特此公告。 证券代码：688502 证券简称：茂莱光学 公告编号：2025-072 南京茂莱光学科技股份有限公司 关于向不特定对象发行可转换公司债券申请获得 上海证券交易所上市审核委员会审核通过的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海证券交易所上市审核委员会于 2025 年 9 月 26 日召开 2025 年第 39 次审 议会议（以下简称"会议"），对南京茂莱光学科技股份有限公司（以下简称"公 司"）向不特定对象发行可转换公司债券的申请进行了审议。根据会议审议结果， 公司本次向不特定对象发行可转换公司债券的申请符合发行条件、上市条件和信 息披露要求。 公司本次向不特定对象发行可转换公司债券事项尚需获得中国证券监督管 理委员会（以下简称"中国证监会"）作出同意注册的决定后方可实施。最终能否 获得中国证监会同意注册的决定及时间尚存在不确定性。公司将根据事项的进展 情况及时履行信息披露义务，敬请广大投资者注意投资风险。 南京茂莱光学科技股份有限公司董事会 2025 年 9 月 27 日 ...

Core Viewpoint - Maolai Optical (688502.SH) has received approval from the Shanghai Stock Exchange's Listing Review Committee for its application to issue convertible bonds to unspecified investors, meeting all necessary conditions for issuance, listing, and information disclosure [1] Group 1 - The Shanghai Stock Exchange's Listing Review Committee held its 39th review meeting of 2025 on September 26, 2025 [1] - The review concluded that Maolai Optical's application for issuing convertible bonds complies with the issuance conditions [1] - The company is now positioned to proceed with the issuance of convertible bonds, which may enhance its capital structure [1]

Core Viewpoint - The Shanghai Stock Exchange's Listing Review Committee approved the application for the issuance of convertible bonds by the company, pending final approval from the China Securities Regulatory Commission [1] Group 1 - The review meeting was held on September 26, 2025, and was the 39th meeting of the year [1] - The company's application for issuing convertible bonds to unspecified objects meets the issuance conditions, listing conditions, and information disclosure requirements [1] - The implementation of the bond issuance is contingent upon receiving a registration approval from the China Securities Regulatory Commission [1]

Group 1 - The average stock price of the Sci-Tech Innovation Board is 41.20 yuan, with 73 stocks priced over 100 yuan and the highest being Cambrian-U at 1350.38 yuan [1][2] - Today, 136 stocks on the Sci-Tech Innovation Board rose, while 448 fell, with the average price of stocks over 100 yuan increasing by 0.23% [1][2] - The stock with the first closing price above 100 yuan today is Saiwei Microelectronics, closing at 100.01 yuan, up 5.85% with a turnover rate of 7.39% and a transaction amount of 386 million yuan [1][2] Group 2 - The average premium of stocks over 100 yuan relative to their issue price is 406.15%, with Cambrian-U, Anji Technology, and Baile Tianheng having premiums of 1997.19%, 1446.81%, and 1379.80% respectively [2] - The sectors with the highest concentration of stocks over 100 yuan include electronics, pharmaceuticals, and computers, with 37, 12, and 9 stocks respectively [2] - The net outflow of main funds from stocks over 100 yuan today totaled 4.25 billion yuan, with the highest net inflows seen in Zhongwei Company, Cambrian-U, and Chipone Technology [2][3] Group 3 - The total financing balance for stocks over 100 yuan is 92.298 billion yuan, with the highest balances in Zhongxin International, Cambrian-U, and Haiguang Information [2] - The total margin balance is 427 million yuan, with the highest balances in Haiguang Information, Cambrian-U, and Zhongxin International [2] - A detailed list of stocks over 100 yuan includes Cambrian-U, Maolai Optics, and Yuanjie Technology, with their respective closing prices and daily changes [3][4]

