华夏银行股份有限公司 2025 年第一次临时股东大会会议文件 二〇二五年三月十七日 文件目录 会议时间：2025 年 3 月 17 日上午 9:00 会议地点：北京市东城区建国门内大街 22 号 华夏银行大厦二层多功能厅 二、宣读本次会议须知 三、审议议案 华夏银行股份有限公司 2025 年第一次临时股东大会会议议程.............-01- 华夏银行股份有限公司 2025 年第一次临时股东大会会议须知.............-02- 审议事项： 关于选举杨书剑先生为第九届董事会执行董事的议案........................... -04- 华夏银行股份有限公司 2025 年第一次临时股东大会会议议程 关于选举杨书剑先生为第九届董事会执行董事的议案 - 1 - 会议召集人：华夏银行股份有限公司董事会 主 持 人：瞿纲执行董事、行长（代为履行董事长职责） 一、宣布会议开始 四、股东发言 五、选举现场表决的总监票人和监票人 六、股东对各项议案进行现场投票表决 七、总监票人宣布现场表决结果 八、律师就本次股东大会现场会议出具法律意见 九、出席会议的相关人员在股东大会决议和记录上签字 十、宣 ...

证券代码：600015 证券简称：华夏银行 公告编号：2025-07 华夏银行股份有限公司 关于召开 2025 年第一次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 一、 召开会议的基本情况 (一)股东大会类型和届次 2025 年第一次临时股东大会 (二)股东大会召集人：董事会 (三)投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结合的 方式 (四)现场会议召开的日期、时间和地点 召开的日期时间：2025 年 3 月 17 日 9 点 00 分 召开地点：北京市东城区建国门内大街 22 号华夏银行大厦二层多功能厅 (五)网络投票的系统、起止日期和投票时间。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2025 年 3 月 17 日 至 2025 年 3 月 17 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过互联 网投票平 ...

华夏银行股份有限公司 第九届董事会第三次会议决议公告 董事会同意增补杨书剑先生为本行执行董事候选人。经股东大会选举通过后，杨 书剑先生的董事任职资格尚需国家金融监督管理总局核准，任期自监管机构核准之日 起，至第九届董事会届满之日止。 杨书剑，男，1969 年 8 月出生，博士研究生，高级经济师。曾任北京银行股份有 限公司董事会秘书，北京银行股份有限公司副行长，北京银行股份有限公司副行长兼 石家庄分行行长，北京银行股份有限公司党委委员、副行长，北京银行股份有限公司 党委副书记、董事、行长。现任华夏银行股份有限公司党委书记。 A 股代码：600015 A 股简称：华夏银行 编号：2025—06 本行董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华夏银行股份有限公司（以下简称"本行"）第九届董事会第三次会议于 2025 年 2 月 28 日以书面传签方式召开。会议通知和材料于 2025 年 2 月 27 日以电子邮件方式 发出，表决截止日期为 2025 年 2 月 28 日。会议应发出书面传签表决票 9 份，实际发 出书面传签表决票 9 ...

华夏银行股份有限公司 独立董事关于增补杨书剑先生 为执行董事候选人的独立意见 1 后，其董事任职资格尚需报国家金融监督管理总局核准，任期自 监管机构核准之日起至本行第九届董事会届满之日止。 独立董事签字： 丁 益 赵 红 郭庆旺 宫志强 陈胜华 2025 年 2 月 28 日 2 根据《中华人民共和国公司法》《银行保险机构公司治理准 则》《上市公司治理准则》及《华夏银行股份有限公司章程》（简 称"本行章程"）等有关规定，我们作为华夏银行股份有限公司 （以下简称"本行"）第九届董事会的独立董事，对本行第九届 董事会第三次会议于 2025 年 2 月 28 日审议的《关于增补杨书剑 先生为第九届董事会执行董事候选人的议案》,在查阅有关规定、 参加会议并了解相关情况介绍后，发表独立意见如下： 本次会议审议的《关于增补杨书剑先生为第九届董事会执行 董事候选人的议案》是根据相关法律法规、监管规定和本行章程 等的有关规定提出的，该议案中所涉及的杨书剑先生的提名、审 议、表决程序均符合相关规定，不存在损害本行及中小股东利益 的情况。杨书剑先生的董事任职资格符合法律法规、监管规定和 本行章程等有关规定。 经审阅杨书剑先生的履 ...

