国盛金融控股集团股份有限公司 2023 年半年度报告全文 股票代码：002670 股票简称：国盛金控 国盛金融控股集团股份有限公司 2023 年半年度报告 2023 年 8 月 国盛金融控股集团股份有限公司 2023 年半年度报告全文 1 第一节 重要提示、目录和释义 公司董事会、监事会及董事、监事、高级管理人员保证半年度报告内容的真实、准确、 完整，不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人刘朝东先生、主管会计工作负责人刘详扬先生及会计机构负责人熊文娟女士 声明：保证本年度报告中财务报告的真实、准确、完整。 所有董事均已出席了审议本报告的董事会会议。 公司计划不派发现金红利，不送红股，不以公积金转增股本。 以下提示，敬请投资者留意： 1、本报告所涉及的未来计划、发展战略等前瞻性描述不构成公司对投资者的实质承诺。 2、本报告第三节揭示了本集团经营过程中可能存在的风险。 3、本集团以证券业务为主，同时开展投资、金融科技业务。合并财务报表遵循一般行业 报表列报要求并兼顾证券行业报表列报要求。公司营业收入指标为合并利润表列报的营业总 收入，包含证券业务的利息收入、手续费及佣金收入 ...

一、董事会会议召开情况 国盛金融控股集团股份有限公司（以下简称"公司"）第四届董事会第三十 四次会议暨 2023 年半年度董事会会议通知于 2023 年 8 月 8 日以电子邮件方式 送达全体董事，会议于 2023 年 8 月 21 日上午 9：30 在公司 16 楼会议室以现场 结合通讯的表决方式召开。本次会议由董事长刘朝东先生召集和主持，会议应出 席董事 9 人，实际出席 9 人（董事欧阳罗、王志刚、独立董事周江昊以通讯表决 方式参会），公司监事、高级管理人员列席本次会议。会议的召集、召开符合《公 司法》等法规、部门规章及《公司章程》的规定。 证券代码：002670 证券简称：国盛金控 公告编号：2023-035 二、董事会会议审议情况 经与会董事审议表决，形成决议如下： 国盛金融控股集团股份有限公司 1.审议通过《关于会计政策变更的议案》。 第四届董事会第三十四次会议暨 2023 年半年度董事会会议决议公告 表决结果：9 票同意、0 票反对、0 票弃权。 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 表决结果：9 票同意、0 票反对、0 票弃权。 会议 ...

| 编制单位：国盛金融控股集团股份有限公司 | | | | | | | | | | 单位：万元 | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 非经营性 | | 占用方与上市公司 | 上市公司核算 | 2023年期初往来资 | 2023年1-6月往来累 | 2022年1-6月往来 | 2022年1-6月偿 | 2022年6月30日往来资 | | 占用性质 | | 资金占用 | 资金占用方名称 | 的关联关系 | 的会计科目 | 金余额 | 计发生金额（不含利 | 资金的利息 | 还累计发生金额 | 金余额 | 占用形成原因 | | | | | | | | 息） | （如有） | | | | | | 现大股东及 | 无 | | | | | | | | | | | 其附属企业 | | | | | | | | | | | | 小计 | — | — | — | | | | | | | — | | 前大股东及 | 无 | | | | | | | | | | | 其附属企业 | | | | | | | | | | | | 小计 ...

证券代码：002670 证券简称：国盛金控 公告编号：2023-036 国盛金融控股集团股份有限公司 第四届监事会第二十次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 国盛金融控股集团股份有限公司（以下简称"公司"）第四届监事会第二十 次会议通知于 2023 年 8 月 8 日以电子邮件方式送达全体监事，会议于 2023 年 8 月 21 日上午 11：00 在公司 16 楼会议室以现场结合通讯的表决方式召开。本次 会议由监事会主席赵翠英女士召集和主持，应到监事 3 名，实到监事 3 名（监事 黄强以通讯表决方式参会），董事会秘书列席本次会议。会议的召集、召开符合 《公司法》等法规、部门规章及《公司章程》的规定。 二、监事会会议审议情况 经与会监事审议表决，形成决议如下： 1.审议通过《2023 年半年度报告全文和摘要》。 表决结果：3 票同意、0 票反对、0 票弃权。 监事会认为：公司 2023 年半年度报告全文和摘要的编制、审议程序符合有 关法律法规、规范性文件及《公司章程》的规定；报告内容与格式符合中国证监 会和深 ...