Core Points - The average stock price of the Sci-Tech Innovation Board is 40.57 yuan, with 68 stocks priced over 100 yuan, and the highest priced stock is Cambrian-U at 1349.24 yuan [1] - Among the stocks priced over 100 yuan, 187 stocks rose while 394 stocks fell today, with an average decline of 1.15% for the hundred-yuan stocks [1] - The average premium of the hundred-yuan stocks relative to their issue price is 416.87%, with Cambrian-U showing the highest premium at 1995.42% [1] Group 1: Stock Performance - Cambrian-U closed at 1349.24 yuan, down 5.05%, followed by Maolai Optics at 460.10 yuan and Yuanjie Technology at 398.00 yuan [1] - The stocks with the highest increase today include Tengjing Technology, Dekeli, and Kaipu Cloud, while the largest declines were seen in Fengcai Technology, Shengke Communication, and Green Harmonics [1][2] - The net outflow of main funds from the hundred-yuan stocks today totaled 5.313 billion yuan, with Longxin Technology, Juguang Technology, and SMIC seeing the highest net inflows [2] Group 2: Financing and Margin Trading - As of September 18, the total financing balance for hundred-yuan stocks is 88.569 billion yuan, with Cambrian-U, SMIC, and Haiguang Information having the highest financing balances [2] - The total margin balance is 0.405 billion yuan, with Haiguang Information, Cambrian-U, and SMIC leading in margin balances [2] Group 3: Industry Distribution - The hundred-yuan stocks are concentrated in the electronics, pharmaceutical, and computer industries, with 31, 13, and 8 stocks respectively [1]

Core Viewpoint - The company, Maolai Optical (688502.SH), has stated that it and its subsidiaries have not had direct contact with the Big Fund Phase III, indicating a focus on internal development and collaboration with downstream industries [1] Group 1 - The company is positioned as a precision optical company that empowers the development of downstream industries [1] - The company aims to continuously improve its research and development capabilities to support the growth of downstream businesses [1]

Core Insights - The trading volume of Maolai Optical reached 1.002 billion RMB, marking a new high since November 4, 2024 [1] - The latest stock price increased by 2.55%, with a turnover rate of 12.81% [1] - The previous trading day recorded a total trading volume of 956 million RMB [1] Company Overview - Nanjing Maolai Optical Technology Co., Ltd. was established on August 24, 1999 [1] - The registered capital of the company is 52.8 million RMB [1]

Group 1 - The stock price of Maolai Optical increased by 8.88%, reaching 482.0 yuan per share, marking a new high [1] - The total market capitalization of the company surpassed 25.449 billion yuan [1] - The trading volume amounted to 504 million yuan [1]

中国国际金融股份有限公司 关于南京茂莱光学科技股份有限公司 2025 年半年度持续督导跟踪报告 根据《证券发行上市保荐业务管理办法》（以下简称"《保荐办法》"）、 《上海证券交易所科创板股票上市规则》（以下简称"《上市规则》"）、《上 海证券交易所上市公司自律监管指引第11号——持续督导》等有关法律、法规的 规定，中国国际金融股份有限公司（以下简称"中金公司"或"保荐机构"）作 为南京茂莱光学科技股份有限公司（以下简称"茂莱光学"或"公司"）首次公 开发行股票并在科创板上市项目的保荐机构，负责茂莱光学持续督导工作，并出 具本持续督导半年度跟踪报告。 | 一、持续督导工作情况 | | --- | | 序号 | 工作名称 | 实施情况 | | --- | --- | --- | | 1 | 建立健全并有效执行持续督导工作制度，并针对具体 | 保荐机构已建立健全并有效执 行了持续督导制度，并制定了 | | | 的持续督导工作制定相应的工作计划。 | | | | | 相应的工作计划。 | | 2 | 根据中国证监会相关规定，在持续督导工作开始前， | 保荐机构已与茂莱光学签订保 | | | 与上市公司或相关当事人签署 ...

Group 1 - The core viewpoint of the news is the performance and market position of Maolai Optical, which saw a stock price increase of 5.02% to 454.99 yuan per share, with a total market capitalization of 24.023 billion yuan [1] - Maolai Optical specializes in the research, design, manufacturing, and sales of precision optical devices, high-end optical lenses, and advanced optical systems, with revenue composition as follows: optical devices 44.03%, optical lenses 28.34%, optical systems 27.00%, services 0.61%, and others 0.03% [1] Group 2 - From the perspective of fund holdings, one fund under Dongfang Fund has a significant position in Maolai Optical, with the Dongfang Specialized and New Mixed Fund A (015765) holding 2,285 shares, accounting for 3.77% of the fund's net value [2] - The Dongfang Specialized and New Mixed Fund A has achieved a year-to-date return of 32.73% and a one-year return of 87.63%, ranking 2584 out of 8172 and 919 out of 7980 respectively [2] Group 3 - The fund manager of Dongfang Specialized and New Mixed Fund A is Chen Hao, who has been in the position for nearly 4 years, with the fund's total asset size at 91.8407 million yuan [3] - During Chen Hao's tenure, the best fund return was 28.06%, while the worst return was -39.86% [3]