Group 1 - The new chairman of Huaxia Bank has been appointed after a one-month vacancy, with Yang Shujian taking over as the party secretary [1][2] - Yang Shujian resigned from his positions at Beijing Bank, including director and president, to assume his new role at Huaxia Bank [2][3] - The previous chairman, Li Minji, resigned for personal reasons, effective January 24, 2025, after serving for nearly eight years [2][3] Group 2 - Yang Shujian has a long tenure at Beijing Bank, having worked there for 27 years and held various positions, including president [3][4] - Under Yang's leadership, Beijing Bank's total assets grew from 2.33 trillion yuan at the end of 2017 to 4.03 trillion yuan by September 2024, making it the largest city commercial bank in China [4] - Huaxia Bank, established in 1992, is one of the 12 joint-stock banks in China, with total assets reported at 43,456.42 billion yuan as of the end of the third quarter of 2024 [5]

Group 1 - The core viewpoint of the articles highlights the significant changes in the ESG mandatory disclosure landscape for listed companies in China, with 27 new companies primarily from banking, hydropower, and transportation sectors being added, while another 27 companies, mainly from the pharmaceutical, electronics, and food and beverage sectors, have been removed from the mandatory disclosure list [1][5] - As of now, there are 458 companies under mandatory ESG disclosure, representing a substantial portion of the A-share market, with a disclosure rate of 91.27% for ESG reports in 2023, significantly higher than the overall A-share disclosure rate of 41.30% [1] - The mandatory disclosure requirements stem from the "Guidelines for Continuous Supervision of Listed Companies - Sustainability Reports" issued by the three major exchanges in 2024, which mandates certain index sample companies and companies listed both domestically and internationally to disclose sustainability reports by 2025 [1] Group 2 - The banking sector has the highest representation among the newly included companies, with four banks added, increasing the total number of banks under mandatory ESG disclosure from 21 to 25, all of which reported a 100% disclosure rate for their sustainability reports in 2023 [2] - The newly included banks, such as Huaxia Bank and Hangzhou Bank, are preparing to comply with the mandatory disclosure requirements, with some already transitioning their annual social responsibility reports to ESG reports [2][3] - Among the newly included companies, there are also hydropower and transportation firms, with some companies yet to disclose any ESG reports, indicating a gap in compliance and reporting practices [3][4] Group 3 - The removal of 27 companies from the mandatory disclosure list includes a significant number from the pharmaceutical sector, with many of these companies having higher ESG report disclosure rates than the newly included firms [5] - Companies that have been removed from the index are still likely to continue disclosing ESG reports, as they have already established practices for such disclosures [5] - The ESG mandatory disclosure landscape is characterized by regular adjustments, with companies being added or removed based on index changes and their listing status in domestic and international markets [6][7] Group 4 - Companies are encouraged to proactively enhance their ESG management and optimize their disclosure strategies to meet the evolving regulatory requirements and industry trends [8] - The integration of ESG into corporate governance and management practices is seen as essential for companies to maintain their competitive edge and avoid being excluded from indices or losing investor interest [9] - Experts suggest that companies should learn from leading domestic and international ESG reports to develop tailored ESG management models that align with their unique characteristics [9]