国盛金融控股集团股份有限公司独立董事 关于控股股东及其他关联方占用公司资金及公司对外担保情况 的专项说明和独立意见 根据《公司法》《上市公司监管指引第 8 号——上市公司资金往来、对外担 保的监管要求》《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公 司规范运作》等法律法规、规范性文件及《公司章程》的规定，我们作为国盛金 融控股集团股份有限公司（以下简称"公司"）的独立董事，本着促进公司规范 治理和经营管理的目的，基于独立判断的立场，就 2023 年上半年控股股东及其 他关联方占用公司资金、公司对外担保情况发表专项说明和独立意见如下： 1.控股股东及其他关联方占用公司资金情况的专项说明和独立意见 经核查，2023 年上半年，公司未发生控股股东及其关联方占用公司资金的 情况，也不存在以前年度发生并延续到报告期的控股股东及其关联方违规占用资 金情况；截至 2023 年 6 月末，除合并范围内子公司资金往来外，公司未发生其 他关联方占用公司资金的情况，也不存在以前年度发生并延续到报告期的其他关 联方违规占用资金情况。 综上，我们认为，公司 2023 年上半年已严格按照相关法律、法规、规范性 文件及《公司 ...

证券代码：002670 证券简称：国盛金控 公告编号：2023-037 国盛金融控股集团股份有限公司 会计政策变更公告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 本次会计政策变更未对公司营业收入、净利润、净资产等财务指标产生重大 影响。 一、本次会计政策变更概述 公司于 2023 年 8 月 18 日、2023 年 8 月 21 日分别召开了第四届董事会审计 委员会第十九次会议、第四届董事会第三十四次会议暨 2023 年半年度董事会会 议，审议通过了《关于会计政策变更的议案》。 （一）会计政策变更日期及变更原因 2022 年 11 月 30 日，财政部发布了《企业会计准则解释第 16 号》（财会 〔2022〕31 号）（以下简称"16 号准则解释"），规定"关于单项交易产生的 资产和负债相关的递延所得税不适用初始确认豁免的会计处理"的内容自 2023 年 1 月 1 日起施行。公司根据上述要求对会计政策相关内容进行相应变更。 （二）变更前后采用的会计政策 1.本次变更前，公司执行财政部颁布的《企业会计准则基本准则》和各项具 体会计准则、企业会 ...

国盛金融控股集团股份有限公司 2023 年第一季度报告 证券代码：002670 证券简称：国盛金控 公告编号：2023-016 国盛金融控股集团股份有限公司 2023 年第一季度报告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 1、公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不 存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 2、公司负责人刘朝东先生、主管会计工作负责人刘详扬先生及会计机构负责人（会计主管人员） 熊文娟女士声明：保证季度报告中财务报表的真实、准确、完整。 3、第一季度财务会计报告是否经审计 □ 是 √ 否 一、主要财务数据 （一） 主要会计数据和财务指标 | --- | --- | --- | --- | |-----------------------------------------------------|----------------|-------------------|------------------------------------------ ...

