招商证券股份有限公司 关于广东格林精密部件股份有限公司 2023 年度持续督导跟踪报告 | 保荐机构名称：招商证券股份有限公司 | 被保荐公司简称：格林精密 | | --- | --- | | 保荐代表人姓名：张燚 | 联系电话：0755-82943666 | | 保荐代表人姓名：汤玮 | 联系电话：0755-82943666 | | （1）发表独立意见次数 | 次 12 | | | --- | --- | --- | | （2）发表非同意意见所涉问题及结论意见 | 无 | | | 7、向本所报告情况（现场检查报告除外） | | | | （1）向本所报告的次数 | 无 | | | （2）报告事项的主要内容 | 不适用 | | | （3）报告事项的进展或者整改情况 | 不适用 | | | 8、关注职责的履行情况 | | | | （1）是否存在需要关注的事项 | 否 | | | （2）关注事项的主要内容 | 无 | | | （3）关注事项的进展或者整改情况 | 无 | | | 9、保荐业务工作底稿记录、保管是否合规 | 是 | | | 10、对上市公司培训情况 | | | | （1）培训次数 | 1 次 | | ...

招商证券股份有限公司 关于广东格林精密部件股份有限公司 2023 年定期现场检查报告 | 保荐机构名称：招商证券股份有限公司 被保荐公司简称：格林精密 | | | | | --- | --- | --- | --- | | 保荐代表人姓名：张燚 联系电话：0755-82943666 | | | | | 保荐代表人姓名：汤玮 联系电话：0755-82943666 | | | | | 现场检查人员姓名：汤玮、张庆洋 | | | | | 现场检查对应期间：2023 年 1 月 1 日——2023 年 12 月 31 | 日 | | | | 现场检查时间：2024 年 4 月 10 日 | | | | | 一、现场检查事项 | | 现场检查意见 | | | （一）公司治理 | 是 | 否 | 不适用 | | 1.公司章程和公司治理制度是否完备、合规 | √ | | | | 2.公司章程和三会规则是否得到有效执行 | √ | | | | 3.三会会议记录是否完整，时间、地点、出席人员及会议 内容等要件是否齐备，会议资料是否保存完整 | √ | | | | 4.三会会议决议是否由出席会议的相关人员签名确认 | √ | | ...

广东格林精密部件股份有限公司 规范关联方资金往来管理制度 第一章 总则 第一条 为规范广东格林精密部件股份有限公司（以下简称公司）与公司控 股股东、实际控制人及其他关联方的资金往来，避免公司控股股东、实际控制人 及其他关联方占用公司资金，根据《中华人民共和国公司法》《中华人民共和国 证券法》（以下简称《证券法》）、《上市公司监管指引第 8 号——上市公司资金往 来、对外担保的监管要求》《深圳证券交易所创业板股票上市规则》（以下简称《上 市规则》）及《广东格林精密部件股份有限公司章程》（以下简称《公司章程》） 等有关规定，制定本制度。 第五条 公司关联方不得利用其关联关系损害公司利益。违反规定给公司造 成损失的，应当承担赔偿责任。 第二条 公司及纳入公司合并会计报表范围的子公司与关联方之间的所有资 金往来均适用本制度。 第三条 本制度所称关联方包括关联法人和关联自然人。关联法人和关联自 然人的含义见公司《关联交易管理制度》。 第四条 本制度所称资金占用，包括但不限于： （一）经营性资金占用，是指公司关联方通过采购、销售、相互提供劳务等 生产经营环节的关联交易所产生的对公司的资金占用。 （二）非经营性资金占用，是 ...

证券代码：300968 证券简称：格林精密 公告编号：2024-017 广东格林精密部件股份有限公司 关于计提资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 广东格林精密部件股份有限公司（以下简称"公司"）根据《企业会计 准则》以及公司会计政策等相关规定，于 2023 年 12 月 31 日对各类应收款 项、存货等各项资产减值的可能进行了充分的评估和分析。经分析，公司对应 收票据、应收账款、其他应收款、存货计提减值准备共计 2,063.13 万元，现 将相关情况公告如下： 一、 公司计提资产减值准备的概述 根据《企业会计准则》及公司会计政策等相关规定，公司对合并财务报表 范围内截至 2023 年 12 月 31 日的应收票据、应收账款、其他应收款、合同资 产、存货、固定资产、无形资产等资产进行了减值测试，判断存在可能发生减 值的迹象，确定了需要计提资产减值准备的资产项目。计提各项资产减值准备 共计 2,063.13 万元，详情如下表： 单位：万元 | 项 目 | 期末数 | | | | --- | --- | --- | --- | | | ...