Core Viewpoint - The appointment of Yang Hong as the first Chief Compliance Officer of Huaxia Bank marks a significant development in the banking industry, especially following the resignation of Chairman Li Minji, highlighting the bank's focus on strengthening internal controls and governance amid ongoing challenges [1][3][5]. Group 1: Appointment and Regulatory Context - Yang Hong's appointment as Chief Compliance Officer was approved by the National Financial Regulatory Administration on January 22, 2024, and he is expected to take office within three months [2][3]. - Huaxia Bank is the first bank to establish a Chief Compliance Officer under the new regulatory framework, which mandates financial institutions to have such a position to enhance compliance management [4][5]. Group 2: Internal Control and Governance Challenges - The bank has faced significant internal control issues, as evidenced by its low scores in governance and risk management, with scores of 87.46 and 85.43 respectively, placing it at the lower end among national commercial banks [5]. - In 2024, Huaxia Bank received 25 regulatory penalties totaling 19.63 million yuan, indicating ongoing compliance challenges [5][6]. Group 3: Financial Performance and Operational Efficiency - Huaxia Bank's net profit for the first half of 2024 was 12.46 billion yuan, with a workforce of 38,900, resulting in a profit per employee of only 320,000 yuan, significantly lower than its peer Beijing Bank, which reported a profit per employee of 751,400 yuan [8][9]. - The bank's operating income has declined for two consecutive years, with net interest income dropping from 79.61 billion yuan in 2021 to 70.44 billion yuan in 2023, and a further decline of 8% in the first three quarters of 2024 [10][11]. Group 4: Asset Quality and Market Position - As of the end of Q3 2024, Huaxia Bank's non-performing loan ratio stood at 1.61%, the highest among nine A-share listed banks, with a provision coverage ratio of 166%, significantly below the average of 219.44% [11]. - The bank has been closing credit card centers, with three closures in less than a year, reflecting a disconnect between card issuance and user engagement, as evidenced by a 14.1% decline in credit card transaction volume in the first half of 2024 [12].

邹立宾先生简历如下： A 股代码：600015 A 股简称：华夏银行 编号：2025—05 华夏银行股份有限公司关于副董事长任职资格 获国家金融监督管理总局核准的公告 本行董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华夏银行股份有限公司（以下简称"本行"）于近日收到《国家金融监督管 理总局关于邹立宾华夏银行副董事长任职资格的批复》（金复〔2025〕82 号）， 国家金融监督管理总局已核准邹立宾先生担任本行副董事长的任职资格。 邹立宾先生担任本行副董事长的任期自核准日 2025 年 2 月 8 日起生效，至 本行第九届董事会届满之日止。 2025 年 2 月 11 日 邹立宾，副董事长、非执行董事，男，1967 年 9 月出生，硕士研究生，高 级会计师。曾任首钢国贸部马来西亚处、海外总部合资处、海外总部国贸部合资 处、经贸部外经处业务员，实业发展部合资联营管理处专业员；首钢总公司资本 运营部上市公司管理处处长助理、副处长；首钢总公司资本运营部部长助理、副 部长，投资管理部部长，计财部部长，经营财务部部长；首钢集团有限公司经营 财务 ...

杨宏先生担任本行首席合规官的任期自核准日 2025 年 1 月 22 日起生效，至 本行第九届董事会届满之日止。刘小莉女士担任本行首席风险官的任期自核准日 2025 年 1 月 19 日起生效，至本行第九届董事会届满之日止。杨宏先生、刘小莉 女士的简历详见本行于 2024 年 12 月 13 日刊载于上海证券交易所网站 （www.sse.com.cn）的《华夏银行股份有限公司第九届董事会第一次会议决议公 告》。 特此公告。 A 股代码：600015 A 股简称：华夏银行 编号：2025—04 华夏银行股份有限公司关于高级管理人员 任职资格获国家金融监督管理总局核准的公告 本行董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华夏银行股份有限公司（以下简称"本行"）于近日收到《国家金融监督管 理总局关于杨宏华夏银行首席合规官任职资格的批复》（金复〔2025〕52 号） 和《国家金融监督管理总局关于刘小莉华夏银行首席风险官任职资格的批复》（金 复〔2025〕39 号）。国家金融监督管理总局已核准杨宏先生担任本行首席合规 官、刘小莉女士担任 ...

A 股代码：600015 A 股简称：华夏银行 编号：2025-02 华夏银行股份有限公司关于董事长辞职的公告 本行董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华夏银行股份有限公司（以下简称"本行"） 董事会收到李民吉的书面辞职 报告。李民吉因个人原因，辞去本行董事长、执行董事及董事会专门委员会相关 职务。李民吉的辞职自 2025 年 1 月 24 日起生效。 在董事会选举产生新任董事长及其任职资格获国家金融监督管理总局核准 前，由执行董事、行长瞿纲代为履行董事长职责。 特此公告。 华夏银行股份有限公司董事会 2025 年 1 月 27 日 ...