an employee representative supervisor on April 3, 2024[111] Guarantees and Liabilities - The total approved guarantee quota for subsidiaries at the end of the reporting period is 160,500, with the actual guarantee balance for subsidiaries being 30,565.48[180] - The total guarantee amount for objects with a debt-to-asset ratio exceeding 70% is 38,223.89[188] Convertible Bonds and Share Repurchases - The company adjusted the conversion price of its convertible bonds multiple times due to equity distributions and share repurchases, with the latest adjustment to 12.96 RMB per share on September 30, 2020[78] - The company adjusted the conversion price of its convertible bonds from 12.86 yuan/share to 10.09 yuan/share, effective from March 8, 2022[82] - The company conducted a share repurchase plan from April 25, 2023, repurchasing 2,075,498 shares, representing 0.23% to 0.47% of the total share capital, with a repurchase amount ranging from 10 million to 20 million RMB[76] - UBS AG held the largest share of the company's convertible bonds at the end of the reporting period, with 185,130 bonds worth 18,513,000 yuan, accounting for 4.61% of the total[92] Corporate Independence and Related Party Transactions - The company maintains strict independence in business, personnel, assets, organization, and finance from its controlling shareholders and actual controllers[86] - The company has a complete R&D, procurement, production, and sales system, with no reliance on related party transactions for its main business income and profits[87] - The company's directors, supervisors, and senior management received their annual compensation on time and in full according to the company's remuneration management system[88] Product and Market Information - The company's main products include commutators and slip rings, high-strength elastic parts, pneumatic components, new energy vehicle components, and communication and consumer products, which are closely related to the macroeconomic environment[59]