Financial Performance - The company's operating revenue for 2023 was ¥1,123,546,315.85, a decrease of 28.35% compared to ¥1,568,021,960.70 in 2022[20] - The net profit attributable to shareholders for 2023 was ¥12,978,649.88, representing a significant decline of 88.80% from ¥115,879,519.32 in the previous year[20] - The net profit after deducting non-recurring gains and losses was ¥9,623,257.23, down 91.54% from ¥113,753,431.64 in 2022[20] - The total assets at the end of 2023 were ¥2,183,592,717.35, a decrease of 6.93% from ¥2,346,178,436.24 at the end of 2022[20] - The net assets attributable to shareholders decreased by 3.61% to ¥1,858,179,661.72 from ¥1,927,733,538.98 in 2022[20] - The basic earnings per share for 2023 were ¥0.03, down 89.29% from ¥0.28 in the previous year[20] - The weighted average return on equity was 0.68%, a decrease of 5.37% from 6.05% in 2022[20] - The company's total revenue for 2023 was approximately ¥1.12 billion, a decrease of 28.35% compared to ¥1.57 billion in 2022[68] - Revenue from precision structural components accounted for 91.44% of total revenue, totaling approximately ¥1.03 billion, down 29.31% from ¥1.45 billion in 2022[68] - Overseas sales contributed 73.95% of total revenue, amounting to approximately ¥830.91 million, a decrease of 24.85% from ¥1.11 billion in 2022[68] Cash Flow and Investments - The net cash flow from operating activities increased by 89.54% to ¥348,247,444.50, compared to ¥183,733,797.37 in 2022[20] - The company reported a net cash flow from operating activities of CNY 348,247,444.50, an increase of 89.54% compared to the previous year[82] - Investment activities resulted in a net cash outflow of CNY 203,924,324.59, a significant decline compared to the previous year's net inflow[82] - The company’s cash and cash equivalents increased by CNY 67,571,218.58, a decrease of 61.46% year-on-year[82] - The company has committed a total investment of CNY 59,908.71 million for various projects, with a cumulative investment of CNY 46,959.32 million, achieving a progress rate of 78.43%[103] Research and Development - The company holds a total of 38 valid authorized invention patents, 144 utility model patents, 7 design patents, and 20 software copyrights, all obtained through independent research and development[42] - Research and development (R&D) expenditure amounted to CNY 106,078,023.19, representing 9.44% of total revenue, up from 7.87% in 2022[82] - The number of R&D personnel decreased by 16.45% to 386, with a notable reduction in the proportion of R&D staff from 10.08% to 8.86%[81] - The company plans to enhance its research and development efforts in 2024, focusing on applying existing technologies to new business areas and developing new technologies, processes, and products[113] - The company has invested 50 million RMB in R&D for new technologies, focusing on automation and smart manufacturing[145] Market and Product Development - The company is focusing on expanding its market presence in smart home, smartphone, and wearable device sectors, which are projected to grow in the coming years[30][31][37] - The company plans to conduct foreign exchange hedging business with a cumulative limit not exceeding 120 million USD or its equivalent in RMB[96] - The company is considering strategic acquisitions to enhance its product portfolio, with a budget of 300 million RMB allocated for potential deals[139] - The company aims to improve operational efficiency by 15% through process optimization initiatives in the upcoming year[138] - The company plans to expand its market presence in Southeast Asia, targeting a 30% increase in sales from this region by 2025[145] Governance and Compliance - The company has established a governance structure that includes a board of directors, supervisory board, and management team, ensuring compliance with relevant laws and regulations[128] - The company maintains complete independence in assets, personnel, finance, organization, and business operations from its controlling shareholders[130] - The company has implemented a financial management system that allows for independent accounting and financial decision-making[133] - The company has not engaged in any related party transactions that could be deemed unfair or competitive with its controlling shareholders[134] - The company is committed to maintaining compliance with regulations set by the China Securities Regulatory Commission and the Shenzhen Stock Exchange[169] Environmental Responsibility - The company is listed as a key pollutant discharge unit in the 2023 environmental supervision list by Huizhou Environmental Protection Bureau and Guangdong Provincial Ecological Environment Department[188] - The company has implemented zero discharge for wastewater, recycling and reusing wastewater generated during production processes[191] - The company has established a comprehensive environmental management system in compliance with national environmental laws and regulations[188] - The company has no reported cases of exceeding pollutant discharge standards for major pollutants such as ammonia and sulfuric mist[190] - The company has made significant investments in improving environmental monitoring facilities and equipment to enhance accuracy[192] Employee Management - The total number of employees at the end of the reporting period was 4,355, with 3,590 in the parent company and 765 in major subsidiaries[174] - The company has implemented a training plan to enhance employee skills and management levels, ensuring long-term development needs are met[176] - The company has established a long-term incentive mechanism to attract and retain talented employees[175] - The company has a diverse management team with extensive experience in various industries, including electronics and finance[157][158][159] - The company emphasizes employee rights protection and promotes a healthy work environment, enhancing employee satisfaction and engagement[200]