Business Transition and Structure - The company reported a significant change in its main business, transitioning from manufacturing to financial services, specifically capital market services, following the acquisition of 100% of Guosheng Securities in 2016[10]. - The company’s major shareholder changed to Jiangxi Transportation Investment Group in September 2022, indicating a shift in ownership structure[10]. - The company completed a share transfer agreement on July 13, 2022, with five state-owned enterprises from Jiangxi, resulting in a 50.42% stake transfer[14]. - The company’s registered address is located in Shunde District, Foshan City, Guangdong Province, with its main office in Nanchang City, Jiangxi Province[6]. - The company operates 2 subsidiaries in Jiangxi Province and 3 in Guangdong Province, among others[17]. - The company has a total of 94 business departments in Jiangxi Province and 10 in Guangdong Province[17]. Financial Performance - Total revenue for 2022 was ¥1,894,007,280.28, a decrease of 19.33% compared to ¥2,347,750,238.09 in 2021[19]. - Net profit attributable to shareholders was -¥436,745,642.33 in 2022, a decline of 668.02% from ¥76,888,649.97 in 2021[19]. - The net cash flow from operating activities was -¥1,892,674,124.88, compared to ¥2,987,830,102.18 in the previous year[19]. - Total assets at the end of 2022 were ¥30,783,063,381.62, a decrease of 1.77% from ¥31,339,037,896.43 at the end of 2021[19]. - Net assets attributable to shareholders decreased by 3.70% to ¥10,950,217,714.03 from ¥11,370,652,014.14 in 2021[19]. - Basic and diluted earnings per share were both -¥0.2257 in 2022, compared to ¥0.0397 in 2021[19]. - The weighted average return on equity was -3.91%, a decrease of 4.59 percentage points from 0.68% in 2021[19]. Revenue Sources and Business Segments - The company’s total revenue includes interest income, commission income from securities business, and revenue from non-securities business, reflecting its diversified financial operations[2]. - The brokerage and wealth management business generated revenue of 556 million yuan, down 12.85% year-on-year, impacted by a 15% drop in the Shanghai Composite Index[29]. - The credit business revenue was 340 million yuan, reflecting an 18.52% decrease, with margin financing and securities lending showing a 10% decline in average daily scale[30]. - The research department achieved net commission income of 426 million yuan, maintaining a stable market share in the Shanghai and Shenzhen exchanges[30]. - The company’s investment business focuses on sectors such as new information technology, smart manufacturing, new energy, healthcare, and consumption upgrades, with both domestic and international investment platforms[28]. Operational Efficiency and Strategic Focus - The company plans to enhance its operational efficiency and service capabilities in response to the evolving needs of the securities market[24]. - The company is focusing on wealth management, investment banking, and asset management to adapt to the changing market landscape[24]. - The company aims to optimize its organizational structure to improve efficiency and reduce costs[59]. - The company is focused on enhancing employee loyalty and reducing talent turnover through improved organizational structure and incentive mechanisms[62]. - The company is likely to pursue new business opportunities and partnerships as part of its future growth plans[71]. Risk Management and Compliance - The company acknowledges risks including policy, operational, and talent retention risks that may impact future performance[60][61]. - A comprehensive risk management system will be established to enhance internal control and governance[59]. - The company has implemented measures to mitigate liquidity risk, including strict compliance with laws and regulations, and enhancing risk management systems[62]. - The company has established a comprehensive risk management framework to support stable business development and improve compliance risk control capabilities[62]. Shareholder Engagement and Governance - The company held its 2021 Annual General Meeting with a participation rate of 39.96% on May 16, 2022, and the first temporary shareholders' meeting of 2022 with a participation rate of 39.99% on May 17, 2022[66]. - The second temporary shareholders' meeting of 2022 had a participation rate of 72.67% on October 12, 2022, indicating increased shareholder engagement[66]. - The company maintains independence from its controlling shareholder in business operations, personnel, assets, institutions, and finances[65]. - The company has established an independent financial department with a dedicated accounting system, ensuring financial independence[65]. - The company emphasizes internal audits and real-time risk monitoring to prevent operational risks[62]. Leadership and Management Changes - The company experienced a leadership change in October 2022, with the resignation of Chairman Du Li and Vice Chairman Zhang Wei due to personal reasons[70]. - In December 2022, several board members and executives, including Director Li Yingming and Financial Director Wu Yanyan, resigned for personal reasons[70]. - The current board consists of 11 members, with no changes in shareholding reported during the period[68]. - The company appointed new board members and executives on October 12, 2022, and December 2, 2022, to address operational needs[71]. - The financial management team has been strengthened with the appointment of a new CFO, Liu Xiangyang, effective December 2, 2022[72]. Social Responsibility and Community Engagement - The company has actively participated in social responsibility initiatives, including the "Ying Shan Hong" action to support the high-quality development of the capital market in Jiangxi Province[101]. - The company organized a charity event in May, donating approximately CNY 19,600 worth of educational supplies to children in a poverty-stricken area[104]. - In November, the company donated over 18,000 financial literacy books to 105 schools, benefiting over 5,000 students, with a total value of approximately CNY 17,000[104]. - In December, the company conducted a charity event for an elderly care home, purchasing goods worth approximately CNY 20,000[104]. Audit and Financial Reporting - The audit opinion for the financial report was a standard unqualified opinion, issued on April 6, 2023[160]. - The auditors confirmed that they obtained sufficient and appropriate audit evidence to support their audit opinion on the financial statements[166]. - The audit report did not identify any significant misstatements in the financial statements or other information[164]. - The company has not received any non-standard audit reports for the reporting period[118]. Related Party Transactions and Compliance - The company guarantees no direct or indirect control over businesses that may compete with Guosheng Financial Holdings[106]. - The company ensures that any related transactions with Guosheng Financial Holdings are conducted on a fair and reasonable basis[106]. - The company maintains the independence of its listed company, ensuring no misuse of funds or assets by controlling entities[108]. - The company has established an independent financial accounting department and management system for the listed company[108]. Future Outlook and Strategic Plans - The company provided a future outlook projecting a revenue growth of 10% for the next fiscal year, driven by new product launches and market expansion strategies[74]. - The company plans to expand its market presence in Southeast Asia, targeting a 30% increase in market share within the next two years[74]. - A strategic acquisition of a local competitor is expected to be finalized by Q3 2023, which will enhance the company's service offerings[75].