Revenue and Profitability - The company's revenue for Q1 2024 was ¥235,283,890.71, a decrease of 17.92% compared to ¥286,639,002.05 in the same period last year[5] - Net profit attributable to shareholders was ¥8,232,474.15, an increase of 174.96% from a loss of ¥10,981,876.75 in the previous year[5] - Basic earnings per share increased to ¥0.02 from a loss of ¥0.03, representing a 166.67% improvement[5] - Total operating revenue for Q1 2024 was CNY 235,283,890.71, a decrease of 18% compared to CNY 286,639,002.05 in Q1 2023[20] - Net profit for Q1 2024 was CNY 8,232,474.15, a significant recovery from a net loss of CNY 10,981,876.75 in the same period last year[21] - Earnings per share for Q1 2024 was CNY 0.02, compared to a loss per share of CNY 0.03 in Q1 2023[22] - The company reported a comprehensive income of CNY 7,462,950.37 for Q1 2024, compared to a comprehensive loss of CNY 11,339,781.72 in the previous year[22] Cash Flow and Investments - The net cash flow from operating activities was ¥8,443,104.90, down 91.41% from ¥98,299,173.82 in the same period last year[5] - Cash flow from operating activities generated a net inflow of CNY 8,443,104.90, down from CNY 98,299,173.82 in the previous year[23] - The net cash flow from investment activities was -63,263,020.18, compared to -21,607,657.47 in the previous year, indicating a significant increase in cash outflow[24] - Cash inflow from investment activities totaled 30,888,237.79, an increase from 20,204,709.59 year-over-year[24] - Cash outflow from investment activities was 94,151,257.97, significantly higher than 41,812,367.06 in the previous year, indicating increased investment spending[24] - Cash flow from financing activities resulted in a net outflow of -2,434,403.25, compared to -3,474,664.60 in the same period last year, showing a decrease in cash outflow[24] Assets and Liabilities - Total assets at the end of the reporting period were ¥2,162,000,484.48, a decrease of 0.99% from ¥2,183,592,717.35 at the end of the previous year[5] - Total liabilities decreased to CNY 296,357,872.39 from CNY 325,413,055.63, a reduction of approximately 9%[21] - Total non-current assets decreased to ¥687,402,983.56 from ¥703,852,847.77[17] - The company's cash and cash equivalents at the end of the reporting period amount to ¥882,196,635.01, down from ¥936,149,371.52 at the beginning of the period[16] - Total cash and cash equivalents at the end of the period amounted to 864,648,280.46, down from 908,866,332.14 in the previous year[24] Shareholder Information - Total number of common shareholders at the end of the reporting period is 29,035[13] - The largest shareholder, Huizhou Huifengbao Equity Investment Partnership, holds 30.05% of shares, totaling 124,213,228 shares[13] - The company has a total of 6,722,912 shares held by Huizhou Junqiang Equity Investment Partnership, representing 1.63% of shares[13] - The company reported a total of 15,026,005 shares held by HQH Ventures Limited, which are unrestricted[14] Financial Performance Metrics - The company's investment income rose to ¥60.11 million, an increase of 323.01% compared to the same period last year[10] - Total operating costs decreased to CNY 215,786,965.11 from CNY 288,626,182.54, reflecting a reduction of approximately 25%[20] - Research and development expenses for Q1 2024 were CNY 22,523,991.71, down from CNY 28,286,132.16, indicating a reduction of approximately 20%[21] - Tax expenses decreased to CNY 1,041,181.92 from CNY 755,784.76, reflecting an increase of about 38%[21] Accounting and Reporting - The company did not undergo an audit for the first quarter report, as indicated in the financial statements[25] - The company has adopted new accounting standards starting in 2024, which may affect future financial reporting[25] Other Financial Metrics - The company reported a significant increase in contract liabilities, which rose by 585.00% to ¥28,085,900[9] - The company’s financial expenses decreased by 367.26% to -¥16,162,300, mainly due to increased exchange gains and interest income[10] - The company’s cash and cash equivalents were positively impacted by exchange rate fluctuations, increasing by 149.80% to ¥6,210,900[11] - The impact of exchange rate changes on cash and cash equivalents was positive at 6,210,905.37, contrasting with a negative impact of -12,470,953.39 in the previous year[24] - Trading financial assets increased to ¥100,900,000.00 from ¥50,000,000.00[16] - Accounts receivable decreased slightly to ¥248,017,685.13 from ¥249,025,525.81[17] - Inventory decreased to ¥184,088,560.49 from ¥194,584,611.81[17]

广东格林精密部件股份有限公司 董事会议事规则 第一章 总则 第一条 为明确公司董事会的职责权限，规范公司董事会的议事方式和决策 程序，促使公司董事和董事会有效地履行职责，提高公司董事会规范运作和科学 决策水平，根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共 和国证券法》（以下简称《证券法》）、《深圳证券交易所创业板股票上市规则》（以 下简称《上市规则》）、《深圳证券交易所上市公司自律监管指引第 2 号——创业 板上市公司规范运作》（以下简称《运作指引》）及《广东格林精密部件股份有限 公司章程》（以下简称《公司章程》）等有关规定，制定本规则。 第二章 董事会的组成和职权 第二条 公司依法设立董事会，董事会对股东大会负责。董事会应认真履行 有关法律、行政法规和《公司章程》规定的职责，确保公司遵守法律、行政法规 和《公司章程》的规定，公平对待所有股东，并关注其他利益相关者的合法权益。 第三条 公司董事会由 5 至 11 名董事组成，其中独立董事不少于三分之一 （至少包括 1 名会计专业人士）。 （一）召集股东大会，并向股东大会报告工作； （二）执行股东大会的决议； （三）决定公司的经营计划和投资方 ...

2023 年度董事会工作报告 2023年度，公司董事会严格遵守《董事会议事规则》、《公司章程》的规定， 对公司相关事项做出决策，程序合法合规，全年董事会共召开7次会议，审议24 项议案，具体情况如下： | 序 号 | 会议届次 | 召开日期 | 审议议案 | | | --- | --- | --- | --- | --- | | 1 | 第三届董事会第五 次会议 | 2023.3.27 | 议案：《关于部分募投项目延期的议案》 | | | 2 | 第三届董事会第六 | 2023.4.19 | 议案一：《关于<2022 | 年度总经理工作报告>的议案》 | 广东格林精密部件股份有限公司 2023年度董事会工作报告 2023年度，广东格林精密部件股份有限公司（以下简称"公司"）董事会严 格按照《公司法》、《证券法》、《深圳证券交易所上市公司自律监管指引第2 号——创业板上市公司规范运作》等法律法规以及《公司章程》、公司《董事会 议事规则》等规章制度的规定，本着对全体股东负责的态度，恪尽职守、积极有 效地行使职权，认真贯彻落实股东大会的各项决议，勤勉尽责地开展董事会各项 工作，推动公司治理水平的提高和公司各项业务发 ...

公司董事会应当切实履行职责，认真、按时组织股东大会。公司全体董事应 当勤勉尽责，确保股东大会正常召开和依法行使职权。 广东格林精密部件股份有限公司 股东大会议事规则 第一章 总则 第二条 本规则自生效之日起，即成为对公司、公司股东、股东代理人、董 事、监事、总经理和其他高级管理人员及列席股东大会会议的其他相关人员具有 法律约束力的规范性文件。 第一条 为进一步明确广东格林精密部件股份有限公司（以下简称公司）股 东大会的职责权限，保证股东大会规范运作，维护股东的合法权益，确保股东平 等有效地行使权利，根据《中华人民共和国公司法》（以下简称《公司法》）、《中 华人民共和国证券法》（以下简称《证券法》）、《上市公司股东大会规则》《深圳证 券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号 ——创业板上市公司规范运作》及《广东格林精密部件股份有限公司章程》（以下 简称《公司章程》）等有关规定，制定本规则。 第三条 公司应当严格按照法律、行政法规、部门规章、《公司章程》及本 规则的相关规定召开股东大会，保证股东特别是公众股东能够依法行使权利。 临时股东大会不定期召开，出现《公司法》第一百条规定的 ...

广东格林精密部件股份有限公司关于董事会审计委员会对会计 师事务所 2023 年度履职情况评估及 履行监督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理 准则》《国有企业、上市公司选聘会计师事务所管理办法》和《公司章程》、《董 事会审计委员会工作细则》等相关规定，公司董事会审计委员会本着勤勉尽责的 原则，认真履行了审计监督职责。现将会计师事务所 2023 年度履职情况和审计 委员会对会计师事务所履行监督职责情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 天健会计师事务所（特殊普通合伙）（以下简称"天健会计师事务所"）成 立于 2011 年 7 月，注册地址为浙江省杭州市西湖区西溪路 128 号 6 楼，具有近 13 年的证券业务从业经验。截至 2023 年 12 月 31 日，天健会计师事务所从业人 员总数 2510 人，其中合伙人 238 人，注册会计师 2,272 人；注册会计师中，超 过 836 人签署过证券服务业务审计报告。 （二）聘任会计师事务所履行的程序 以及 2023 年度的合并及母公司经营成果和现金流量。天健会计师事务所出 ...